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1 Other Information Organization and Officers SEE PAGE 120 Main Group Companies SEE PAGE 126 Overseas Network SEE PAGE 127 Daiwa Securities Group Inc. Corporate Data SEE PAGE 129 Annual Report

2 Organization and Officers Inc. 1) Organization (As of July 31, 2007) Shareholders Meeting Board of s Nominating Committee Audit Committee Compensation Committee Office of the Audit Committee Executive Committee Internal Control Committee Disclosure Committee Group IT Strategy Committee Representative Executive Officer Secretariat Personnel Department Corporate Planning Department Headquarters Relocation Department Legal Department Corporate Communications Department Investor Relations Department Finance Department Information Technology Department General Affairs Department CSR Promotion Department Internal Audit Department Mental Health Support Department 120 Annual Report 2007

3 2) Officers (As of June 23, 2007) s Committee Members Executive Officers Chairman of the Board Yoshinari Hara Deputy Chairman of the Board Akira Kiyota Shigeharu Suzuki Shin Yoshidome Tetsuo Mae Takashi Hibino Ikuo Mori Nobuyuki Iwamoto Kenji Hayashibe Outside Tetsuro Kawakami Outside Ryuji Yasuda Outside Keisuke Kitajima Nominating Committee Yoshinari Hara (Chairman) Shigeharu Suzuki Tetsuro Kawakami Ryuji Yasuda Keisuke Kitajima Audit Committee Kenji Hayashibe (Chairman) Keisuke Kitajima Koichi Uno Compensation Committee Yoshinari Hara (Chairman) Shigeharu Suzuki Tetsuro Kawakami Ryuji Yasuda Koichi Uno President and CEO Shigeharu Suzuki, Inc. President, Daiwa Securities and COO (Representative) Shin Yoshidome, Inc. President, Daiwa Securities SMBC Tetsuo Mae, Inc., Daiwa Securities Shuntaro Higashi, Daiwa Securities SMBC Michihito Higuchi President, Daiwa Asset Management Yoshiyuki Takemoto President, Daiwa Institute of Research Ltd. Corporate Executive Vice President Takashi Hibino, Inc. Corporate Senior Executive Officer and CIO Akira Nakamura, Daiwa Institute of Research Ltd. and CFO Nobuyuki Iwamoto, Inc., Daiwa Asset Management Masamichi Yokoi Chairman, Daiwa America Corporation Seiji Nakata Masaaki Goto Yoshinari Hara Chairman of the Board, Inc. Akira Kiyota Deputy Chairman of the Board, Inc. Chairman of the Institute and, Daiwa Institute of Research Ltd. Outside Koichi Uno Corporate Executive Vice President Ikuo Mori, Inc. Representative Senior Managing, Daiwa Securities SMBC Annual Report

4 Daiwa Securities 1) Organization (As of July 1, 2007) Shareholders Meeting Board of s Board of Corporate Auditors Corporate Auditors Corporate Auditors Office Management Committee Legal Affairs & Compliance Committee Risk Management Committee Executive Committee Administration Division [Head of Administration Division] Compliance Division [Head of Compliance Division] Products Division [Head of Products Division] Sales Planning Division [Head of Sales Planning Division] Sales Division [Head of Sales Division] [Deputy Head of Sales Division] Daiwa Direct Division [Head of Daiwa Direct Division] Daiwa SMA Division [Head of Daiwa SMA Division] Internal Audit Officer Planning & Personnel Officer Operations & System Planning Officer Products Officer Asset Management Officer Sales Planning Officer Corporate Client Services Officer Private Banking Officer Unit I Officer Unit II Officer Unit III Officer Unit IV Officer Unit V Officer Unit VI Officer Sales Officer Sales Officer Investment Banking Officer Loan Business Officer Daiwa Direct Officer Overseas Business Officer Internal Audit Dept. Corporate Planning Dept. Personnel Dept. Risk Management Dept. Accounting & Finance Dept. Operations Dept. System Planning Dept. Investment Program Dept. Compliance Dept. Trading Audit Dept. Information Security Dept. Products Planning Dept. Investment Strategy & Research Dept. Equity Dept. Fixed Income Dept. Products Operations Dept. Investment Trust Dept. Pension & Annuity Dept. Data Processing Dept. Sales Planning Dept. Branch Development Dept. Sales Training Dept. Public Service Consulting Dept. Corporate Client Services Dept. Corporate Pension Dept. Securities Intermediary Business Dept. Private Banking Dept. Unit I Unit II Unit III Unit IV Unit V Unit VI Investment Banking Dept. I Investment Banking Dept. II Financial & Public Institutions Dept. Loan Business Dept. Daiwa Direct Planning Dept. Call Center Management Dept. Daiwa Direct Administration Dept. SMA Consulting Dept. SMA Investment Management Dept. SMA Operation and Examination Dept. Fund Wrap Dept. Overseas Subsidiary 122 Annual Report 2007

5 2) Officers (As of June 23, 2007) s President Shigeharu Suzuki Tetsuo Mae Representative Senior Managing Toshiro Ishibashi Senior Managing Takashi Fukai Representative Senior Managing Masaki Shimazu Senior Managing Makoto Shirakawa Managing Yoshimi Murakami Managing Koshiro Taniguchi Koichi Suzuki Corporate Auditors Shohei Takashima Zenichiro Onishi Kenji Hayashibe Executive Officers Takuya Ikeda Osamu Abiru Hisashi Otsuka Hiroshi Nakamura Yoshihiko Nakata Shinya Nishio Shinya Kusaba Keiji Komagata Keiichi Sakai Naofumi Idei Ikuo Shoda Hideto Sakao Masahiko Kooku Masahiko Okumura Annual Report

6 Daiwa Securities SMBC 1) Organization (As of July 2, 2007) Shareholders Meeting Board of s Board of Corporate Auditors Corporate Auditors Corporate Auditors Office Management Committee Executive Committee Legal & Compliance Committee Risk Management Committee Equity Products Officer Equity Sales Officer Fixed Income, Currency and Commodities (FICC) Officer Global Product Planning Officer Structured Finance Officer Corporate Finance Officer Strategic Advisory (M&A) Officer Capital Markets Officer Initial Public Offering Officer Investment Programs Officer Investment Banking Strategic Planning Officer Research & Advisory Officer Corporate Division Planning Officer Financial Institutions Officer Public Institutions Officer Corporate Sales Officer Corporate Institutions Officer (I) Corporate Institutions Officer (II) Corporate Institutions Officer (III) Corporate Institutions Officer (IV) Corporate Institutions Officer (V) Corporate Institutions Officer (VI) Corporate Institutions Officer (VII) Corporate Institutions Officer (VIII & IX) Financial Sponsor Officer Osaka Branch Officer Nagoya Branch Officer North Asia Region Officer South Asia & Oceania Region Officer Europe & Middle East Region Officer International Planning & Administration Officer Legal & Compliance Officer Finance & Risk Management Officer IT & Administration Officer Planning Officer Daiwa Securities SMBC Principal Investments Internal Audit Officer 124 Annual Report 2007

7 2) Officers (As of June 23, 2007) s President Shin Yoshidome Shuntaro Higashi Representative Senior Managing Ikuo Mori President, Daiwa Securities SMBC Asia Holding B.V. Senior Managing Hideo Watanabe President, Daiwa Securities SMBC Principal Investments Senior Managing Kazuhiko Akamatsu Managing Takashi Yamaguchi Managing Teruaki Ueda Representative Managing Masaki Yamane Managing Mitsuharu Tanaka Tetsufumi Fujisawa Corporate Auditors Shigeharu Tominaga Satoshi Otsu Fuminori Yoshitake Yoshio Nagamoto Executive Officers Senior Executive Officers Akio Takahashi Yoriyuki Kusaki Executive Officers Masami Tada Shigeo Koike Kenichi Miki Motoi Takahashi Eishu Kosuge Chairman, Daiwa Securities SMBC Europe Limited Takatoshi Wakabayashi Toshinao Matsushima Yasuharu Okanoya Shigeru Ishida Chairman, Daiwa Securities SMBC Hong Kong Limited Chairman, Daiwa Securities SMBC- Cathay Co., Ltd. Yoshimasa Tsunei Yoshimasa Nagase Seiji Sato Hiroaki Saito Kazuo Takahashi Akira Inoue, Daiwa Securities SMBC Principal Investments Yoshio Urata Akihiko Kanamura Chairman, Daiwa Securities SMBC Singapore Limited Chairman, Daiwa Securities SMBC Futures Pte Ltd. Annual Report

8 Main Group Companies (As of July 31, 2007) Daiwa Securities 6-4, Otemachi 2-chome, Chiyoda-ku, Tokyo , Japan Tel: Daiwa Securities SMBC 8-1, Marunouchi 1-chome, Chiyoda-ku, Tokyo , Japan Tel: Daiwa Asset Management 10-5, Nihonbashi-kayabacho 2-chome, Chuo-ku, Tokyo , Japan Tel: Daiwa Institute of Research Ltd. 15-6, Fuyuki, Koto-ku, Tokyo , Japan Tel: Daiwa SB Investments Ltd. 7-9, Nihonbashi 2-chome, Chuo-ku, Tokyo , Japan Tel: Daiwa Securities Business Center Co., Ltd. 3-2, Toyo 2-chome, Koto-ku, Tokyo , Japan Tel: Daiwa Property Co., Ltd. 1-9, Nihonbashi-kayabacho 1-chome, Chuo-ku, Tokyo , Japan Tel: NIF SMBC Ventures Co., Ltd. 8-10, Kudankita 1-chome, Chiyoda-ku, Tokyo , Japan Tel: Daiwa Securities SMBC Principal Investments 8-1, Marunouchi 1-chome, Chiyoda-ku, Tokyo , Japan Tel: Daiwa Securities Loan Co., Ltd. 3-2, Toyo 2-chome, Koto-ku, Tokyo , Japan Tel: Daiwa Fund Consulting 6-1, Otemachi 2-chome, Chiyoda-Ku, Tokyo , Japan Tel: Annual Report 2007

9 Overseas Network (As of July 31, 2007) Inc. Daiwa Securities America Inc. Financial Square, 32 Old Slip, New York, NY10005, U.S.A. Tel: (1) Daiwa Securities Trust and Banking (Europe) PLC 5 King William Street, London EC4N 7JB, United Kingdom Tel: (44) Daiwa Securities Trust Company One Evertrust Plaza, Jersey City, NJ 07302, U.S.A. Tel: (1) Daiwa Europe Fund Managers (Ireland) Ltd. Level 3, Block 5, Harcourt Centre, Harcourt Road, Dublin 2, Ireland Tel: (353) Daiwa Europe Trustees (Ireland) Ltd. Level 3, Block 5, Harcourt Centre, Harcourt Road, Dublin 2, Ireland Tel: (353) Daiwa Securities Daiwa Wealth Management Singapore Pte. Ltd. 6 Shenton Way #26-08, DBS Building Tower Two, Singapore , Republic of Singapore Tel: (65) Daiwa Securities SMBC Daiwa Securities SMBC Europe Limited Head Office 5 King William Street, London EC4N 7AX, United Kingdom Tel: (44) Frankfurt Branch Trianon Bldg., Mainzer Landstrasse 16, Frankfurt am Main, Federal Republic of Germany Tel: (49) Paris Branch 112, Avenue Kléber, Paris, France Tel: (33) Geneva Branch 50, rue du Rhône, P.O. Box 3198, 1211 Geneva 3, Switzerland Tel: (41) Milan Branch Via Senato 14/16, Milan, Italy Tel: (39) Spain Branch Jose Ortega y Gasset 20, 7th floor, Madrid 28006, Spain Tel: (34) Bahrain Branch 7th Floor, The Tower, Bahrain Commercial Complex, P.O. Box 30069, Manama, Bahrain Tel: (973) Dubai Branch DIFC, Room 17, Level 15, The Gate Building, P.O. Box , Dubai, UAE Tel: (971) Annual Report

10 Daiwa Securities SMBC Hong Kong Limited Level 26, One Pacific Place, 88 Queensway, Hong Kong Tel: (852) Daiwa Securities SMBC Singapore Limited 6 Shenton Way #26-08, DBS Building Tower Two, Singapore , Republic of Singapore Tel: (65) Daiwa Securities SMBC Australia Limited Level 34, Rialto North Tower, 525 Collins Street, Melbourne, Victoria 3000, Australia Tel: (61) DBP-Daiwa Securities SMBC Philippines, Inc. 18th Floor, Citibank Tower, 8741 Paseo de Roxas, Salcedo Village, Makati City, Republic of the Philippines Tel: (632) Daiwa Securities SMBC-Cathay Co., Ltd. 14th Floor, 200 Keelung Road, Sec. 1, Taipei, Taiwan, R.O.C. Tel: (886) Daiwa Securities SMBC Seoul Branch 6th Floor, DITC Building, #27-3, Youido-dong, Yongdungpo-gu, Seoul, Republic of Korea Tel: (82) Beijing Representative Office International Building 2103, Jianguo Menwai Dajie 19, Beijing, People s Republic of China Tel: (86) Bangkok Representative Office 18th Floor, M. Thai Tower, All Seasons Place, 87 Wireless Road, Lumpini, Pathumwan, Bangkok 10330, Thailand Tel: (66) Mumbai Representative Office 81, Free Press House, 8th Floor, 215, Nariman Point, Free Press Journal Marg, Mumbai , India Tel: (91) Moscow Representative Office Premises 669, 3 Smolenskaya Ploshad, Moscow, , Russia Tel: (7) Daiwa SMBC-SSC Securities Co., Ltd. 15th Floor, Aurora Plaza, No. 99 Fucheng Road, Pudong, Shanghai, People s Republic of China Tel: (86) Annual Report 2007

11 Inc. Corporate Data Head Office 6-4, Otemachi 2-chome Chiyoda-ku, Tokyo , Japan Tel: Internet Home Page Address Commencement of Operations May 1, 1902 Date of Founding December 27, 1943 Common Stock Authorized 4,000,000 thousand shares Issued and Outstanding 1,404,664 thousand shares (as of March 31, 2007) Number of Shareholders 94,902 (as of March 31, 2007) Independent Public Accountant KPMG AZSA & Co. Stock Exchange Listings Tokyo, Osaka, Nagoya Transfer Agent and Registrar The Sumitomo Trust and Banking Company, Limited Stock Transfer Agency Department 4-4, Marunouchi 1-chome Chiyoda-ku, Tokyo , Japan For further information, please contact: Inc. Tel: Investor Relations Fax: URL: Annual Report

95 SMBC

95 SMBC 94 CEO CIO S ( CEO ) 2002 6 26 95 SMBC 2002 6 26 2002 6 26 96 2002 7 1 97 2002 7 1 98 2002 7 1 100-8155 6 4 03 3243-2626 100-0011 2 2 03 3508-8111 102-0073 2 3 03 3221-9811 104-0028 8 1 03 3243-3811 104-0061