215229

Transcription

1 2009

2 215229

3 CS Sumitomo Mitsui Financial Group, Inc , TEL TEL

4 , Tier I BIS

5 4 Tier I 8 follow the basics CS 2 5 8,

6 3 V-KIPValueKnowledge InformationProfit 12 JSOL 9 NTT IT SMBC

7 40 RORA 1 Tier I 8 Tier I ,800 2,

8 % % 1 66% 49% JCB SMFG UFJ UC OMC JCB193OMC

9 One Flag H21/4 H20/3 0.5 H20/ H20/7 SMBC Capital India Private Limited H20/12 H20/11 H19/12 5H20/ H19/11 H20/4 7

10 Tier I BIS SMFG follow the basics Tier I 20 21

11 % +10% +6% +6% H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 H2033, % +16% Global Global e-trade % +11% ,500 3,000 2,500 2,000 1,500 3,500 3,000 2,500 2,000 1,500 +2% +2% % +9% , , H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 Web21 SMBC SMBC % +9% % +13% % +19% H17/3 H18/3 H17/3H19/3 H18/3H20/3 H19/3H21/3 H20/3 H21/3 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 9

12 SMFG ,483 3, , DM SMBC 2010 SMBC CARD Suica SMBC CARD Suica SMBC CARDJR Suica Suica JR SMFGNTT id 2131,120iD 41 idntt ACM ,000 10

13 SMBC ATM SMBC SMBC Gomez SMFG 2141 SMFG 2 SMFG No.1 Topics 66% 100% H20/10 49% H21/4 OMC SMBC 2057 SMBC RBC RBC

14 Web Web206 ISO SMBC- ECO 1912 NPOKES KES KES 2010 SMBC- ECO eco up FJEMS SMBC SMBC SMBC in eco japan cup BSP BSP

15 Topics 21 5 SMBC-ECO SMBC-ECO 15 13

16 One Bank M&A/MBO OUR SOLUTION

17 20 IBM 192 No.1 PFI Global Bank of the Year Asiamoney 5 SMBC SMBC 20 1 IFR Yen Bond House of the Year 2008EUROWEEK EuroWeek Review of The Year 2008Best Lead Manager of Yen Bonds 215M&A M&A ,883, ,473, UFJ 7,209, , JP 316, SMBC 469, , , , UBS 144, Topics 11 4 SMBC SMBC Project Finance InternationalPFI Awards 2008 Global Bank of the Year Deal of the Year Angamos US$ 989 Newcastle Coal Loader A$ 1,200 Lotos US$ 1,800 Ras Laffan C US$ 3,300 2 Project Finance International 1910 CDM Metropolitan Bank and Trust Company 15

18 SMFG PFIGlobal Bank of the Year Deal of the Year Asiamoney e Topics

19 17 SMFG ALM 3 ALM Topics i-deal 20 ALM ALM CDCP ALM ALM ALM

20 ,816 1, ATM 21 6 Moody s Aa2 P1 Standard & Poor s A+ A1 Fitch Ratings A F1 R&I A+ a 1 JCR AA J 1+ H18/3 H19/3 H20/3 H21/3 27,502 29,256 34,110 29,896 8,620 7,166 7, ,635 4,017 3,518 3,173 35,982 54,124 50,807 45,186 1,044, ,706 1,086,377 1,158,493 SM F G SMFGFGCC * FGCC * 3214 SMFG VISA , JCR A+ J 1+ H18/3 H19/3 H20/3 H21/3 41,813 47,538 53,752 58,586 1,482 1,576 1,684 1, ,067 14,951 16,406 18,656 18

21 , R&I A+ a 1 JCR AA J 1+ H18/3 H19/3 H20/3 H21/3 6,141 5,994 10,541 8,958 4,986 5,168 6,197 6,300 3,751 3,799 7,084 9, IT IT NTT 21 1 JSOL NTT IT ,945 H18/3 H19/3 H20/3 H21/3 1, *H18.07JSOL S M B C SMBC SMBC ,093 H18/3 H19/3 H20/3 H21/

22 ,580,796 3,705,136 3,901,259 4,623,545 3,552,843 30, , , ,160 45, , , , , ,456 2,775,728 4,454,399 5,331,279 5,224,076 4,611,764 99,731, ,010, ,858, ,955, ,637,224 2,227,445 1,243,160 1,067,386 1,092,661 1,586,317 1,273,560 1,035, , ,702 1,077, ,339 1,373,337 1,825, ,420 33, , , , , , , , , , , , , ROE PER ,683 40,681 41,428 46,429 48,

23 ,866 55, , , , ,735 46, ,680 89, , ,448 48, ,477 89, , ,228 73, ,535 82, ,468 1,352,651 1,420,877 1,420,877 1,420,877 1,420,877 6,273,792 7,424,172 7,733,653 7,733, ,080,477 1,057, , , , ,401 3,319,615 3,935,426 2,997,898 2,968,749 2,977,547 3,795,110 4,166,332 3,959,444 4,021,217 4,057, , , , , , ,000 3,000 7,000 12, ,500 10,500 28,500 28,500 13,700 13, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,500 88,500 88,500 88, , , , , , , , , ROE PER

24 ,691,357 2,750,274 2,925,665 3,411,052 2,989,608 99, , , ,958 59, , , , , ,306 2,633,912 3,598,294 5,412,458 5,080,747 4,518,647 97,478, ,418,597 98,570, ,637, ,849,385 2,186,739 1,219,383 1,047,566 1,073,471 1,561,824 1,239,882 1,006, , ,031 1,011, ,527 1,337,192 1,852, ,456 59, , , , , , , , , , , , , , ROE ,868 32,918 31,718 36,085 37,

25 ,289,372 2,287,935 2,451,351 2,933,626 2,546,997 2,609 8,626 3,482 3,710 2,074 A 1,522,861 1,552,033 1,344,490 1,484,783 1,524,856 B 582, , , , ,479 B/A ,291, , , , , , , , , ,377 71, , , ,739 36, , , , , ,116 2,752,735 3,634,776 3,992,884 3,493,249 2,546,493 91,129,776 97,443,428 91,537, ,033, ,478,218 62,788,328 65,070,784 66,235,002 66,417,260 69,499,997 50,067,586 51,857,559 53,756,440 56,957,813 60,241,266 23,676,696 25,202,541 20,060,873 22,758,241 28,000,515 1,735, , , ,587 1,137,058 1,824, , , ,939 1,194, , , , , , ,385 1,316,206 1,832, ,749 42, ,177 1,305,915 1,174,396 1,175,711 1,262,993 9,780 7,870 5, , ,030 81, , , , , , , , , ,986 55,212 55,212 56,355 56,355 56, , , , , , , ,487 1,638 10,500 10,500 28,500 28,500 13,700 13, ,500 88,500 88,500 88, , , , , , , , ROE ,338 16,050 16,407 17,886 21,

26 ,658 7, ,116,248 2,165,880 49,632 1,210,383 1,338, ,070 3,752 2,122 1, , ,178 54, , , , ,453 56, , ,896 1,063,419 84, , , , , , , , , ,830 99, , ,495 34,952 65,585 30,633 7, , ,614 41,760 94,876 53,116 7,444 9,111 1, ,160 45, ,849 97,795 15, ,610 5,161 7,363 2,202 1,355 1, , , ,955 29, , ,900 72,238 31, , ,405 20,133 80,980 68,308 12, , , , , , ,209 10,229 7,287 2,

27 8,3493, , ,694 43, , , , ,35351, , ,117 25, ,955, ,637,224 7,681,306 23,517,501 28,698,164 5,180,663 62,144,874 65,135,319 2,990, ,731, ,025,460 8,293,618 72,690,624 75,569,497 2,878,873 3,078,149 7,461,284 4,383,135 5,224,076 4,611, ,312 7, ,755 18,379 1,623 26,741 9,986 28,155 1, ,420 1,042, ,109 33, , , , , ,414 63,186 7, , , , ,892 18, ,537 2, ,066 21,534 24,360 57,915 24,469 82,385 37,412 20,503 47,920 85, ,146 1,060, ,763 6, , , , , ,414 63,186 7, , , , ,944 37, ,969 24, ,363 49,690 25,270 58,137 24,469 82,607 38,180 19,957 47,920 86, ,75747,508 67,7412,508 25

28 % , ,908527, Tier 1 4,381,464 4,335,085 46,379 Tier 2 3,021,872 2,420, , , ,241 29,551 6,665,543 6,047, ,731 63,117,349 52,726,507 10,390, % 11.47% 0.91% Tier % 8.22% 1.28% LEAD THE VALUE ,0318, , , ,111 Tier % 19.2% 2.1% 26

29 , , ,233 4, ,0683, , , , ,818 1,018,389 47,571 3,710 2,074 1, , ,824 38, , , , ,093 35, ,623 1,484,783 1,524,856 40,073 (1,514,841) (1,498,728) (16,113) 1,198,285 1,147,202 51, , ,654 91, , ,479 36, , ,966 25, , ,231 12,914 40,092 38,282 1, , ,377 3,686 (849,750) (797,248) (52,502) 75,730 75, , ,647 72, ,387 3,171 1,652 1,102 2,289 1,367 8, , ,

30 4,0267,115 3,1934,743 4,743 4,0235,500 4, ,051 5,0683, , ,377 3,686 75,730 75, , , ,347 26,718 7,066 19,652 2,311 4,348 2, , ,147 57, , ,429 79,427 12,937 16,803 3, , , , ,739 36, ,684 5,849 2,139 3,710 4,700 6,138 1,438 7,238 7, ,284 8,269 4,985 16,031 23,748 7, , ,154 19, , , , , , ,314 96,900 75, , , , ,611 91, ,346 90,743 33,209 60,182 26,973 1, ,

31 , ,782 52,422 32, , , , ,322 6, ,6757,025 4, ,033, ,478,218 7,445,198 22,758,241 28,000,515 5,242,274 56,957,813 60,241,266 3,283,453 96,539, ,931,725 8,391,954 66,417,260 69,499,997 3,082,737 2,965,574 7,405,710 4,440,136 3,493,249 2,546, ,756 29

32 , , ,075 18,373 1,298 27,851 10,776 28, ,054 14,885 13,831 3,536 4,590 3, ,749 1,030, ,029 42, , , , , ,665 56,341 16, , , , ,508 15, ,087 1, ,267 16,910 18,152 51,067 22,533 73,600 24,914 26,153 47,566 72, ,849 1,064, ,188 18, , , , ,378 1,007,551 70,172 20, , , , ,432 33, ,385 26, ,041 45,066 18,456 51,096 22,533 73,630 25,176 25,920 47,566 72, ,20345,994 67,209 30

33 Cards CLO BBB AAA CMBS AAABBB RMBSABCP , , ,198 2, AAA

34 , , , , , CDS , CDS ,320 1, , ,

35 213 7,400 1,400 ABCP ABCP ABCP ABCP , , , , , , , , ,427 1, , ,599 1,687 2, ,286 1, ,086 2,527 2, ,613 2,596 1 ABCP 1,000 SIVStructured Investment Vehicle 33

36

37 1 VaR 2 35

38 2 VaR VaR BIS CPM SMBC 36

39 3 1 37

40 PDLGD PD LGD

41 39 3 4

42 5 1 2 DCF DCF DCF DCF DCF DCF 2 DCF 2 40

43 ALM ALM ALM 41

44 3 1 VaR BPV VaR VaR 20 VaR VaR VaR 20 VaR VaR 99.0 VaR 1. VaR VaR BPV VaR

45 VaR VaR VaR VaR VaR Tier 1Tier Tier 1 Tier Tier , ,884 3,985 5, ,542 2,724 1,497 2, ,961 2,024 1,939 2, Tier 1 + Tier % 8.6% 5.8% 8.9% VaR VaR (%) TOPIX VaR 43

46

47

48

49 VaR VaR VaR 99.0 VaR 99.9 VaR 99.9 VaR ,100,80,150,

50 99.0 VaR

51 4 6 5 FISC IT 49

52 21 4 CSR Corporate Social Responsibility CSR CSR CSR CSR SMFG CSR CSR CSR 4 CSR SMFG CSR..... SMFGCSR CSR CSR CSR CSR 50

53 CS SMFG CS CS CS CS 18 4 CS CS CS DB DB DB CS CS C S DB C S 51

54 SMFG

55 IIA The Institute of Internal Auditors, Inc.IIA IIA 1941 CIA SMFG SMBC 53

56 CSR P SMFG SMFG SMFG SMBC 54

57

58 SMFG CSR PDCA ISO14001 CSR PDCA SMFG CSR SMFG CSR SMFG SMBC PLAN DO CHECK ACT 56

59 17 Eco-biz Topics

60 SAFE 8 CDP SMBC-ECO SMBC ECOBIZ eco japan cup SMBC Eco-Products International Fair Climate & Children Supporters WEB 0.5 NPO eco up () SMBC PICK UP 5 6 PICK UP CDM PICK UP NPO DWS 3 58

61 SMBC in 2008 SMBC SMBC SMFG , , , ,903 Eco-Products International Fair ESCO 21 3 Eco-Products International Fair

62 AED SMBC SMBC SMBC 19 60

63 , , YUI YUI 61

64 SMBC 19 SMBC TABLE FOR TWO SMBC GLOBAL FOUNDATION 6 7 5, SMBC Day VJA WWF VISA VISA SMFG SMBC

65 SMBC CCC , SMBC

66 OJT 3 50 SMBC ,

67 SMBC / SMBC

68 SMFG 20 SMBC ,723 20,273 23,543 13,424 13,457 13,669 6,299 6,816 9, % 2.05% 1.95% Great Place to Work Institute Japan 2 25 Great Place to Work Institute, Inc. Fortune 100 2/3 66

69

70 S M FG SMBC Sumitomo Mitsui Banking Corporation Europe Limited Manufacturers Bank Sumitomo Mitsui Banking Corporation of Canada Banco Sumitomo Mitsui Brasileiro S.A. PT Bank Sumitomo Mitsui Indonesia Vietnam Export Import Commercial Joint Stock Bank SMBC Leasing and Finance, Inc. SMBC SMBC SMBC SMM SMBC JSOL SMBC Capital Markets, Inc. SMBC Capital Markets Limited SMBC Securities, Inc

71 IT S M FG

72 S M BC SMBC Sumitomo Mitsui Banking Corporation Europe Limited Manufacturers Bank Sumitomo Mitsui Banking Corporation of Canada Banco Sumitomo Mitsui Brasileiro S.A. PT Bank Sumitomo Mitsui Indonesia Vietnam Export Import Commercial Joint Stock Bank SMBC SMBC SMM SMBC SMBC Leasing and Finance, Inc. SMBC Capital Markets, Inc. SMBC Capital Markets Limited SMBC Securities, Inc. SMFG & SMBC

73 William M. Ginn Nicholas Andrew Pitts-Tucker Chan Chi Keung, Chris S M BC 71

74 72 S M BC

75 73 S M BC

76 S M FG SM B C , ,000 0 (65.99) , ,000 SMBC , SMFG ,438 0 (95.74) (10.59) * (56.53) 0 (12.82) 4,750 SMM * ,700 0 (56.00) ,250 0 (59.70) SMBC ,010 0 (100) 100 SMBC (100) 0 (100) SMBC ,720 0 (100) 0 (100) SMBC (100) 100 SMBC (100) 0 (100) 71,705 SMBC (100) 0 (100) (100) 0 (100) 160 SMBC (100) 50 (25) 1,100 SMBC & (100) SMBC ,000 0 (100) ,054 0 (50.21) (5.00) ,484 0 (46.34) (1.23) ,039 0 (68.26) (0.16) SMBC (100) 100 SMBC (100) 100 SMBC (100) 100 SMBC (100) SMBC (100) SMBC (100) SMBC (100) SMBC (100) SMBC (100)

77 SMBC (100) SMBC (100) 100 SMBC (100) (69.72) ,600 Sumitomo Mitsui Banking Corporation Europe Limited Manufacturers Bank Sumitomo Mitsui Banking Corporation of Canada Banco Sumitomo Mitsui Brasileiro S.A. PT Bank Sumitomo Mitsui Indonesia SMBC SMBC Leasing and Finance, Inc. SMBC SMBC Capital Markets, Inc. SMBC SMBC Securities, Inc. SMBC SMBC Financial Services, Inc. SMBC Cayman LC Limited Sumitomo Finance (Asia) Limited SBTC, Inc. SB Treasury Company L.L.C. SB Equity Securities (Cayman), Limited SFVI Limited Sakura Finance (Cayman) Limited Sakura Preferred Capital (Cayman) Limited SMBC SMBC International Finance N.V. SMBC Leasing Investment LLC SMBC Capital Partners LLC SMBC SMBC MVI SPC SMBC SMBC DIP Limited SMBC SMBC Capital Markets Limited SMBC SMBC Derivative Products Limited 99 Queen Victoria Street, London EC4V 4EH, U.K. 515 South Figueroa Street, Los Angeles, CA 90071, U.S.A. Ernst & Young Tower, Toronto Dominion Centre, Suite 1400, P.O. Box 172, 222 Bay Street, Toronto, Ontario M5K 1H6, Canada Av. Paulista 37, 11 e 12 andar São Paulo, -SP- CEP Brazil Summitmas II, 10th Floor, JI. Jend. Sudirman Kav , Jakarta 12190, Indonesia 2711 Centerville Road, Suite 400, Wilmington, DE 19808, U.S.A. 277 Park Avenue, New York, NY10172 U.S.A. 32 Loockerman Square, Suite L 100, Dover, DE 19901, U.S.A. 32 Loockerman Square, Suite L 100, Dover, DE 19901, U.S.A. Walker House, Mary Street, PO Box 908, Grand Cayman, Cayman Islands P.O. Box 694, Edward Street, George Town, Grand Cayman, Cayman Islands 1013 Center Road, Wilmington, New Castle County, Delaware 19805, U.S.A Center Road, Wilmington, New Castle County, DE 19805, U.S.A. PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands P.O. Box 961, 30 De Castro Street, Road Town, Tortola, British Virgin Islands PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands P.O. Box 3889 Berg Arrarat 1, Curacao, Netherlands Antilles c ocorporation Service Company, 2711 Centerville Road, Suite 400, Wilmington, DE 19808, U.S.A. c ocorporation Service Company, 2711 Centerville Road, Suite 400, Wilmington, DE 19808, U.S.A. c owalkers SPV Limited, Walker House, Mary Street, PO Box 908GT, George Town, Grand Cayman, Cayman Islands c owalkers SPV Limited, Walker House, Mary Street, PO Box 908GT, George Town, Grand Cayman, Cayman Islands 99 Queen Victoria Street, London EC4V 4EH, U.K. 99 Queen Victoria Street, London EC4V 4EH, U.K , , , , , , , (100) (100) (100) (100) (99) 99 0 (100) 89.7 (7.7) 0 (100) 90 (10) 0 (100) 90 (10) 0 (100) (100) (100) (100) (100) 0 (100) 0 (100) (100) (100) (100) (100) (100) 0 (100) 0 (100) (100) (100) (100) (100) 0 (100) S M FG SM B C 75

78 SMBC SMBC Capital India Private Limited Sumitomo Mitsui Finance Dublin Limited B-14/A, Qutab Institutional Area, Katwaria Saria, New Delhi ,India La Touche House, International Financial Services Centre, Custom House Docks, Dublin 1, Ireland (100) (0.01) 0 (100) 100 Sakura Finance Asia Limited 7 & 8th Floor, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong (100) 100 Sumitomo Mitsui Finance Australia Limited Level 35, The Chifley Tower, 2 Chifley Square, Sydney, NSW 2000, Australia (100) 100 SMFG 1 SMFG Preferred Capital USD 1 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands ,650, S M FG SMFG 1 SMFG Preferred Capital GBP 1 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands , SM SMFG 2 SMFG Preferred Capital USD 2 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands ,800, B C SMFG 2 SMFG Preferred Capital GBP 2 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands , SMFG 1 SMFG Preferred Capital JPY 1 Limited SMFG 3 SMFG Preferred Capital USD 3 Limited SMFG 2 SMFG Preferred Capital JPY 2 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands , ,350, , SMBC 1 SMBC Preferred Capital USD 1 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands ,664,000 0 (100) 100 SMBC 1 SMBC Preferred Capital GBP 1 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands ,000 0 (100) 100 SMBC 2 SMBC Preferred Capital USD 2 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands ,811,000 0 (100) 100 SMBC 2 SMBC Preferred Capital GBP 2 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands ,500 0 (100) 100 SMBC 1 SMBC Preferred Capital JPY 1 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands ,000 0 (100) 100 SMBC 3 SMBC Preferred Capital USD 3 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands ,358,000 0 (100) 100 SMBC 2 SMBC Preferred Capital JPY 2 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands ,500 0 (100)

79 ,700 SMBC * (40.18) (0) 18,767 0 (100) , ,000 0 (27.50) JSOL* ,000 0 (50.00) * (49.00) Vietnam Export Import Commercial Joint Stock Bank Le Thi Hong Gam Street, Nguyen Thai Binh Ward, District 1, Ho Chi Minh City, Vietnam , , (15.079) ,737 0 (22.02) ,912 0 (100) (50.00) ,268 0 (100) 0 (100) ,268 0 (47.02) 4.99 (42.02) * (24.73) 23,254 * (48.81) 51, ,950 * * SMM * SMBC SMBC * JSOL * S M FG SM B C 77

80 , S M BC

81 Biz SL NS S M BC

82 S M BC JCITY ASTA

83 JR SMBC S M BC 81

84 S M BC D PL IBU JR

85 JR S M BC 83

86 S M BC

87 S M BC 85

88 S M BC

89 * 11F, Shanghai World Financial Center, 100 Century Avenue, Pudong New Area, Shanghai , The People s Republic of China 12F, The Exchange Tower 2, 189 Nanjing Road, Heping District, Tianjin , The People s Republic of China 12F, International Finance Place, No.8 Huaxia Road, Tianhe District, Guangzhou , The People s Republic of China 23F, Metropolitan Towers, No. 199 Shi Shan Road, Suzhou New District, Suzhou, Jiangsu , The People s Republic of China 23F, Golden Plaza, No.118, Qing Chun Road, Xia Cheng District, Hangzhou, Zhejiang , The People s Republic of China Unit1601,16F, North Tower, Beijing Kerry Centre, No.1, Guang Hua Road, Chao Yang District, Beijing , The People s Republic of China 8F, E2B, Binhai Financial Street, No. 20, Guangchang East Road, TEDA, Tianjin , The People s Republic of China 16F, International Building, No. 2, Suhua Road, Suzhou Industrial Park, Jiangsu Province , The People s Republic of China 11F, Shanghai World Financial Center, 100 Century Avenue, Pudong New Area, Shanghai , The People s Republic of China Senmao Building 9F, 147 Zhongshan Lu, Dalian , The People s Republic of China 27F, Metropolitan Tower, 68 Zourong Road, Yuzhong District, Chongqing ,The People s Republic of China Room No. 606, Gloria Plaza Hotel Shenyang, No. 32 Yingbin Street, Shenhe District, Shenyang , The People s Republic of China 7th & 8th Floor, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong Special Administrative Region, The People s Republic of China Aurora International Building 9F, No. 2, Hsin Yi Rd. Sec. 5, Taipei, Taiwan Young Poong Bldg. 7F, 33, Seorin-dong, Jongno-gu, Seoul, , Korea 3 Temasek Avenue #06-01, Centennial Tower, Singapore , The Republic of Singapore Level 12 (B&C), Main Office Tower, Financial Park Labuan, Jalan Merdeka, Labuan, Federal Territory, Malaysia Letter Box No. 25, 29th Floor, UBN Tower, 10, Jalan P. Ramlee, Kuala Lumpur, Malaysia 9th Floor, The Landmark, 5B Ton Duc Thang Street, District 1, Ho Chi Minh City, Vietnam 1105, 11th Floor, Pacific Place Building, 83B Ly Thuong Kiet Street, Hanoi, Vietnam Vietnam Export Import Commercial Joint Stock Bank 7 Le Thi Hong Gam Street, Nguyen Thai Binh Ward, District 1, Ho Chi Minh City, Vietnam Room Number 717/718, 7th Floor, Traders Hotel, 223 Sule Pagoda Road, Pabedan Township, Yangon, Myanmar 8th-10th Floor, Q.House Lumpini Building, 1 South Sathorn Road, Tungmahamek, Sathorn, Bangkok 10120, Thailand 20th Floor, Rufino Pacific Tower, 6784 Ayala Avenue, Makati City, Metro Manila, The Philippines Level 35, The Chifley Tower, 2 Chifley Square, Sydney, NSW 2000, Australia Summitmas II, 10th Floor, JI. Jendral Sudirman Kav , Jakarta 12190, Indonesia B-14/A, Qutab Institutional Area, Katwaria Sarai, New Delhi , India SMBC SMBC SMBC 277 Park Avenue, New York, NY 10172, U.S.A. 601 South Figueroa Street, Suite 1800, Los Angeles, CA 90017, U.S.A. 555 California Street, Suite 3350, San Francisco, CA 94104, U.S.A. Two Allen Center, 1200 Smith Street, Suite 1140 Houston, Texas 77002, U.S.A. Torre Altiva Boulevard Manuel Avila Camacho 138 Piso 2, Loc. B Lomas de Chapultepec, Mexico, D.F. P.O. Box 694, Edward Street, George Town, Grand Cayman, Cayman Islands 515 South Figueroa Street, Los Angeles, CA 90071, U.S.A. Ernst & Young Tower, Suite 1400, P.O. Box 172, Toronto Dominion Centre, Toronto, Ontario M5K 1H6, Canada Avenida Paulista, e 12 andar, Sao Paulo-SP-CEP , Brazil 99 Queen Victoria Street, London EC4V 4EH, U.K. 20, Rue de la Ville l Evêque, Paris, France Via della Spiga 30/ Via Senato 25, Milan, Italy Prinzenallee 7,40549 Düsseldorf, Federal Republic of Germany Avenue des Arts, 58, Bte. 18, 1000 Brussels, Belgium Strawinskylaan 1733 Toren D-12, 1077XX Amsterdam, The Netherlands 1 Serrano 16, Madrid, Spain International Business Centre, Pobrezni 3, Prague 8, Czech Republic , Russian Federation, Moscow, Krasnopresnenskaya naberezhnaya, 18 Room Number 305, Building 5, Ilyinka St. 3/8 Moscow, Russian Federation La Touche House, I.F.S.C., Custom House Docks, Dublin 1, Ireland Building One, 5th Floor, Gate Precinct, Dubai International Financial Centre, PO Box Dubai, United Arab Emirates Office 1901, 19th Floor, Qatar Financial Centre Tower, Diplomatic Area-West bay, Doha, Qatar, P.O No. 406 & 407 (Entrance 3, 4th Floor) Manama Centre, Government Road, Manama, State of Bahrain 4th Floor, 80 Nezami Gangavi Street, Vali-e-Asr Avenue, Tehran 14348, Islamic Republic of Iran Flat No. 6 of the 14th Fl., 3 Ibn Kasir Street, Cornish El Nile, Giza, Arab Republic of Egypt Building Four, First Floor, Commerce Square, 39 Rivonia Road, Sandhurst, Sandton 2196, South Africa Villanueva, B, Madrid, Spain S M BC

90 SMBC S M BC SMBC GLOBAL NETWORK Asia and Oceania SMBC Vietnam Export Import Commercial Joint Stock Bank SMBC SMBC 88

91 (21630) SMBC SMBC SMBC S M BC SMBC SMBC Vietnam Export Import Commercial Joint Stock Bank The Americas Europe, Middle East and Africa SMBC SMBC SMBC SMBC 21 89

92 1. 2. S M FG SM B C

93

94 ,017,325 5,241, , , ,075 10,487 1,940,170 1,820,228 1,153,070 1,024,050 4,123,611 4,924,961 7,329 8,985 23,517,501 28,698,164 62,144,874 65,135, , ,082 1,968,347 4,951,587 4,257, ,411 1,008, , , , ,726 7,206 3,755 3, , , , , , , , , ,460 11,087 1,425, , ,658 4,585,141 3,878, ,702 1,077, ,955, ,637, , 2, 8, 15 3, 4, 5, 6, 7, 8, , 10, 11, 12 92

95 ,690,624 75,569,497 3,078,149 7,461,284 2,638,142 2,499,113 1,832, ,993 5,732,042 7,589,283 2,671,316 3,597,658 4,279,034 4,644, , , ,100 1,019,342 3,969,308 3,683,483 80,796 60,918 3,916,427 3,803,046 29,267 27,659 1, ,701 35,643 7,998 7,965 10,417 11,767 1, ,046 27,287 47,446 47,217 4,585,141 3,878, ,731, ,025,460 1,420,877 1,420,877 57,826 57,245 1,740,610 1,245, , ,024 3,095,324 2,599, ,648 14,649 75,233 20,835 34,910 35,159 27, , , , ,645,705 2,141,908 5,224,076 4,611, ,955, ,637, ,

96 ,623,545 3,552,843 2,145,451 2,087,348 1,557,823 1,550, , ,616 26,014 14,686 7,044 1,750 7,032 4, ,120 42,738 77, ,160 96,195 3,752 2, , , , ,738 1,212, , ,481 46, , , , ,933 87,850 49,281 3,792,384 3,507, , , , ,447 51,103 47,911 23,529 22,524 7,404 7,298 45,499 59,962 47,862 62,750 4,105 6,678 90,945 82, , ,743 92, ,574 1,392, , ,856 26, , , , , ,896 1,063, ,041 1,106,431 71, , , , ,160 45, ,495 3,692 10,988 1,297 1,355 1, ,133 17,700 19,507 12,538 12,144 5,161 7, ,955 29, ,900 72, , , ,644 80,980 68, , ,

97 ,420,877 1,420,877 1,420,877 1,420,877 57,773 57, ,826 57,245 1,386,436 1,740,610 3, , , , , , , ,392 1,740,610 1,245, , , , ,024 2,741,632 3,095,324 3, , , , , , , ,008 3,095,324 2,599,183 95

98 ,262, , , , , , ,648 14,649 87,729 75,233 12,495 54,397 12,495 54,397 75,233 20,835 37,605 34,910 2, , ,910 35,159 30,656 27,323 3, ,744 3, ,744 27, ,068 1,181, , , , , , , , ,408,279 1,645, , , , ,202 1,645,705 2,141,908 96

99 ,331,279 5,224,076 3, , , , , , , , , ,180 5,224,076 4,611,764 97

100 ,955 29, ,025 83, ,775 5,161 7,363 10,520 8,388 41,760 94, , ,190 1, , ,178 2, ,417 1,350 2,145,451 2,087, , ,894 29, , , ,195 1,550 10,847 2, , , ,776 1,028,101 3,372,601 3,439, ,786 3,031, ,697 4,384, , , , ,080 34, , , ,941 2,044,633 1,186,720 4,215,699 1,857,241 14,713 2,261 22,916 19,280 46,904 42, , , ,810 15,733 19,878 2,146,724 2,132, , , , ,137 5,840,942 7,475,320 58, ,266 5,782,588 7,368,053 98

101 ,073,494 53,213,459 35,014,774 34,674,690 10,504,800 12,176,246 5,378 2, , ,632 16,592 12,081 64,918 74, ,070 51,141 21, , ,951 8,675 13,264 5,086,559 6,639,254 40,000 5,000 76,000 92, , ,600 47, , , , ,500 1,046, ,564 60,239 90, , ,652 8,465 17, ,676 1,064,136 1,927,024 2,736,752 1,183 18, ,736,752 3,800,

102 Sumitomo Mitsui Banking Corporation Europe Limited Manufacturers Bank SMBC SMBC SMBC Capital Markets, Inc. SMM SBCS Co., Ltd SBCS Co., Ltd. Bangkok SMBC Consulting Co., Ltd SMBC Vietnam Export Import Commercial Joint Stock Bank Daiwa SB Investments (USA) Ltd ,140,5273,140, ,851,401 26, ,149 2, ,

103 DCF 717,

104 ,921 5, SMBC , ,968,347 7, ,788 1,205, ,005 32,205 77,772 7, , , ,005206, ,430 2,

105 99,183180,273 52,681 68,13159, , ,757 47,508 67,741 2, ,939 6,025 14, ,312 1,717, , ,088 1,019, , , ,586, , , ,186 2, ,146 8,049,756 3,062,015 41,993 11,153 2,165 27,060 1,266, ,993 6,332, ,121 1,970,209 4, ,530 19,380 52,843 11,172, ,157 85,892 6,252 39,983, ,012,

106 , , , ,281, ,304, , , ,117 62,549 94, , ,733, ,346, ,080, ,175 4, ,175 4, ,175 4, ,175 4, ,175 4, ,175 4, ,175 4, ,175 4, ,175 4, ,175 4, ,175 4, ,175 4, ,001 70,001 7,853, ,346, , ,183, , ,887, , ,028, ,175 4, ,175 4, ,175 4, ,175 4, , ,904, , ,028, ,346, , ,189, , ,175 4, ,887, , ,818, ,

107 ,655 7, , , , , , , , , , , , , ,097 44, ,753 7, , , , , , , , , ,097 44, , , , , , , , , , ,097 44, ,241,694 1,440,804 3,800, ,444, , ,788 1,308, , , , , , , , , ,624 91, , , ,450 1,444, , ,122 52,925 66, ,435 79,007 97,442 1,

108 A 918,081 B 742,917 CAB 175,164 D 382,151 E 26,420 FCDE 180,566 G 216,209 FG 35, ,574 22,445 31,192 33,301 11,159 3,934 37, , , , ,

109 , , , , , , , , , , , , , , , , , , , , ,000 4,000 2,000 1,000 6, , , , , , , , , , , , , ,

110 , , , ,102 72,185 64,968 14,125 9, ,911 1,814, , ,935 26,133 29,167 42,263 14,711 2,206 18, , , , , , ,456 10,704 10, , , , ,611,764 2,457, ,203 5, ,141,908 2,154, , CF OMC OMC CF 108

111 CFOMC OMC ,596 8,454 3, SB Equity Securities (Cayman), Limited 2 3 3, HDHD , , , ,942 50,945 19,685 51,182 22,158 23,890 3, , ,392 1,523,908 1,466, , ,700, ,200, ,200,000 15,300, , , ,

112 ,300, ,300, , , , ,300,

113 , ,574,004 1,596,291 22,286 22, ,312 97, , ,215 4,006 4, ,181 8, ,071,708 2,098,449 26,741 28,155 1, ,978,015 1,985,078 7, , ,317 14,010,902 14,008,076 2,826 21,534 24,360 13,158,932 13,160,414 1,482 20,029 18, , , , ,286 4,264 1,005 5,270 6,048,145 6,010,732 37,412 47,920 85,332 22,037,063 22,003,887 33, , , , ,610, ,285 75, , ,450 2,901, , , ,416,761 11,895,495 1,987,483 1,659,495 2,802,254 9,376,045 1,133,529 1,422,588 32, ,744 73, ,504 2,286, , ,853 1,077,576 4,272, , ,101 4,494,337 16,168,143 2,776,174 2,268,

114 ,114, ,013, ,352 33, , ,028 10,747 12,035 1,287 97,311 98,903 1,591 1, , ,679 4,608 4, ,178 8, ,110,841 1,127,597 16,755 18,379 1, ,954,723 2,890, , ,414 63,186 9,864,246 9,731, ,892 18, ,537 8,858,202 8,725, ,515 16, , , , , , , ,412 1,028 5,295,371 5,237,455 57,915 24,469 82,385 17,114,341 17,859, ,420 1,042, , , , ,123 2,826, , , ,572,065 7,672,897 1,675,020 1,739,846 1,919,514 5,205, ,200 1,693, , , , ,240 2,324,013 1,000,238 46, ,298 3,847, , ,258 3,397,364 11,520,477 2,255,284 2,302,

115 , ,830 7, , ,870 5, ,044 33, ,428 48,472 5,400 28,422 14, , , , ,851 1, ,

116 ALMALM ALM ALM 3 4 VaR VaR VaR ,636,094 1,254,229 41,578 41,578 19,571,966 1,557,621 51,493 51,493 15,742,690 97, ,948, ,809, , , ,295, ,517,151 4,508,393 4,508, ,981, ,487,292 4,300,450 4,300,450 22,579,384 15,712,303 4,399 4,399 2,690,323 1,789,900 65,983 65,983 2,802,501 2,143,328 65,627 65,627 27,834,072 12,451,630 5,342 5,342 13,867,378 6,122,525 3,263 3,263 3,351,169 1,816,123 21,272 21,272 5,116,400 2,810,008 8,036 8,036 1,177, ,022 32,707 32,707 3,454,028 2,000, , , , ,

117 ,343,204 14,918, , , , ,862 13,907 13, , ,373 30,040 30,040 44,250,845 4,431, , ,517 4,448,659 2,475, , ,220 4,356,557 2,411, , ,847 20,967 52, , , , , ,209 63,785 63, , ,209 63,785 63, ,285 9,158 9, ,958 8,638 8,638 15, ,076 44, , , , ,531 37,408 37, , ,760 27,707 27,707 14,335 11, ,276 33,637 2,015 2,015 66,376 66, ,179,621 1,167, , ,630 1,325,430 1,308, , ,275 19,644 19,

118 ALMALM ALM ALM 3 4 VaR VaR VaR ,529,253 1,219,498 79,013 79,013 31,429,238 2,102,835 84,575 84, , , ,487, , ,702, ,921, , , ,294, ,030,995 1,948,325 1,948, ,725, ,672,565 1,770,092 1,770,092 22,565,295 15,101,309 1,749 1,749 3,948,380 2,108,111 62,141 62,141 3,332,135 2,261,063 66,519 66,519 31,659,913 20,654,248 13,437 13,437 15,801,704 9,592,055 7,195 7,195 3,612,695 1,156,798 10,171 10,171 5,876,742 2,307,702 2,566 2,566 2,366,908 1,161,375 23,224 23,224 4,965,301 3,143,768 59,900 59, , ,

119 ,379,597 13,103,269 43, , , ,731 10,592 10, , ,013 27,161 27,161 56,377,725 5,755, , ,241 6,126,597 2,706, , ,853 5,963,302 2,662, , , , , , , , ,068 32,730 32, , ,068 32,730 32, ,659, ,635, , ,577 57,239 1,246 1, , , ,272 1, , , , , , , , ,001 18,211 7,165 2,011 2,011 38,455 26,786 6,595 6,595 79,921 79, ,421,367 1,302,732 39,531 39,531 1,912,377 1,710,521 77,378 77, ,846 37,

120 ,773, , ,194 3,552,843 3,552, ,756 5, , ,352 (377,352) 2,838, , ,279 3,930,196 (377,352) 3,552,843 2,800, , ,077 3,788,116 (280,583) 3,507,532 38,486 31,391 72, ,080 (96,769) 45, ,704,051 2,918,254 8,222, ,844,333 (6,207,109) 119,637,224 70,803 25,491 26, , ,025 6, ,363 7, , ,240 23, , , ,117, , , ,453 7,44727,34836, ,185, , ,293 4,623,545 4,623, ,113 20, , ,788 (327,788) 3,243, , ,324 4,951,333 (327,788) 4,623,545 2,501, , ,064 4,092,105 (299,720) 3,792, ,469 44,499 73, ,228 (28,067) 831, ,336,930 3,020,106 6,707, ,064,752 (5,108,833) 111,955,918 61, ,910 25, , ,122 4, ,161 5,161 99, ,002 36, , , ,101, ,

121 ,886, , , ,644 3,552,843 3,552, ,334 95,462 6,959 22, ,396 (250,396) 3,011, , , ,284 3,803,239 (250,396) 3,552,843 3,026, , , ,847 3,737,825 (230,293) 3,507,532 15,317 43,600 3,305 40,436 65,414 (20,102) 45, ,162,307 10,054,434 5,537,019 5,157, ,911,244 (3,274,020) 119,637, ,117, , ,279 2,430 29, ,911, , , ,780 4,623,545 4,623, ,804 59,437 11,000 39, ,289 (231,289) 4,033, , , ,826 4,854,834 (231,289) 4,623,545 3,359, , , ,831 4,006,298 (213,913) 3,792, ,474 99,615 10,451 63, ,536 (17,375) 831,160 96,694,481 7,590,359 4,875,150 5,501, ,661,949 (2,706,030) 111,955, ,101, , , ,679 4,623,545 3,552, % 18.8%

122 ,735 1, ,267 21, ,956 23, ,950,642 4,028,093 1,603 5,475 3,952,246 4,033,568 3,952,260 4,033,583 4,021,217 4,057,

123 ,049,030 1,078, , , ,052,242 1,079, ,052,468 1,079,766 1,420,877 1,420, , , , , , ,163 30,420 30, , , , ,907 83,194 43,400 2,968,749 2,977,547 2,968,749 2,977,547 4,021,217 4,057,

124 , ,051 21,944 17, , ,772 6,246 8,790 6,246 8, , , ,012 11,910 1,263 11,912 4, ,794 23,824 89, ,309 89, ,309 5,470 2, ,552 6,088 1,158 82, ,

125 ,420,877 1,420,877 1,420,877 1,420, , , , , , , , , , , , , , , , ,163 30,420 30,420 30,420 30, , , , ,240 82, ,468 28,450 16, , , , , , ,240 82, ,468 28,450 16, , ,

126 ,578 83, , ,793 83,194 43,400 2,997,898 2,968, , ,240 82, , ,513 29,149 8,798 2,968,749 2,977,547 2,997,898 2,968, , ,240 82, , ,513 29,149 8,798 2,968,749 2,977,

127 ,078, , , , , , , , ,910 5, ,776 1, , , ,680, , ,688, ,175 4, ,175 4, ,175 4, ,175 4,175 68, ,697, , ,688, ,680, , ,611, , , , , ,

128 ,230,951 5,596 1,236,547 1,231,033 5,514 5, , ,468 10,704 10,704 92, , ,081 2,977, , ,203 5,352 2,661, , ,700, ,200, ,200,000 15,300, , , , ,300, ,300, , , , ,300,

129 ,542, ,690 66,551 2,145,451 1,561, ,228 91,965 2,087, , ,127 51, , , ,615 87, ,863 1,012, ,562 14,960 1,210,394 1,065, ,613 4,019 1,338,484 3,752 3,752 2,122 2, ,655 71,996 1, , ,845 80,926 1, ,752 82,800 10,537 1,047 92, ,882 10, , ,855 61, , ,962 70, , ,388 30,848 31, , ,201 29,779 12, ,738 15,242 16,423 31,665 3,449 8,791 12, ,145 14, , ,751 20, ,738 1,165,090 47, ,212, ,422 26, ,599 1,362,029 30, ,392, ,969 34, , ,938 17, ,453 64,453 8, , ,364,561 1,542, % 80,327,278 1,561, % 51,170,802 1,135, ,272,205 1,145, ,046, , ,707, , ,293 13, ,838 5, , , ,818 7, ,341 4, ,891,531 34, ,609 11, ,837,506 70, ,183, , ,827, , ,494, , ,460, , ,557,627 15, ,072,822 24, ,087,888 10, ,727,860 12, , ,712 2, ,041,013 45, ,182,183 59, ,400,327 75, ,463, , ,241 4, ,144 6, ,726,666 73, ,481,382 65, , , , , , ,

130 ,801, , % 16,094, , % 8,859, , ,650, , ,139,851 62, ,350,840 35, ,662 12, ,028 9, ,935 6, ,425 1, ,850,524 71, ,936,988 35, ,047 7, ,952, , ,633, , ,101, , ,968, , ,930 36, ,309 23, ,091 12, ,174 9, ,412 6, ,903 5, ,935 18, ,531 20, ,000 17, ,035 17, , , ,343,910 2,145, % 94,925,190 2,087, % 59,129,159 1,557, ,459,263 1,550, ,485, , ,342, , ,955 26, ,867 14, ,065 7, ,433 1, ,818 7, ,341 4, ,523, , ,470,670 42, ,997,553 77, ,014, , ,678, , ,376, , ,111, , ,218,557 51, ,783,132 47, ,401,980 23, ,308,035 22, ,979 7, ,616 7, ,041,013 45, ,182,183 59, ,815,693 47, ,452,520 62, ,241 4, ,144 6, ,994,667 90, ,746,418 82, , , , , , ,

131 ,655 71,996 1, , ,845 80,926 1, ,752 24,604 49,217 73,822 21,805 56,034 77, ,254 8, , ,080 8, ,455 35, ,118 33, ,872 16,028 16,028 14,673 14,673 7, ,144 6, ,914 43,376 4, ,117 43,792 7, , , , , ,117 82,800 10,537 1,047 92, ,882 10, ,574 26,683 5, ,612 26,796 3, , ,388 30,848 31, , ,201 29,779 12, ,738 21, ,406 23, ,876 2, ,934 1, , ,734 30,296 31, , ,430 29,066 12, ,255 6,865 6,865 7,386 7,386 15,242 16,423 31,665 3,449 8,791 12,241 15,242 16,423 31,665 3,449 8,791 12,

132 ,874,881 41,462,895 21,905,957 23,463,313 4,066,787 3,882,490 66,847,626 68,808,699 2,261,006 6,032,611 69,108,632 74,841,310 4,608,327 5,181,014 1,227,876 1,575,776 6,793 4,007 5,842,997 6,760, ,143 1,428,673 6,660,140 8,189,471 75,768,773 83,030, ,695, % 6,992, % 146, , ,360, ,274, ,061, ,387, ,343, ,051, ,469, ,306, ,790, ,627, ,924, ,605, , ,058, ,047, ,409, ,687, ,864, , , , , ,862, ,602, , ,131, ,457, ,271, ,144,874 65,135, , , , , , ,702 1,077, , ,

133 , , ,226 1,019, ,625 36, , ,713 1,092,661 1,586, , , , , , , , ,917 (1,132,643) (1,653,186) 69,001,954 70,894,602 70,134,597 72,547, , ,

134 ,339,978 14,734, , ,688 3,880,773 3,899,189 3,492,468 2,536,410 4,236,572 5,136,736 21,389,021 26,645,444 1,871,186 1,833,447 1,871,186 1,833, , , , ,272 23,517,501 28,698, ,664, ,723 31,135 4,123,611 3,934,682 1,011,003 20,723 4,924, ,360 7, , ,025 6, ,956 3,043 3, ,440 10,440 13,428 13,428 2,542, ,640 31,135 2,995,314 3,069,579 1,004,072 20,723 4,052, , , , ,178 2,310, ,720 31,135 2,671,316 2,684, ,296 20,723 3,597,658 19, ,046 7, ,473 3,881 3, ,196 10,196 13,997 13,997 2,277, ,986 31,135 2,637,192 2,662, ,954 20,723 3,575,

135 32, , ,260, ,247,650 1,247, , , , ,001 7,330, ,001 1,352, ,001 1,352, ,001 3,000 1, , ,253, ,352,651 1,352, , ,029, ,000 8,333, ,220 1,397,871 45,220 1,397,984 80,000 1, ,700 8,374, ,005 1,420,877 23,005 1,420,989 40,700 1, ,000 8,306, ,420,877 1,420,989 35,000 33, ,306, ,420,877 1,000, ,989 SMBC ,015 67,000 8,555, ,488, ,420,877 1,420, , , , , ,534 8,048, ,420, , , ,000 7,853, ,420, ,355 60, , ,151 16,700 8,010, ,994, ,420,877 1,420, , , , , ,189, ,183,878 1,420, , ,189, ,700, ,

136 ,080, , , , , , , , , , ,183, , % 404 2,840, , ,586 1,418, ,601, , , ,833 7,869, ,135, ,688,41836, , % 1 4, , % 1 4, , % 1 4, , % 1 4, , % 1 4, , % 1 4, , % 1 4, , % 4 70, , % 1 4,

137 60,645, % 4G 50,694, ,597, ,466, ,340, MELLON BANK, N. A. AS AGENT FOR ITS CLIENT MELLON OMNIBUS US PENSION 9,571, SSBT OD05 OMNIBUS ACCOUNT CHINA TREATY CLIENTS 9,091, THE BANK OF NEW YORK MELLON AS DEPOSITARY BANK FOR DEPOSITARY RECEIPT HOLDERS 8,359, ,700, ,140, ,605, , % 2 4, % 3 4, % 4 4, % 9 4, % 12 4, % 1 23, % 20, , , , , % 10 4, % 11 4, % 135

138 13 1, , , ,698 3, , ,620 1, , ,

139 ,000 1,370,000 1,390,000 1,210,000 9, , ,000 1,010, ,000 2, ,720 4,610 4,110 4,250 3,770 4,070 3,150 2,685 2,926 3,050 2,735 2,

140 ,947,520 5,155, , , ,075 10,487 1,940,170 1,815,195 1,091, ,849 4,081,480 4,836,484 7,329 8,985 23,160,903 28,295,724 62,972,601 66,082, , , ,869 3,024,123 2,670, , , , , , ,961 9,135 2,568 3,519 78,493 79, , , , , ,371 9,218 27, , ,081 4,609,160 3,650, ,031 1,011, ,637, ,849, , 2, 8, 15 3, 4, 5, 6, 7, 8, , 11,

141 ,767,734 75,660,483 3,124,649 7,464,084 2,653,142 2,499,113 1,828, ,993 5,732,042 7,577,109 2,671,554 3,606,319 2,742,166 2,908, , , ,242 3,804,208 3,565,376 80,796 60,918 3,087,166 3,037,797 20,427 19, ,084 13,506 6,695 6,613 10,417 11, ,868 27,275 47,446 47,217 4,609,160 3,650, ,557, ,330, , ,986 1,603,512 1,603, , ,750 3,130,008 2,717, ,013 60,148 74,990 20,306 34,844 35,099 28, , , , ,461,297 1,967,133 5,080,747 4,518, ,637, ,849, ,

142 ,411,052 2,989,608 2,122,630 1,986,520 1,538,387 1,530, , ,938 25,955 14,570 7,044 1,748 7,032 4, ,826 42,446 3, ,692 91,227 3,710 2, , , , , , ,475 13,761 4,467 21,486 27, , ,569 58,245 40,007 2,676,094 2,930, , , , ,538 51,370 48,030 23,570 22,567 7,384 7,261 45,499 59,958 33,736 44, ,269 80, , , , , , ,656 8, ,940 9, , , , , , ,896 56, , , , ,958 59,285 6,558 2,231 5,592 1, ,511 10,686 10,700 4,144 4,810 6, ,004 50,830 40,791 35, , , ,255 68,007 54, , ,

143 , , , ,986 1,603,512 1,603, ,603,512 1,603, , ,508 3,132 74,613 93, , ,306 3,283 1,547 2, , , , ,750 2,850,119 3,130,008 3,132 74,613 93, , ,306 3,443 1,547 2, , ,466 3,130,008 2,717,

144 ,269, , , , , , ,013 60,148 87,571 74,990 12,581 54,683 12,581 54,683 74,990 20,306 37,526 34,844 2, , ,844 35,099 37,194 28,468 8,726 92,137 8,726 92,137 28, ,606 1,182, , , , , , , , ,380,179 1,461,297 81, ,835 81, ,835 1,461,297 1,967,133 5,412,458 5,080,747 3,132 74,613 93, , ,306 3,443 1,547 2, , , , ,967 5,080,747 4,518,

145 ,004 50,830 75,267 63,871 8,598 4,810 6, ,926 42,616 41, , ,861 1, ,417 1,350 2,122,630 1,986, , ,585 52, , , ,388 5,108 2, , , ,845 1,036,524 3,594,297 3,453, ,616 3,022, ,197 4,340, , , , , , , , ,974 2,055,838 1,197,925 4,215,699 1,845,067 14,713 2,261 22,916 19, , , , ,710 15,733 19,878 2,124,225 2,031, , , , ,002 5,335,038 7,261,483 57,343 48,682 5,277,695 7,212,

146 ,022,713 53,176,185 35,015,598 34,622,772 10,503,188 12,176,206 5,378 2, ,498 70,576 6,200 3,300 52,199 57, , ,951 8,675 1,725 4,613,441 6,510,859 40,000 5,000 76,000 92, , ,600 47, ,481 74,613 93, ,500 1,046, ,564 59,826 74, , ,904 8,465 17, ,848 1,078,566 1,907,823 2,720,542 18, ,410 2,720,542 3,771,

147 SMBC Sumitomo Mitsui Banking Corporation Europe Limited SMBC Capital Markets, Inc. SMM13 1 SMFG SMFG 11 2 SBCS Co., Ltd SBCS Co., Ltd. Bangkok SMBC Consulting Co., Ltd SMBC Vietnam Export Import Commercial Joint Stock Bank SMFG SMFG Sumitomo Mitsui Asset Management (New York) Inc ,140,527 3,140, ,851,401 26, ,149 2, ,

148 DCF 654,

149 ,921 5, , ,8699, , ,407 18, , ,791 9,930 8, ,2355, ,264 1, ,757 47,508 67,730 2,

150 ,786 6,010 7, ,312 1,717, , , , , , ,561, , , ,186 2, ,979 8,044,937 3,062,015 3,842 2,028 27,060 1,266, ,993 6,320, ,121 1,942, ,530 19,380 52,843 11,172, ,157 77,158 5, ,128, ,159, , , , ,282, ,304,

151 1. 9, , ,787 61,846 41, , ,355,849 56,355,849 70,001 70,001 56,425,850 56,425, , ,097 44, ,460 1, ,097 44, , ,097 44, ,155,317 1,383,618 3,771, SMFG 1 755, , , , , , ,981 34,319 21, , , , , , , , ,

152 ,080 45,343 55, ,008 21,755 31,116 33,106 11,092 3,563 34, A 880,696 B 727,374 CAB 153,321 D 381,233 E 25,645 FCDE 202,266 G 215,772 FG 13,

153 , , , , , , , , , , , , , , , , , , , , ,000 4,000 2,000 1,000 6, , , , , , , , , , , , , ,

154 , , , ,042 82,270 54,145 13,586 8,018 92,085 1,717, , ,735 26,133 29,167 42,263 14,711 2,206 16, , , SMFG& 2 SMFG20 101SMFGFGCC FGCCSMFG SMFGFGCC FGCC SMFGFGCC 2. 1 SMFG ,236 5,921 1,

155 1 1 41, , ,306 6,195 6, ,501 56, ,518,647 2,180, ,003 3, ,967,133 2,338, , SB Equity Securities (Cayman), Limited 2 3 3, , , , ,942 50,945 19,685 51,182 22,158 23,890 3, , ,392 1,523,908 1,466, , HD HD 153

156 , ,589, ,215 75, ,574,004 1,596,291 22,286 22, ,312 97, , ,215 4,006 4, ,181 8, ,071,708 2,098,449 26,741 28,155 1, ,003,408 1,983,887 19, , ,961 13,997,835 13,995,009 2,826 21,534 24,360 13,158,927 13,160,409 1,482 20,029 18, , , , ,223 4,264 1,005 5,270 6,048,038 6,010,627 37,410 47,917 85,328 22,049,282 21,989,523 59, , , , , ,821 2,893, , , ,413,355 11,891,063 1,987,483 1,659,495 2,802,249 9,376,045 1,133,529 1,422,588 32, ,744 73, ,103 2,282, , ,853 1,070,240 4,251, , ,588 4,483,596 16,142,796 2,775,929 2,268,

157 ,072, ,015, ,044 33, , ,028 10,747 12,035 1,287 97,311 98,903 1,591 1, , ,679 4,608 4, ,178 8, ,110,841 1,127,597 16,755 18,379 1, ,954,548 2,899, ,688 1,003,144 58,455 9,864,226 9,731, ,892 18, ,537 8,858,182 8,725, ,515 16, , , , , , , ,412 1,028 5,293,304 5,235,965 57,339 24,467 81,807 17,112,078 17,866, ,456 1,046, , , , ,488 2,822, , , ,571,380 7,669,222 1,675,020 1,739,846 1,919,499 5,205, ,200 1,693, , , , ,570 2,320,343 1,000,238 46, ,798 3,841, , ,258 3,393,179 11,510,417 2,255,044 2,302,

158 , ,830 7, , ,870 5, ,626 60, ,638 64,265 5,656 1,539 60, , , , ,819 1,319 1, ,

159 ALMALM ALM VaR VaR VaR ,636,094 1,254,229 41,578 41,578 19,571,966 1,557,621 51,493 51,493 15,742,690 97, ,948, ,809, , , ,295, ,517,151 4,508,393 4,508, ,981, ,487,292 4,300,450 4,300,450 22,579,384 15,712,303 4,399 4,399 2,690,323 1,789,900 65,983 65,983 2,802,501 2,143,328 65,627 65,627 27,834,072 12,451,630 5,342 5,342 13,867,378 6,122,525 3,263 3,263 3,351,169 1,816,123 21,272 21,272 5,116,400 2,810,008 8,036 8,036 1,177, ,022 32,707 32,707 3,454,028 2,000, , , , ,

160 ,338,897 14,914, , , , ,862 13,907 13, , ,373 30,040 30,040 44,236,897 4,431, , ,351 4,448,659 2,475, , ,220 4,356,557 2,411, , ,847 20,933 52, , , , ,209 63,785 63, , ,209 63,785 63, , ,531 37,408 37, , ,760 27,707 27,707 14,335 11, ,276 33,637 2,015 2,015 66,376 66, ,179,621 1,167, , ,630 1,325,430 1,308, , ,275 19,644 19, ,483 9,163 9, ,680 8,639 8,639 15, ,076 44, , ,

161 ALMALM ALM VaR VaR VaR ,529,253 1,219,498 79,013 79,013 31,429,238 2,102,835 84,575 84, , , ,487, , ,697, ,921, , , ,294, ,030,995 1,948,325 1,948, ,720, ,672,533 1,770,095 1,770,095 22,565,295 15,101,309 1,749 1,749 3,948,380 2,108,111 62,141 62,141 3,332,135 2,261,063 66,519 66,519 31,659,913 20,654,248 13,437 13,437 15,801,704 9,592,055 7,195 7,195 3,612,695 1,156,798 10,171 10,171 5,876,742 2,307,702 2,566 2,566 2,366,908 1,161,375 23,224 23,224 4,965,301 3,143,768 59,900 59, , ,

162 ,379,326 13,102,998 43, , , ,731 10,592 10, , ,013 27,161 27,161 56,365,694 5,744, , ,221 6,126,597 2,706, , ,853 5,963,302 2,662, , , , , , , , ,068 32,730 32, , ,068 32,730 32, ,658, ,635, , ,577 57,239 1,246 1, , , ,283 1, , , , , , , , ,001 18,211 7,165 2,011 2,011 38,455 26,786 6,595 6,595 79,921 79, ,421,367 1,302,732 39,531 39,531 1,912,377 1,710,521 77,378 77, ,846 37,

163 ,802, ,322 2,989,608 2,989, , , ,443 (264,443) 2,842, ,624 3,254,052 (264,443) 2,989,608 2,812, ,896 3,139,363 (209,040) 2,930,322 29,960 84, ,688 (55,403) 59, ,579,062 5,803, ,382,329 (4,532,944) 115,849,385 70,803 4,464 75,267 75,267 6,541 6,541 6, ,546 3, , , , ,762 7,447 2, ,210, ,858 3,411,052 3,411, , , ,601 (212,601) 3,244, ,655 3,623,654 (212,601) 3,411,052 2,503, ,125 2,874,385 (198,290) 2,676, ,739 7, ,269 (14,310) 734, ,248,284 4,924, ,173,058 (3,535,266) 108,637,791 62,931 9,538 72,469 72,469 4, ,810 4,810 97,916 11, , , ,

164 ,331, , , ,954 2,989,608 2,989, ,914 95,127 6,984 20, ,405 (251,405) 2,460, , , ,332 3,241,013 (251,405) 2,989,608 2,478, , , ,129 3,175,807 (245,484) 2,930,322 18,477 44,577 3,095 42,202 65,206 (5,921) 59,285 98,745,720 9,967,201 5,528,452 5,069, ,311,269 (3,461,884) 115,849, ,759 8,795 10, ,727, , , ,917 3,411,052 3,411, ,780 59,401 11,043 37, ,766 (233,766) 2,853, , , ,459 3,644,819 (233,766) 3,411,052 2,279, , , ,159 2,893,074 (216,979) 2,676, , ,805 10,970 65, ,745 (16,786) 734,958 93,747,448 7,514,381 4,864,317 5,413, ,539,897 (2,902,106) 108,637, , , ,437 3,411,052 2,989, % 22.0%

165 ,948,530 5,295,009 1,108, ,428 3,839,557 4,347, , , ,544 48,113 1,900,294 1,815,195 11,094 9, , ,183 3,638,676 3,885, , ,610 3, ,440 13,428 2,560,627 3,123, , ,178 7,329 8,985 22,758,241 28,000,515 8,799,249 14,156, , ,074 3,506,181 3,461,950 3,668,150 2,674,474 6,453,481 7,477,021 56,957,813 60,241, , ,536 2,553,357 2,387,172 44,387,166 47,768,196 9,719,661 9,869, , ,149 59,635 48, , , , , , ,489 2,196,999 2,259,982 5,204 3,804 6,739 5, , ,135 9,312 4, ,363,966 1,369, , , , , , , , ,848 7,361 1,048 3,505 67,323 67, , ,070 98, ,219 8,310 7, , ,343 4,665,062 3,826, , ,885 12,801 1, ,033, ,478, , 2 2, 3 4, 5, 6, 7, 9, , 12,

166 ,417,260 69,499,997 5,939,253 6,458,921 31,933,316 32,168, , ,667 4,247,784 5,008,679 19,481,091 21,326, ,050,619 3,839,206 2,965,574 7,405,710 2,656,142 2,479,743 1,825, ,534 5,732,042 7,561,013 2,307,304 2,705,478 18,984 2,370 3, ,196 13,997 2,274,251 2,688,721 3,798,333 4,663,553 3,798,333 4,663, , , , ,518 46,724 39,729 12,605 2,226 47,254 24, ,242 3,539,110 3,319,693 80,796 60,918 2,178,263 2,163,237 6,077 4,870 5,788 3, , ,212 43,644 37,064 43,055 44, ,523 9,770 1,279,264 1,262,449 7, , , , ,110 8,857 10, ,800 4,992 1,870 2,359 9,587 10, ,827 46,599 4,665,062 3,826,694 96,539, ,931,

167 , ,986 1,367,548 1,367, , , , , , , , , ,656 1, , , , ,165 2,927,374 2,532, ,103 52,741 13,787 45,359 21,558 21, ,874 14,291 3,493,249 2,546, ,033, ,478,

168 ,933,626 2,546,997 1,866,277 1,758,423 1,326,278 1,337, , ,992 19,403 7,805 3,762 1,341 6,955 4, ,074 92,946 38,040 94,042 74,376 3,710 2, , , , , , , , , ,313 2,934 1, , ,054 7,878 7, , ,277 97, , ,813 13,578 16,978 6,279 48,313 32,954 26,718 7, ,343 25,788 2,422,886 2,510, , , , ,495 47,467 46,748 23,936 22,573 6,189 7,066 45,496 59, , , ,463 67,939 89,296 79,513 76,783 52, , ,404 29,647 28,155 90,517 93, , , ,589 2,472 25,861 64,886 35,624 45,852 66,592 6, ,481 7, , , , , , , ,412 2,311 4, , , ,806 79, ,739 36,

169 ,051 1,075 3,786 1,066 7, ,336 9,344 9,636 3,206 4,700 6, ,454 27,786 16,031 23, , , , , ,

170 , , , , , , , , , , , ,514 1,367,548 1,367,548 1,367,548 1,367, ,656 1,656 1,656 1, , , , , , ,337 74,613 93, , , , , , , ,

171 , ,839 74,613 93, , ,116 2, , , , ,666 2,793,563 2,927,374 74,613 93, , ,116 2, , ,172 2,927,374 2,532,201 1,259, , , , , , ,103 52,741 84,733 13,787 70,946 59,147 70,946 59,147 13,787 45,359 24,240 21,558 2, , ,558 21,673 1,199, , , , , , ,874 14,291 3,992,884 3,493,249 74,613 93, , ,116 2, , , , ,755 3,493,249 2,546,

172 DCF 479, SMBC20106 One s plussmbc 170

173 ,921 5, ,361 7, ,203 45,994 67,

174 , ,370, ,911 1,714, , , , , , ,137, , ,734 2, ,194 7,612,724 3,031,759 1,265, ,534 6,304,506 1,860, ,114 19,350 52,843 11,736, ,157 69, ,800, ,311, , , ,386, ,037, ,281, , ,

175 ,580 43,334 52, , , , ,993 74,746 47,984 14,034 7, ,346 1,776,098 1,015, ,552 41,577 26,133 14,711 9,786 92, , , , , , ,116 6,195 6, ,311 56, ,546, , ,003 3,097 2,333, , HD HD , , , ,942 50,945 19,685 51,182 22,158 23,890 3, , ,392 1,523,908 1,466, ,

176 , ,574,004 1,596,291 22,286 22, ,312 97, , ,010 4,611 4,611 2,051,715 2,079,566 27,851 28, ,729 60,257 3,472 50,477 50, , ,670 3, ,976,128 1,959,582 16, , ,604 12,929,125 12,927,883 1,241 16,910 18,152 12,584,091 12,582,988 1,102 16,512 17, , , , , ,816,063 5,791,148 24,914 47,566 72,480 20,721,316 20,678,614 42, , , , ,203 45,994 67, ,165,671 41,630 48, ,228 2,869, , , ,232,719 11,178,771 1,827,642 1,609,886 2,766,864 9,016,279 1,000,868 1,372,980 6, ,157 68, ,270 2,007, , , ,591 4,198, , ,260 4,125,310 15,377,136 2,598,509 2,053,

177 ,064, , , ,829 10,747 12,035 1,287 97,311 98,903 1,591 1, , ,506 4,736 4, ,092,163 1,109,238 17,075 18,373 1, ,699 57,576 13, , ,225 12, , ,802 1, ,924,016 2,860, , ,665 56,341 8,882,540 8,753, ,508 15, ,087 8,313,837 8,185, ,669 14, , , , , , ,980,968 4,929,901 51,067 22,533 73,600 15,787,525 16,543, ,749 1,030, , ,119,810 11,696 53, ,891 2,791, , , ,051,011 7,334,169 1,569,860 1,681,567 1,637,379 5,087, ,088 1,635,066 64, , , ,571 2,132, ,096 46, ,583 3,755, , ,561 2,630,595 11,090,079 2,130,367 2,068,

178 , ,830 7, , ,870 5,

179 ,834,786 2,674,329 9,929 9,929 1,939, , ,525, ,433, , ,139 4,475,242 3,320,501 4,281 4, , , , , , , ,674,601 12,413,555 2,742 34,006 1,828,489 1,819,235 16,132 16,132 31,780,896 2,634,106 37,036 37,036 8,609,328 4,774,859 33,567 33,567 89, , , , ,242 64,742 64,742 28,413 24,666 1,376 1,376 66,144 66, , ,000 34, , ,068 18,738 18,738 18,738 18,

180 ,486,102 3,042,166 5,568 5, , ,459, ,686, , ,974 5,104,373 3,536,751 5,151 5, , , , , , , ,726,433 9,559,076 86, ,002 1,760,163 1,732,745 16,568 16,568 35,038,108 2,856, , ,727 11,782,419 5,252,402 25,029 25, , , ,293, , , , ,810 75,183 75,183 34,405 11,691 4,513 4,513 79,700 79, , ,000 34, , ,001 4,645 4, ,645 4,

181 ,518, ,838 65,060 2,122,630 1,466, ,270 89,841 1,986, , ,941 48, , , ,909 83, ,554 1,014, ,897 16,784 1,208, , ,360 6,179 1,264,966 3,710 3,710 2,074 2, ,366 71,996 1, , ,721 80, , ,379 10,537 1, , ,918 10, , ,986 61, , ,803 70, , ,958 30,848 31, , ,304 29,779 12, ,842 15,242 16,423 31,665 3,449 8,791 12, ,715 14, , ,854 20, , ,285 18, , ,448 20, , ,726 1, , ,926 25, , ,440 17, ,006 59,521 5, , ,205,377 1,518, % 79,343,082 1,466, % 52,218,671 1,115, ,408,361 1,124, ,931, , ,519, , ,627 13, ,755 5, , , ,818 7, ,275 4, ,840,501 34, ,981 10, ,264, , ,639, , ,551, , ,523, , ,600,739 15, ,094,711 24, ,094,184 10, ,736,245 12, , ,988 2, ,041,013 45, ,179,957 59, ,030,071 66, ,036, , , , ,565,619 71, ,332,131 63, , , , , , ,

182 ,724, , % 15,945, , % 8,789, , ,584, , ,139,822 62, ,350,798 35, ,662 12, ,028 9, ,935 6, ,425 1, ,844,837 71, ,930,859 35, ,833, , ,534, , ,101, , ,968, , ,930 36, ,309 23, ,091 12, ,174 9, ,412 6, ,903 5, ,127 10, ,359 15, ,000 17, ,035 17, , , ,842,369 2,122, % 93,549,650 1,986, % 60,139,056 1,538, ,569,148 1,530, ,071, , ,870, , ,289 25, ,784 14, ,065 7, ,099 1, ,818 7, ,275 4, ,468, , ,419,248 42, ,009, , ,434, , ,436, , ,178, , ,261,670 51, ,805,020 48, ,408,276 23, ,316,420 22, ,497 7, ,892 7, ,041,013 45, ,179,957 59, ,358,205 33, ,967,596 44, , , ,833,620 89, ,597,166 80, , , , , , ,

183 ,366 71,996 1, , ,721 80, ,688 25,285 49,217 74,503 22,533 56,034 78, ,743 8, , ,143 8, ,518 15, ,176 20, ,291 16,044 16,044 14,691 14,691 7, ,144 6, ,915 42,864 4, ,621 41,790 7, ,875 6,878 6,878 6,493 6, ,379 10,537 1, , ,918 10, ,611 26,683 5, ,612 26,796 3, , ,958 30,848 31, , ,304 29,779 12, , , ,979 2, ,934 1, , ,734 30,296 31, , ,430 29,066 12, ,255 6,865 6,865 7,386 7,386 15,242 16,423 31,665 3,449 8,791 12,241 15,242 16,423 31,665 3,449 8,791 12,

184 ,937,520 41,544,906 21,906,417 23,465,803 4,076,061 3,884,852 66,919,999 68,895,562 2,307,506 6,035,411 69,227,505 74,930,974 4,613,034 5,185,137 1,227,907 1,575,776 6,793 4,007 5,847,735 6,764, ,143 1,428,673 6,664,878 8,193,594 75,892,384 83,124, ,647, % 6,986, % 145, , ,358, ,274, ,054, ,380, ,319, ,030, ,543, ,496, ,755, ,598, ,084, ,762, , ,058, ,796, ,133, ,551, ,869, , , , , ,826, ,544, , ,131, ,420, ,213, ,972,601 66,082,

185 ,339,958 14,734, , ,688 3,876,433 3,878,294 3,431,541 2,407,718 4,202,554 5,103,160 21,289,716 26,462,276 1,871,186 1,833,447 1,871,186 1,833,447 23,160,903 28,295, ,621, ,723 31,135 4,081,480 3,846,205 1,011,003 20,723 4,836, ,670 7, , ,122 6, ,053 3,026 3, ,440 10,440 13,428 13,428 2,543, ,640 31,135 2,995,890 3,083,019 1,004,072 20,723 4,066, , , , ,178 2,310, ,720 31,135 2,671,554 2,692, ,296 20,723 3,606,319 18, ,718 2, ,711 3,871 3, ,196 10,196 13,997 13,997 2,277, ,986 31,135 2,637,768 2,675, ,954 20,723 3,589,

186 ,172, ,275 (8,851) (9,284) 1,184, ,654 1,866,277 1,758, , ,082 (8,851) (9,284) 253, , , , ,625 56, , ,279 88,109 1,018,389 3,710 3,710 2,074 2, ,444 91, , ,455 92, ,228 98,409 21, , ,214 19, , ,035 69, , ,241 73, ,824 8, , ,985 10, , ,038 8, , ,985 10, , ,038 59,530 62, ,812 46, , ,277 51, , ,906 62,596 65, ,747 8, , ,093 16,156 51,686 35,530 1,198, ,497 1,484,783 1,147, ,654 1,524, (2,187,759) (8,851) (2,101,755) (9,284) 1.78% 1.71% 65,570,970 1,172,852 69,174,259 1,184,053 46,675, , ,534, , ,123, , ,380, , ,648 2, , , , ,810 6, ,464 4, , ,955 1, , , ,276, , ,686, , ,309, , ,747, , ,538,711 14, ,062,350 24, ,098,638 10, ,661,112 10, , ,189 2, ,095,930 5, ,877,785 8, ,901,820 19, ,716,288 17, , ,105,556 25, ,020,588 27, , , ,771208,

187 ,324, , % 19,248, , % 7,573, , ,196, , ,528, , ,079, , ,569 17, ,225 6, ,821 3, ,634 1, ,424,782 92, ,370,678 37, (2,187,759) (8,851) (2,101,755) (9,284) ,253, ,082 19,236, , ,670, , ,892, , ,181 32, ,692 22, ,120 13, ,909 11, ,890 5, ,774 5, ,513 39, ,281,411 51, ,593,890 83, ,536, , ,473,709 51, ,316,342 40, , , TT ,707,657 1,866, % 86,320,727 1,758, % 54,248,936 1,326, ,730,789 1,337, ,651, , ,459, , ,218 19, ,273 7, ,822 3, ,440 1, ,810 6, ,464 4, , ,955 1, ,434,421 92, ,416,428 38, ,341, , ,821, , ,980, , ,639, , ,146,892 47, ,756,043 46, ,434,759 23, ,316,021 22, ,083 6, ,963 7, ,040,443 45, ,159,197 59, ,495, , ,252, , , ,579,266 76, ,336,931 67, , , , ,

188 , ,459 61,677 50,476 11, , ,860 36,842 19,368 17,473 9,691 4,445 5,246 24,720 26,693 1, ,223 1,217 1, , ,680 2,127 1, , , ,023 12,243 16,696 4, ,430 67, ,681 2, ,621 8,597 9, , ,076 6,458 2,251 1, , , ,743 3,459 3, , , ,206 1, , ,437 2,000 1,020 3,494 2, ,809 17,643 33,165 88, , ,621 56, ,057 96, ,964 6,447 11,902 29,603 41,505 31,654 57,976 26,322 2,083 3,234 5,318 3,473 6,607 10, , , ,292 22,144 6,751 15,392 23,542 31,751 55,294 43,285 33,049 10,235 76, , ,537 15,010 21,873 36,883 3, , ,607 4, ,124 2,796 12,797 10, ,240 5,802 7,628 1,826 7,179 3,333 10,512 3,302 3, ,363 9,370 18,733 30,157 18,317 11,839 12,100 3,530 15,631 42,043 12,147 29, ,153 5,843 10, , , , , , ,853 14, , , ,052 91,025 11,026 19,578 27,172 46,751 49,850 78,146 28,295 1,538 2,562 4,100 7,154 4,443 11, , , , ,680 2,127 1, , ,353 6,130 15,223 22,770 32,135 54, , ,740 54, , , ,762 30,546 2, , , ,740 13,722 15,816 16, ,617 3,600 5,218 5,999 7,362 1,363 7,085 3,248 10,334 4,924 4, ,151 5,123 15,274 30,506 16,117 14, ,538 1,298 18,837 23,057 4,285 27, ,567 2,980 5,033 3,489 8,

189 ,444 91, , ,455 92, ,228 10,720 41,739 52,459 10,866 40,973 51,840 97,341 28, ,653 96,014 27, ,136 13,592 1,291 14,883 17,256 2,818 20,075 13,094 13,094 11,777 11,777 6,688 6,688 6,472 6,472 22,734 6,567 29,302 21,005 9,679 30,684 98,409 21, , ,214 19, ,404 20,109 9,538 29,647 20,385 7,770 28, , , ,985 10, , , ,313 3,313 2,934 2,934 1,221 1, , , , ,054 7,878 7,878 7,449 7, , , ,093 16,156 51,686 35,530 10,007 20,051 30,058 32,420 58,548 26,128 3,046 3,767 6,813 12, , , ,589 2,472 2, , ,624 1,610 25,634 29,216 31,835 52,247 60,889 45,003 50,647 7,152 8,373 6,297 6,812 4,998 5,441 3,638 3,765 7,351 7,455 14,476 11,349 40,092 38, , , , ,

190 ,810, % 39,432, % 18,564, ,984, ,167, ,136, ,541, ,554, ,209, ,047, ,751, ,601, ,074, ,900, , ,342, ,883, ,702, ,875, ,945, , ,358, ,631, ,303, ,382,834 76,905, ,317,885 38,108,576 18,407,942 19,165, , ,464 57,309,691 57,747,050 2,538,711 4,062,350 59,848,403 61,809,401 4,864,807 4,623,996 1,003,417 1,104,938 2,802,319 3,163,841 8,670,545 8,892, , ,692 9,278,726 9,586,469 69,127,129 71,395, ,987, % 34,889, % 30,538, ,335, ,526, ,224,

191 ,974,007 2,040, , ,138 3,150,598 2,241, ,370,359 6,278, ,297 1,214, ,233,757 7,494,172 3,713,423 3,963,667 3,000 4,500 37,135 77,365 3,753,558 4,045,532 5,195,489 5,533,874 40,550 21,510 13,016 27,911 5,249,056 5,583,297 1,560,535 1,640,874 11,750 18,885 2, ,574,862 1,660,255 1,263,600 1,229,574 73,059 18, ,285 1,337,092 1,251, , , , , ,386 1,332,765 1,291,870 17,954,375 19,428, , , ,959 1,342,381 19,481,091 21,326,

192 ,061,876 1,932,245 35,965,609 37,914,257 9,622,647 9,780, , ,066 47,935,924 49,843, , ,926 8,421,557 9,853,939 97,013 88,613 11, ,021,889 10,397,950 56,957,813 60,241, ,197,327 1,978,289 34,625,555 36,221,243 9,572,162 10,094, , ,653 46,675,889 48,534, , ,065 6,935,439 9,559,202 96, ,123 10,702 3,124 7,573,047 10,196,514 54,248,936 58,730, ,934, % 21,398, % 36,023, ,842, ,957, ,241, , ,562 1,124, ,977 6,834,925 6,700, , ,776 9,278,868 8,699,811 21,143,991 21,371,798 26,534,953 30,169,656 56,957,813 60,241,

193 ,041,643 9,736, ,589,738 9,926,623 6,813,129 7,543,515 1,776,609 2,383,107 8,610,480 8,815,570 6,770,462 6,797,016 1,840,018 2,018,554 3,565,191 3,470,099 2,823,756 2,629, , ,816 17,431,098 18,423,079 16,482,691 17,261, ,407 1,161,559 9,719,661 9,869,360 9,719,661 9,869,360 56,957,813 60,241, ,284, % 6,632, % 138, , ,153, ,088, ,891, ,208, ,902, ,632, ,083, ,967, ,310, ,222, ,453, ,260, , , ,877, ,115, ,877, ,241, , , , , ,790, ,708, , , ,080, ,999, ,957,813 60,241,

194 A 48,877,589 51,241,816 B 36,129,519 35,667,854 BA ,581,772 15,002,856 13,647,753 14,077,130 10,033,842 10,509, , , (2,987) 527, ,919 *527, ,919 * (23) 144, ,084 47,319 * 97, ,084 * (19) 12,670 28,394 6,034 * 6,636 28,394 * 1,941 0 * 1,941 0 * (3,011) 674, ,004 47, , ,004 (2,762) 295, , (2,256) 428, ,649 *428, ,649 * (109) 188, ,818 86,503 *102, ,818 * (86) 28,307 71,309 15,005 * 13,301 71,039 * * * (2,365) 617,639 (886) 332, ,885 86, , , ,

195 , , ,456 1, , % 0.00% , , , , ,625 36, , ,579 1,073,471 1,561, , , , , , , ,747 32, , , ,587 1,137, , ,

196 , , , , , ,303 (803,939) (1,194,170) 63,928,140 66,028,576 64,732,080 67,222, , ,

197 21 3 3,196 6,783 2,969 2, , , % % 3 1, , , % % 10.47% % % ,227 11, % 6, % 1 4, ,919 3,409 5, % , , , ,196 2,018 3,001 3,829 2,810 4,020 1,019 6,590 3,827 6,783 2,763 4,090 4,547 3,439 5,198 1,108 9,247 4,466 9,979 4, ,

198 ,799,249 14,156, , ,074 3,506,181 3,461,950 3,668,150 2,674, , ,183 16,730,573 20,822,677 6,027,667 7,177,837 4,812,110 5,909,304 1,215,556 1,268,533 6,027,667 7,177,837 22,758,241 28,000, ,341,261 10,443, , ,620 3,632,377 3,417,624 2,904,058 2,787, , ,638 15,123,121 17,380,685 3,528,429 5,079,312 2,255,870 3,781,077 1,272,559 1,298,234 3,528,429 5,079,312 18,651,550 22,459,

199 ,637,379 2,766,864 64,060 6, , , , , , , ,448,219 5,382,532 43,929 34,858 1,104, ,275 2,227,909 2,929,003 2,163,254 2,874, ,639,495 3,633,747 70, ,299 1,028,132 1,180,058 1,523,728 1,277,275 1,478,032 1,249, , , ,245 67, , , , , , ,155 1, , ,034 50, , , , , , ,981 1,635,066 1,372, , , , , , , , ,666 3,668,150 2,674,474 1,256,560 1,268,801 1,033,775 1,131,834 8,799,249 14,156, , ,074 3,506,181 3,461,950 3,668,150 2,674,474 6,453,481 7,477,021 4,812,110 5,909,304 1,215,556 1,268,

200 A 47,935,924 49,843,316 B 60,751,641 66,601,940 A/B A 9,021,889 10,397,950 B 8,631,193 10,303,767 A/B A 56,957,813 60,241,266 B 69,382,834 76,905,708 A/B A 16,730,573 20,822,677 B 60,751,641 66,601,940 A/B A 6,027,667 7,177,837 B 8,631,193 10,303,767 A/B A 22,758,241 28,000,515 B 69,382,834 76,905,708 A/B

201 ,001 55,848, , , ,001 1,009, ,001 3,000 1, , ,140 56,112, ,986 1,009, , , ,112, , , , , ,194 56,327, , ,033 33, ,194 67, ,770 56,500, , , , , ,757 57,102, , , , , , ,000 57,255,850 56,425, , , , , ,181 35, , , ,355, ,001 56,425,850 70,001 56,355,849 56,355,849 56,425,850 56,355,849 56,355, % 1 70, % 199

202 ,886 21, ,290 8, ATM ,120 30,

203 , , ,073, ,361, , , ,410, ,122,120 3,444 3,121 9,101,611 8,345,032 1,214 1,163 2,801,793 2,933,632 1,764,386,929 1,605,762, ,143, ,135 1,285, , ,763 30, ,353 30,633 2,456,815 2,748, ,334 7,291 25,040 17,762 4,373 5,292 62,754 53,769 13,943 6, ,446 91, , ,284 4,013,337 3,339,348 4,665,062 3,826,

204 , , , , , , , ,231 12,000 39,629 58, , ,451 3, , ,399 84,419 73, , , ,318 4, ,687 80,796 60,918 20,000 22,179 20,000 22,179 1,540 1,462 1,540 1,462 1,175,711 1,262, , ,986 61, , , ,287 3,462 3, , , ,600 78,569 1,540 1,485 1,175,711 1,262, , , , ,

205 ,457 4, , , ,334 88, , , , , ,740 2, , , , ,714 3,740 2, , , , , ,740 2,030 3,740 2,

206 , ,200 1,200 3,740 2, ,740 2,030 3,740 2, , % % 2, , , , , % % 1, , , , ,

207 , ,740 2, , % 222, % 12, , , , , ,

208 SBCS Co., Ltd

209 Tier 1 Tier ,420,877 1,420, ,826 57,245 1,740,610 1,245, , ,024 60,135 21,059 14,649 27, , ,643,903 2,147,100 1,217,010 1,763, , ,592 44,045 42, ,590 4,429,121 4,335, ,657 A 4,381,464 4,335, , , , ,220 37,211 59,517 80,374 67,758 2,523,062 2,303, , , ,524,774 1,540,802 3,021,872 2,420,968 B 3,021,872 2,420,968 Tier 3 C 6 D 737, ,241 ABC-D E 6,665,543 6,047,812 49,095,397 41,703,547 10,239,755 7,693,647 F 59,335,152 49,397,195 H8 G 430, ,723 H 34,417 21,257 J 8 I 3,351,976 3,063,589 J 268, , K FG I K L 63,117,349 52,726,507 EL % 11.47% Tier 1AL % 8.22% L8 5,049,387 4,218, , , , , , ,

210 SB Equity Securities (Cayman), Limited SMFG Preferred Capital USD 1 Limited SMFG Preferred Capital GBP 1 Limited SMFG Preferred Capital JPY 1 Limited , , Tier

211 SMFG Preferred Capital USD 2 Limited SMFG Preferred Capital USD 3 Limited SMFG Preferred Capital GBP 2 Limited ,800 1, ) ) Tier

212 SMFG Preferred Capital JPY 2 Limited Series A 31 Series B 31 Series C 28 Series D 26 Series E 31 Series F 28 Series G ,900 Series A 113,000 Series B 140,000 Series C 140,000 Series D 145,200 Series E 33,000 Series F 2,000 Series G 125,700 Series ABCD Series EFG Series A 31 Series B 31 Series C 28 Series D 26 Series E 31 Series F 28 Series G Tier

213 2. SB Equity SecuritiesCayman, LimitedSBES ,000 Series A-1 315,000 Series A-2 5,000 Series B 20,000 Series A Series A Series B Series A-1 Series A-2 Series B Tier 1a bc SBES 5. SBES SBES 211

214 3. KUBC Preferred Capital Cayman Limited AB C A B C xy z x A y z BC ,000, x 212

215 y a b a bxy

216 ,434 27, ,373 1,616 2,275 2,281 33,510 32,006 3,368 3,456 1, ,839 3,925 8,443 8,331 2,453 1,608 PDLGD ,686 2,877 2,415 1,805 1,641 1,257 3,253 2,817 52,947 49,094 6,776 6,565 59,723 55, ,682 2,451 62,749 58,

217 SMBC 2 SMBC SMBC SMBC SMBC SMBC SMBC SPC J1 J10 G1 G10 PD PD PD LGD 215

218 J1 G1 J2 G2 J3 G3 J4 J5 J6 J7 G4 G5 G6 G7 J7R G7R J8 J9 G8 G9 J10 G CCF PD LGD ELdefault J1-J3 188, ,637 52,630 % 0.10% 44.74% % 23.61% J4-J6 136, ,472 30, J7J7R 18,206 15,886 2, , ,544 11, ,582 53,092 8, J7RJ8-J10 9,376 9, , , , CCF PD LGD ELdefault J1-J3 228, ,403 64,560 41, % 0.09% 34.11% % 18.11% J4-J6 117,854 91,536 26,318 5, J7J7R 22,412 19,380 3, , , ,484 47,679 5,805 1, J7RJ8-J10 13,154 12, , , ,317 48, CCFELdefault

219 20 3 CCF PD LGD ELdefault G1-G3 212, ,617 83,822 % 0.17% 39.04% % 27.20% G4-G6 9,857 7,448 2, G7 G7R 1, G7RG8-G , ,683 87, CCF PD LGD ELdefault G1-G3 228, ,946 82,684 30, % 0.14% 30.24% % 17.28% G4-G6 9,759 7,683 2,076 1, G7 G7R 4,592 3,169 1, , G7RG8-G10 2,707 2, , ,039 86,720 32, PD PD , ,233 1, , ,050 7,711 1, , ,320 1, ,809 1,109 14,075 11,833 1, PDLGD 217

220 , ,015 1, ,868 3,136 PDLGD 21 3 CCF PD LGD ELdefault G1-G % 0.78% 19.17% % 44.23% G4-G G7G7R G7RG8-G , PDLGD 213 CCF PD LGD ELdefault J1-J3 9,259 8,205 1,054 % 0.10% 36.48% % 19.72% J4-J6 5,236 4, J7J7R J7RJ8-J10 15,774 14,263 1, PDLGD 218

221 2 PD LTVLoan To Value LGD PD LGD PD 203 PD LGD ELdefault 90,866 89, % 40.15% % 25.59% 8,531 8, ,149 1, , ,059 1,002 PD 213 PD LGD ELdefault 95,516 94, % 38.94% % 24.30% 8,405 8, ,211 1, , , PDLGD PDLGD 219

222 PD 20 3 CCF PD LGD ELdefault 4,513 3, , % 2.04% 83.41% % 51.67% ,783 6,530 3,253 37, ,187 11,164 4,023 39, CCF 2. CCF PD 21 3 CCF PD LGD ELdefault 5,421 4, , % 1.86% 85.89% % 49.01% ,793 6,487 3,307 40, ,661 11,663 3,997 41,794 LTV PD LGD PDLGD PD LGD 220

223 PD 20 3 PD LGD ELdefault 15,066 14, % 62.77% % 59.31% 2,319 2, ,247 5, ,195 3, ,408 2, ,143 2, ,759 30, PD PD LGD ELdefault 13,390 13, % 59.94% % 56.15% 3,813 3, ,518 5, ,423 2, ,149 2, ,534 1, ,306 29,242 1,064 PDLGD ,388 2,210 1,910 2, ,309 1, PDLGD 5,042 5,333 28,929 18,956 36,360 26,

224 PDLGD PD PD J1-J3 4, % % 4, % % J4-J J7J7R J7RJ8-J ,042 5, PD LGD ,108 7, ,1927,678 4,0235,501 2,681 4, ,450 2,486 7,678 5,192 1,229 2,216 7,244 5, ,478 5,501 4, ,432 4,114 2,

225 ,486 2, ,678 7,244 8,877 3,114 1,478 7,786 2,526 1, EL ,542 3,239 5,501 8,067 2,786 4, , OECD , ,810 1, ,471 5, ,488 3,184 6,865 2, ,568 14, , , ,351 16, , , ,747 4, ,074 4,

226 ,706 30, ,970 30, , , ,046 1,849 51,752 30,818 1, LGD 224

227 ,786 3,025 41,898 3,025 2,452 3,999 2,436 78,461 2,810 71,575 2,810 2,494 2,155 2, ,204 51,990 3, ,906 81,367 2,

228 ,966 59,639 39,776 36,384 87,742 96,023 41,163 39,129 42,449 52, ,895 2,067 1,214 1,907 45,358 50,871 42,384 45,152 1, ,104 42,384 45, ,590 3,025 8,468 2,810 11,347 11, ABCP

229 3. 4. R&IJCR Moody ss&p Fitch ,738 1,713 1,025 6, ,517 17,517 3, , ,961 1, ,957 1,484 1,473 1, ,814 21,355 4,459 12, ,517 1,517 3, ,121 17, , , , ,973 1, ,500 20,310 3,189 5, PFI Private Finance Initiative

230 , , , , , , ,906 7,906 63,058 1,568 1, , , ,135 9,135 66,623 1,601 1, ,969 7,969 60,933 1,240 1, , , , , , , ,424 1,424 6, ,167 1,167 1, ,560 10,560 68,757 1,335 1,

231 , , , ,117 7, , , , , , , , , , , , , , , ,

232 ,133 29,133 19,391 19,391 6,705 7,067 35,838 26, , , ,

233 ,021 1,300 5,503 24, ,361 3, ,926 17, ,476 19,472 41,739 1,276 1,773 7,574 52,362 67, ,454 6,823 80, ,400 9,657 13,307 2, ,099 85,801 2, ,855 91,845 66,819 1, ,582 75,435 25,923 6, , , , , , , ,955 28, , ,798 3,351 7, ,357 36,516 3,371 9, , ,123 2,239 3, ,139 19,568 2, ,473 25, ,558 16,430 13,401 3, , , ,385 42, ,088 1,172, ,247 1,345 6,055 18, ,373 2, ,868 16, ,535 18,820 47,142 1,020 1,913 6,976 57,051 65, ,273 5,687 78, ,155 9,817 14,274 3, ,399 81,733 3, ,708 87,620 65,402 1, ,120 73,653 17,721 4, , , , , , , ,517 30,602 92,538 1,060,004 15,449 8, ,449 27,664 2,657 9, , ,944 2,130 4, ,057 19,974 2, ,460 26, ,030 16,198 14,548 3, , , ,716 45,150 96,492 1,260,

234 ,145 30,033 6,532 3, , ,739 43,015 14,523 9, , ,473 56,873 10,483 11, , ,366 8,730 4,764 3,101 64, ,094 27,733 6,057 1, ,802 59,011 76, , , ,385 42, ,088 1,172, ,068 40,557 6,008 3, , ,298 88,511 14,132 9, , ,620 58,751 11,062 11, , ,313 9,601 5,790 2,773 68, ,963 31,296 8,159 1, ,223 64,115 67, , , ,716 45,150 96,492 1,260, ,594 21,743 1,407 2, , ,000 24,

235 ,804 2, ,534 1, ,306 2,886 2, ,251 7,203 3,470 3,427 3,226 2,720 17,594 21, ,397 2,351 1,407 2,973 19,000 24, ,937 6, ,196 11,021 2,825 7,385 9,704 2, , ,133 17,949 3,

236 ,937 6, ,196 11,021 2,825 7,385 9,704 2, , ,427 1, ,109 2,241 1,132 1,352 1, ,324 1, , ,133 17,949 3, ,357 2, ,418 3,

237 1. 1 SMBCSMBC SMBC SMBC 2 SMBC SMBC SMBCSMBC VaR VaR

238 SMBC SMBCSMBC SMBCSMBCSMBC SMBCSMBCSMBC SMBCSMBC

239

240

241 ,000

242 VaR 99.9 VaR

243 VaR99.9 VaR 99.9 VaR 99.0 VaR 99.9 VaR99.0 VaR ,000,000 10,000,000 8,000,000 15,000,000 7,000,

244 VaR VaR ,245 2, ,682 2,

245 SBCS Co., Ltd

246 Tier 1 Tier , , ,603,512 1,603, , ,750 15,383 19,947 60,148 28, , ,462,222 1,972,044 1,217,010 1,763, ,045 42, ,207 4,504,375 4,443,507 2 A 4,504,375 4,443, , , , ,220 37,211 44,969 58,610 89,794 2,523,062 2,303, , , ,524,774 1,541,038 3,033,608 2,399,439 B 3,033,608 2,399,439 Tier 3 C 6 D 339, ,199 ABC-D E 7,198,431 6,558,747 45,445,432 37,853,376 10,194,881 7,364,078 F 55,640,313 45,217,454 H 8 G 402, ,081 H 32,175 19,846 J8 I 2,971,224 2,882,871 J 237, , K 83,273 FG I K L 59,013,736 48,431,681 EL % 13.54% Tier 1AL % 9.17% L8 4,721,098 3,874, , , , , , ,

247 SB Equity Securities (Cayman), Limited SB Equity Securities Cayman, LimitedSBES ,000 Series A-1 315,000 Series A-2 5,000 Series B 20,000 Series A Series A Series B Series A-1 Series A-2 Series B Tier 1a bc SBES 5. SBES SBES 245

248 SMBC Preferred Capital USD 1 Limited SMBC Preferred Capital GBP 1 Limited SMBC Preferred Capital JPY 1 Limited , , Tier

249 SMBC Preferred Capital USD 2 Limited SMBC Preferred Capital USD 3 Limited SMBC Preferred Capital GBP 2 Limited ,800 1, ) ) Tier

250 SMBC Preferred Capital JPY 2 Limited Series A 31 Series B 31 Series C 28 Series D 26 Series E 31 Series F 28 Series G ,900 Series A 113,000 Series B 140,000 Series C 140,000 Series D 145,200 Series E 33,000 Series F 2,000 Series G 125,700 Series ABCD Series EFG Series A 31 Series B 31 Series C 28 Series D 26 Series E 31 Series F 28 Series G Tier

251 ,457 27, ,468 1,688 2,275 2,281 33,627 32,100 3,368 3, ,725 3,760 7,806 7,602 2,462 1,600 PDLGD ,666 2,847 2,415 1,804 1,449 1,143 3,119 2,649 52,083 48,145 4,121 3,641 56,203 51, ,377 2,306 58,902 54,

252 SMBC 2 SMBC SMBC SMBC SMBC SMBC SMBC SPC CCF PD LGD ELdefault J1-J3 188, ,236 52,629 % 0.10% 44.84% % 23.67% J4-J6 136, ,472 30, J7J7R 18,206 15,886 2, , ,544 11, ,943 65,834 9, J7RJ8-J10 9,376 9, , , , CCF PD LGD ELdefault J1-J3 229, ,001 64,559 41, % 0.09% 34.25% % 18.17% J4-J6 117,853 91,536 26,318 5, J7J7R 22,412 19,380 3, , , ,508 61,227 6,281 1, J7RJ8-J10 13,154 12, , , ,791 49, CCFELdefault

253 20 3 CCF PD LGD ELdefault G1-G3 212, ,617 83,822 % 0.17% 39.04% % 27.20% G4-G6 9,857 7,448 2, G7 G7R 1, , G7RG8-G , ,043 87, CCF PD LGD ELdefault G1-G3 228, ,946 82,684 30, % 0.14% 30.24% % 17.28% G4-G6 9,759 7,683 2,076 1, G7 G7R 4,592 3,169 1, , G7RG8-G10 2,707 2, , ,315 86,753 32, , ,233 1, , ,050 7,711 1, , ,320 1, ,809 1,109 14,075 11,833 1, PDLGD , ,015 1, ,868 3,

254 PD LGD 213 CCF PD LGD ELdefault G1-G % 0.78% 19.17% % 44.23% G4-G G7G7R G7RG8-G , PD LGD 213 CCF PD LGD ELdefault J1-J3 9,259 8,205 1,054 % 0.10% 36.48% % 19.72% J4-J6 5,236 4, J7J7R J7RJ8-J10 15,774 14,263 1, PDLGD 252

255 2 PD 203 PD LGD ELdefault 90,866 89, % 40.15% % 25.59% 8,531 8, ,149 1, , ,059 1,002 PD 213 PD LGD ELdefault 95,516 94, % 38.94% % 24.30% 8,405 8, ,211 1, , , PD 203 CCF PD LGD ELdefault 4,513 3, , % 2.04% 83.41% % 51.67% ,163 4, ,548 PD 213 CCF PD LGD ELdefault 5,421 4, , % 1.86% 85.89% % 49.01% ,581 4, , CCF 2. CCF

256 PD 20 3 PD LGD ELdefault 15,066 14, % 62.77% % 59.31% 2,319 2, ,247 5, ,036 3, ,408 2, ,030 2, ,486 30, PD PD LGD 203 ELdefault ,390 13, % 59.94% % 56.15% 3,813 3, ,518 5, ,607 2, ,149 2, ,420 1, ,375 29, ,288 2,083 1,810 2, ,287 1, PDLGD 5,037 5,420 29,032 18,869 36,358 26,

257 PD LGD PD PD J1-J3 4, % % 4, % % J4-J J7J7R J7RJ8-J ,037 5, PD LGD ,108 7, , ,661 1, ,454 5, ,563 3,109 6,007 2, ,568 14, ,351 11, , , ,155 4,074 85,335 4,

258 ,706 30, ,970 30, , , ,046 1,849 51,752 30,828 1, LGD ,786 3,025 41,898 3,025 2,452 3,999 2,436 78,461 2,810 71,575 2,810 2,494 2,155 2, ,204 51,990 3, ,906 81,367 2,

259 ,975 59,640 39,766 36,374 87,742 96,013 41,179 39,127 42,432 52, ,895 2,067 1,214 1,907 45,358 50,871 42,383 45,142 1, ,104 42,383 45, ,590 3,025 8,468 2,810 11,347 11, ,729 1,704 1,025 6, ,517 17,517 3, , ,961 1, ,473 1, ,320 19,861 4,459 11,

260 ,517 1,517 3, ,121 17, ,217 1, ,973 1, ,827 18,638 3,189 5, PFI Private Finance Initiative , , , , , , , , , , , , ,906 7,906 63,058 1,568 1, , , ,477 9,477 67,012 1,605 1,

261 ,969 7,969 60,933 1,240 1, ,424 1,424 6, ,282 1,282 1, ,675 10,675 69,092 1,337 1, , , , ,193 7, , , , , ,

262 , , , , ,214 29,214 19,377 19, ,622 6,952 35,836 26, , , , , , , , , ,

263 ,534 1,300 5,503 18, ,595 3, ,851 17, ,698 41,732 1,276 1,773 5,752 50,533 66, ,454 3,183 77, ,151 9,657 13,302 3, ,540 85,418 2, ,644 90,251 68,409 1, ,172 16,775 6, , , , , , , ,975 28,959 70, ,650 3,351 7, ,357 36,516 3,371 9,478 49, ,479 2,239 3, ,517 18,845 2, ,758 24, ,192 16,430 13,399 2, , , ,405 42,358 73,339 1,140, ,174 1,345 6,055 12, ,150 2, ,769 16, ,911 47,090 1,020 1,913 4,493 54,516 65, ,273 1,800 74, ,991 9,817 14,257 3, ,374 81,412 3, ,855 67,057 1, ,804 17,721 4, , , , , , , ,151 30,589 57,416 1,023,155 15,449 8, ,449 27,664 2,657 9,401 39, ,420 2,130 4, ,536 19,958 2, ,296 25, ,489 16,198 14,551 3, , , ,350 45,140 60,712 1,222, ,324 30,091 6,535 1, , ,342 42,990 14, , ,872 56,861 10, , ,419 8,730 4, , ,909 27,733 6, ,722 47,461 72, , , ,405 42,358 73,339 1,140,

264 ,682 40,449 6,006 1, , ,024 88,330 14, , ,589 58,678 11, , ,243 9,599 5, , ,856 31,293 8, ,322 49,096 59, , , ,350 45,140 60,712 1,222, ,434 20,884 1,402 2, , ,835 23, ,528 1, ,457 1, ,273 2,719 2, ,220 7,005 3,087 3,141 3,209 2,711 16,434 20, ,392 2,346 1,402 2,969 17,835 23,

265 ,664 6, ,618 10,060 2,442 6,807 8,744 1, , ,282 16,664 3, ,664 6, ,618 10,060 2,442 6,807 8,744 1, , ,352 1, ,083 2,162 1,079 1,150 1, , , ,282 16,664 3, ,235 2, ,295 2,

266 1. 1 SMBCSMBCSMBC SMBC 2 SMBCSMBC SMBC SMBC VaR VaR

267 SMBCSMBC SMBC SMBC SMBC SMBC SMBC SMBC SMBCSMBC ,101 2, ,377 2,

268 30 Tier 1 Tier , , , , , , , , , ,353 15,383 19,947 52,741 44,045 42, ,100 3,821,603 3,196, ,930 29,108 A 3,762,673 3,167, , , , , , ,774 30,722 8, ,683,172 3,171, , , ,452,774 1,474,038 3,062,160 3,202,092 B 3,062,160 3,167,065 Tier 3 C 7 D 272, ,838 ABC-D E 6,552,440 6,039,292 40,580,140 34,131,307 8,619,697 6,518,178 F 49,199,837 40,649,486 H 8 G 257, ,298 H 20,632 15,463 J8 I 2,241,099 2,160,664 J 179, , K 572,410 FG I K L 51,698,842 43,575,860 EL % 13.85% Tier 1AL % 7.26% L8 4,135,907 3,486,

269 , , , , , , , , SB Equity Securities (Cayman), Limited

270 ,409 26, ,288 1,434 2,075 1,994 31,169 30,120 3,092 3, ,507 3,468 7,297 6,977 3,377 2,442 PDLGD ,891 4,121 2,344 2,132 1,355 1,097 2,876 2,483 49,930 46,931 49,930 46, ,793 1,729 51,930 48,

271 CCF PD LGD ELdefault J1-J3 183, ,239 51,461 % 0.10% 44.85% % 23.70% J4-J6 134, ,529 30, J7J7R 17,764 15,454 2, , ,542 11, ,920 64,552 17, J7RJ8-J10 8,758 8, , , , CCF PD LGD ELdefault J1-J3 223, ,485 62,460 41, % 0.09% 34.24% % 18.25% J4-J6 117,019 90,733 26,286 5, J7J7R 22,068 19,036 3, , , ,438 61,678 8,760 1, J7RJ8-J10 12,361 11, , , ,112 49, CCFELdefault

272 20 3 CCF PD LGD ELdefault G1-G3 186, ,393 67,830 % 0.17% 38.26% % 26.02% G4-G6 7,670 5,687 1, G7G7R 1, ,086 9, G7RG8-G , ,497 71, CCF PD LGD ELdefault G1-G3 205, ,982 70,316 26, % 0.13% 29.75% % 16.42% G4-G6 7,631 6,256 1,375 1, G7G7R 3,504 2, ,652 13,118 5,534 5, G7RG8-G10 2,411 2, , ,518 77,978 33, , , , ,900 5,541 1, , ,283 1, ,508 1,005 13,854 8,900 1, PDLGD , ,015 1, ,820 3,

273 PD LGD 213 CCF PD LGD ELdefault G1-G % 0.78% 18.25% % 43.16% G4-G G7 G7R G7RG8-G PD LGD 21 3 CCF PD LGD ELdefault J1-J3 9,249 8,205 1,044 % 0.10% 36.47% % 19.71% J4-J6 5,236 4, J7J7R J7RJ8-J10 15,583 14,082 1, PDLGD 271

274 2 PD 203 PD LGD ELdefault 89,938 89, % 40.18% % 25.62% 8,531 8, ,762 99,762 PD 213 PD LGD ELdefault 94,711 94, % 38.96% % 24.31% 8,405 8, , , PD 203 CCF PD LGD ELdefault 4,513 3, , % 2.04% 83.41% % 51.67% ,145 4, ,548 PD 213 CCF PD LGD ELdefault 5,421 4, , % 1.86% 85.89% % 49.01% ,581 4, , CCF 2. CCF

275 PD 20 3 PD LGD ELdefault 14,936 14, % 62.92% % 59.50% 2,316 2, ,215 5, ,004 3, ,382 2, ,771 1, ,000 29, PD PD LGD ELdefault 13,275 13, % 60.13% % 56.35% 3,806 3, ,489 5, ,579 2, ,129 2, ,091 1, ,846 28, ,303 2,870 1,824 2, ,540 2, PDLGD 5,859 6,037 39,827 28,797 47,988 37,

276 PDLGD PD PD J1-J3 5, % % 4, % % J4-J J7J7R J7RJ8-J ,859 6, PD LGD ,755 10, ,304 29,351 9,817 29,336 11, , ,304 29, LGD 274

277 ,258 3,025 40,392 3,025 2,450 3,978 2,436 75,193 2,810 68,309 2,810 2,492 2,154 2, ,258 3, ,193 2, ,963 41,552 30,296 29,810 66,259 71,362 27,972 28,563 35,379 41, ,876 1, ,868 38,562 31,392 32,800 1, ,104 31,392 32, ,190 3,025 2,972 2,

278 ,729 1,704 1,025 6, ,517 17,517 3, ,961 1,961 1, ,207 19,221 2,986 11, , , , ,517 1,517 3, ,121 17, ,217 1, ,837 18,638 2,199 5, PFI Private Finance Initiative , , , , , , , ,

279 ,906 7,906 63,058 1,568 1, , , ,477 9,477 67,012 1,605 1, ,969 7,969 60,933 1,240 1, ,424 1,424 6, ,282 1,282 1, ,675 10,675 69,092 1,337 1, , , , ,193 7, ,

280 , , , , , , , , , , , , , ,

281 ,077 30,077 19,620 19,620 17,389 18,032 47,466 37, ,410 2, ,654 2, , ,843 1,221 5,482 18, ,714 3, ,777 15, ,304 40,124 1,085 1,772 5,799 48, , ,409 3,137 72, ,314 6,717 13,358 4, ,265 70,856 2, ,609 75,458 61, ,331 66,012 16,115 4, , , , , , , ,332 28,933 62, ,123 2,112 7, ,698 34,854 2,700 1,918 39,472 90,774 2, ,377 14, ,255 23, ,827 12,406 2,434 9, , , ,738 31,367 71,765 1,036,

282 ,541 1,268 6,037 12, ,351 2, ,711 14, ,727 45, ,911 4,526 52,511 61, ,226 1,760 70, ,681 6,544 14,303 3, ,387 67,326 3, ,475 61, ,215 65,096 16,844 3, , , , , , , ,639 30,538 51, ,621 13,403 8, ,091 30,715 2,460 1,039 34,214 94,477 2,045 1,155 97,677 16, ,693 25, ,670 13,222 2,260 9, , , ,861 32,798 61,016 1,127, ,120 22,930 4, , ,954 40,364 9, , ,000 55,462 8, , ,312 8,060 3,836 54, ,569 24,921 4, ,015 30,219 71, , , ,738 31,367 71,765 1,036, ,346 37,459 4, , ,810 84,196 9, , ,621 54,897 9, , ,621 9,317 4,070 59, ,417 27,992 4, ,725 35,974 61,016 96, , ,861 32,798 61,016 1,127,

283 ,331 15, , , ,281 18, ,298 1, ,172 1, ,174 2,312 2, ,618 4,750 2,427 2,542 1,446 1,424 12,331 15, , ,425 13,281 18, ,309 5, ,229 7,643 2,414 4,775 6,609 1, , ,538 12,714 3,

284 ,309 5, ,229 7,643 2,414 4,775 6,609 1, , ,158 1, , , ,538 12,714 3, ,158 2, ,218 2,

285 VaR VaR ,793 1, ,793 1,

286

287 285

288 286

289 287

290 288

291 289

292 290

293

294 292

295 293

296 294

297 295

298 296

299 297

300

301

302

303

304 vivii (i) (ii) 215 (iii) 215 (iv) PD/LGD 221 (v) 219 (vi) 219 (vii)

305 vvi 214 (i) 214 (ii) 214 (iii) 214 (iv) 214 (v) 214 (vi) (i) 214 (ii) 214 PD/LGD

306 PD LGD ELdefault EAD EAD PD/LGD PD 222 (i) PD LGD ELdefault EAD EAD (ii) EL 9. PD/LGD PD/LGD

307 (i) (ii) EAD (iii) EAD

308 vivii (i) 269 (ii) 269 (iii) 269 (iv) PD/LGD 269 (v) 269 (vi) 269 (vii)

309 (v)(vi) 268 (i) 268 (ii) 268 (iii) 268 (iv) 268 (v) 268 (vi) (i) 268 (ii) 268 PD/LGD

310 PD LGD ELdefault EAD EAD PD/LGD PD 274 (i) PD LGD ELdefault EAD EAD (ii) EL 9. PD/LGD

311 10. PD/LGD (i) (ii) EAD (iii) EAD

312 vivii (i) 250 (ii) 250 (iii) 250 (iv) PD/LGD

313 (v) 250 (vi) 250 (vii)

314 v vi 249 (i) 249 (ii) 249 (iii) 249 (iv) 249 (v) 249 (vi) (i) 249 (ii) 249 PD/LGD

315 PD LGD ELdefault EAD EAD PD/LGD PD 255 (i) PD LGD ELdefault EAD EAD (ii) EL 9. PD/LGD PD/LGD

316 (i) (ii) EAD (iii) EAD

317

318