EY COO Assets Under Management AUM 50 1 500 5,000 40 4?? Alex Birkin Partner and Global Wealth & Asset Management Advisory Leader, Ernst & Young LLP Alan Fish Partner and Americas Wealth & Asset Management Advisory Leader, Ernst & Young LLP??? AUM COO EY 2013 1
COO 44% 11 25% 10 55% ETF UCITS 68% 62%12 2
IT 70% AUM 1,000 5 50% 43% 67% 80% 2 3 65% 3 4% 15% 3
EU 50% SEC IRS COO 40 40 21 19 AUM 1,000 15 1,000 5,000 20 5,000 5 18 10 12 AUM 9% 9% 6% 26% 50% SMA ETF : AUM : 10 4
COO? 45% 42% 55% 19% 26% 43% 47% 68% 81% 30% 26% 33% 15% 5% 24% 10% 0% 21% 40 21 19 5
われわれは常に 新商品の開発 グローバル化 複雑化するセキュリティの観点から 当社のアプ リケーション群はフロントオフィスの変化する ニーズに対応できるかを考えています 戦略の 見地から言えば この点から目を離すわけにはい きません 米州企業 AUM 1,000億 5,000億米ドル の CIO 新たな環境において複雑性と変化を管理する 資産運用に関するグローバル調査 6
3 1 10 8 IT IT? 48% 55% 78% 38% 42% 52% 71% 74% 84% 38% 38% 37% 25% 16% 33% 22% 11% 33% 40 21 19 7
? 10 Alternative Investment Fund Managers DirectiveAIFMD UCITS 48% 57% 37% 52% 26% 22% 14% 32% 15% 19% 11% 5% 15% 24% 12% 5% 21% 12% 19% 5% 40 21 19 8
AIFMD Foreign Account Tax Compliance Act FATCA II EU 10% 1 3? 10% 14% 22% 19% 26% 18% 14% 21% 18% 26% 30% 47% 82% 81% 84% 5% 18% 29% 40 21 19 9
2 3? 58% 28% 25% 25% 32% 20% 32% 20% 2% 10% 35% 35% 32% 22% 20% 20% 18% 18% 15% 10% 40 10
11
24? 1,000 15 1,000 5,00020 5,000 5 53% 60% 7% 20% 60% 27% 15% 13% 5% 55% 8% 17% 20% 12
1 2 1 2 1 RFP? 1,000 9 1,000 5,00013 5,000 5 62% 19% 19% 12 22% 23% 67% 69% 11% 8% 60% 13
10%? 40 25% 28% 5% 25% 5% 2% 33% 45% 2% 2% 2% 93% 75% 67% 73% 65% 53% 2% 2% 96% 5% 2% 88% 5% 2% 2% 68% 28% 3% 3% 94% 14
AUM 1,000 5,000 15
Service Level Agreement SLA? 30 27 29 26 21 37 38 35 27 38 23% 26% 31% 27% 33% 27% 24% 31% 33% 26% 73% 70% 69% 73% 62% 70% 74% 66% 63% 71% : 100% 16
5? 40 1,000 5,00020 1,000 15 5,000 5 75% 62% 60% 52% 42% 38% 28% 20% 80% 67% 87% 47% 60% 33% 47% 7% 70% 65% 45% 50% 35% 45% 30% 15% 20% 80% 80% 20% 60% AUM 17
まずはデータガバナンスの全領域を強化しなければ なりません 主要なステークホルダーは積極的に関与 しています 運営グループとサブ ワーキング グル ープを設置し 各グループが独自にデータを所有する ようにします 重要なのは このすべてを適切なガバ ナンスの下で行うことです 欧州企業 AUM1,000億 5,000億米ドル の COO 新たな環境において複雑性と変化を管理する 資産運用に関するグローバル調査 18
1. 2. 3.? 20% 2% 4. 5. 40 6. 78% 7. 1,000 15 87% 13% 1,000 5,00020 75% 20% 5% AUM 1,000 5,000 CFO 5,000 5 60% 19
IT IT IT 50% 2012 IT? AUM IT 65% IT 44% 56% 30 1,000 11 35% 52% 1,000 5,00015 48% IT 51% 5,000 4 AUM1,000 5,000 49% 20
IT 2 40 1,000 5,00020 1,000 15 5,000 5 50% 45% 28% 18% 18% 15% 60% 20% 13% 20% 27% 45% 60% 25% 25% 10% 10% 60% 0% 0% 0% AUM1,000 5,000 COO IT IT AUM 21
followthe-sun24 follow-the-sun 3 1 follow-the-sun 3 1 follow-the-sun? 35% 38% 32% 13% 35% 100% 60% 52% 68% 80% 60% 0% 5% 10% 0% 7% 5% 0% 40 21 19 1,000 15 1,000 5,000 20 5,000 5 14 8 6 1,000 2 1,000 5,000 7 5,000 5 50% 50% 50% 50% 43% 60% 36% 38% 33% 0% 43% 14% 12% 17% 50% 14% 0% follow-the-sun 24 follow-the-sun 22
IT? 30 29 30 27 22 38 39 36 28 39 13% 21% 33% 22% 18% 11% 10% 14% 14% 33% 30% 28% 30% 30% 36% 26% 21% 47% 50% 41% 73% 59% 47% 41% 50% 68% 72% 44% 21% 36% 10% 7% 7% 22% 9% 8% 8% 6% 25% 5% 3% 3% 4% 5% 3% 4% 3% Access Excel IT 23
? 2 24 18 16 79% 78% 94% 13% 11% 8% 11% 6% 15 80% 20% 13 77% 23% 29 31 69% 17% 14% 84% 10% 6% 18 61% 22% 17% 11 15 64% 18% 18% 87% 13% 24
? : : : : 25
EY Contacts Alex Birkin Partner and Global Wealth & Asset Management Advisory Leader +44 (0)20 7951 1751 abirkin@uk.ey.com Alan Fish Partner and Americas Wealth & Asset Management Advisory Leader +1 212 773 6560 alan.fish@ey.com Lesley Keefe Executive Director +1 617 585 0925 lesley.keefe@ey.com Howard Mannion Partner +44 (0) 20 7951 13689 hmannion@uk.ey.com Shiho Ito Hirokazu Inaba +81 3 3503 1885 ito-shhb@shinnihon.or.jp +81 3 3503 1885 inaba-hrkz@shinnihon.or.jp 26
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