215229

2009

215229

... 2... 10... 18... 20... 24... 34... 50 CS... 51... 52... 53... 54... 56... 60... 64... 67... 91... 284... 298 Sumitomo Mitsui Financial Group, Inc. 14122 112 14,20921331 100-0006 1-1-2 TEL035512-3411 100-0006 1-1-2 TEL033501-1111 217 1

20 21 20 20 2 209 37 21 3,735 213 Tier I BIS 1.288.228 21 21 3 1 40 20 3 213 4 2

4 Tier I 8 follow the basics CS 2 5 8,000 3 4 4 3

3 V-KIPValueKnowledge InformationProfit 12 JSOL 9 NTT IT SMBC 8 4 2 5 7 4 4 4

40 RORA 1 Tier I 8 Tier I 20 5 21 1,800 2,200 20 90 20 217 5

1 213 120 8.22% 1 3.96 213 107 60 69 2 34 20 1 216 2 3 4 21101 42 100% 1 66% 49% 2 214 3 JCB SMFG UFJ UC OMC 60.0 37.9 36.7 26.0 16.4 15.6 15.5 11.2 9.9 9.6 8.4 3.6 23 2 600 1 2010 2 3 203JCB193OMC202 300 300 6

One Flag 1 19 20 1 1 2 19 20 18 5 H21/4 H20/3 0.5 H20/12 1 19 9 20 4 H20/7 SMBC Capital India Private Limited H20/12 H20/11 H19/12 5H20/7 1 2 15 H19/11 H20/4 7

8 2 2021 21 40 11Tier I 8 1.1 BIS SMFG 2010 3 5 follow the basics 40 2 8Tier I 20 21

10 10 6 5 4 3 2 1 0 1.1 2.3 6 12 12 2.0 2.0 500 1.9 1.9 1.6 1.6 2.2 2.62.2 2.6 0.8 0.8 5 2.9 2.9 10.5 10.5 0.4 10.00.4 9 9.9 10.0 10.0 400 9 9.9 10.0 1.7 1.7 9.5 9.5 4 300 3 1.1 6 6 +10% +10% +6% +6% 200 2 2.3 3.0 3.0 3.4 3.4 2.0 2.0 3 3 2.8 100 1 2.8 0 0 0 0 0 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 H2033,000 500 400 300 270 200 100 490 490 440 440 390 390 330 330 270 +16% +16% 210 140 140 60 60 280 280 210 Global Global e-trade 10 10 10 8 6 4 800 10 800 779 779 754 754 702 702 9.3 670 670 8.6 8.6 685 8 600 600 7.1 7.1 6.7 6.7 6 6.1 6.1 400 400 +11% +11% 4 9.3 685 3,500 3,000 2,500 2,000 1,500 3,500 3,000 2,500 2,000 1,500 +2% +2% 20 15 10 20 15 11.7 10 16.5 15.0 15.0 13.7 13.7 12.7 12.7 11.7 +9% +9% 16.5 2 200 2 200 1,000 500 1,000 500 5 5 0 0 0 0 0 0 0 0 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 Web21 SMBC SMBC 150 120 90 150 120 105 90 149 141 141 125 125 115 115 105 149 10 8 6 10 8 5.8 6 9.3 8.4 8.4 7.0 7.0 6.6 6.6 5.8 9.3 180 120 180 120 108 166 151 151 129 129 108 166 60 60 +9% +9% 4 4 +13% +13% 60 82 60 82 +19% +19% 30 30 2 2 0 0 0 0 0 0 H17/3 H18/3 H17/3H19/3 H18/3H20/3 H19/3H21/3 H20/3 H21/3 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 H17/3 H18/3 H17/3 H19/3 H18/3 H20/3 H19/3 H21/3 H20/3 H21/3 9

SMFG 202404 21 3 1,483 3,255 375 14 722 21 3 20 5 1912 215 86 165 2502,000 18 DM 20 4 20 12 21 1 1 SMBC 2010 SMBC CARD Suica SMBC CARD Suica SMBC CARDJR Suica Suica JR SMFGNTT id 2131,120iD 41 idntt 174 3 213ACM 712 2 4,000 10

20 206 SMBC ATM SMBC 20 4 1 SMBC Gomez 7 1 213 930 SMFG 2141 SMFG 2 SMFG No.1 Topics 66% 100% H20/10 49% H21/4 OMC SMBC 2057 SMBC RBC RBC 2062008 321.04 11

204 204Web Web206 ISO14001 18 2 SMBC- ECO 1912 NPOKES KES KES 2010 SMBC- ECO eco up FJEMS SMBC 2010 2012 2008 SMBC SMBC in2008 43 eco japan cup 2008 20 2 20 10 5 BSP1 21 414BSP 20 50 12

20 4 214 3 200 20 9 213 203 19 207 20 Topics 21 5 SMBC-ECO SMBC-ECO 15 13

One Bank 214 1. M&A/MBO OUR SOLUTION 2. 4. 3. 14

20 IBM 192 No.1 PFI Global Bank of the Year Asiamoney 5 SMBC SMBC 20 1 IFR Yen Bond House of the Year 2008EUROWEEK EuroWeek Review of The Year 2008Best Lead Manager of Yen Bonds 215M&A M&A 20 1 1 8,883,763.6 2 8,473,285.2 3 UFJ 7,209,887.1 4 742,290.6 5 JP 316,342.4 20 1 1 SMBC 469,033.3 2 421,700.0 3 280,800.0 4 208,000.0 5 UBS 144,933.3 1 Topics 11 4 SMBC SMBC Project Finance InternationalPFI Awards 2008 Global Bank of the Year Deal of the Year 2008 2 Angamos US$ 989 Newcastle Coal Loader A$ 1,200 Lotos US$ 1,800 Ras Laffan C US$ 3,300 2 Project Finance International 1910 CDM Metropolitan Bank and Trust Company 15

SMFG PFIGlobal Bank of the Year Deal of the Year Asiamoney 3 20 20 21 19 e Topics 214 16

17 SMFG ALM 3 ALM 20 12 18 19 21 3 Topics i-deal 20 ALM ALM CDCP ALM ALM ALM

213 www.smbc.co.jp 134 14 12 15 3 866 1-1-2 21,816 1,528 482 38159 123863 43 20716 ATM 21 6 Moody s Aa2 P1 Standard & Poor s A+ A1 Fitch Ratings A F1 R&I A+ a 1 JCR AA J 1+ H18/3 H19/3 H20/3 H21/3 27,502 29,256 34,110 29,896 8,620 7,166 7,349 592 5,635 4,017 3,518 3,173 35,982 54,124 50,807 45,186 1,044,185 985,706 1,086,377 1,158,493 SM F G SMFGFGCC 20 10 * FGCC * 3214 SMFG 20101 1-1-2 2141 30 www.smbc-card.com VISA 421226 1-2-20 4-5-15 2,156 216 JCR A+ J 1+ H18/3 H19/3 H20/3 H21/3 41,813 47,538 53,752 58,586 1,482 1,576 1,684 1,801 258 141 169 222 14,067 14,951 16,406 18,656 18

www.smfl.co.jp 19 10 38 24 3-9-4 3-10-19 1,562 216 R&I A+ a 1 JCR AA J 1+ H18/3 H19/3 H20/3 H21/3 6,141 5,994 10,541 8,958 4,986 5,168 6,197 6,300 3,751 3,799 7,084 9,476 322 315 362 364 214 247 3 IT 20 12 IT NTT 21 1 JSOL NTT IT 14111 16 1-6-3 1,945 www.jri.co.jp H18/3 H19/3 H20/3 H21/3 1,158 846 881 880 52 30 38 10 *H18.07JSOL S M B C www.smbc-friend.co.jp SMBC 75 189 100 SMBC 2332 7-12 21626 2,093 H18/3 H19/3 H20/3 H21/3 685 587 605 432 310 212 190 23 19

16 17 18 19 20 3,580,796 3,705,136 3,901,259 4,623,545 3,552,843 30,293 963,554 798,610 831,160 45,311 234,201 686,841 441,351 461,536 373,456 2,775,728 4,454,399 5,331,279 5,224,076 4,611,764 99,731,858 107,010,575 100,858,309 111,955,918 119,637,224 2,227,445 1,243,160 1,067,386 1,092,661 1,586,317 1,273,560 1,035,468 889,093 894,702 1,077,852 696,339 1,373,337 1,825,168 745,420 33,176 1 164,821.08 400,168.89 469,228.59 424,546.01 2,790.27 1 1 44,388.07 94,733.62 57,085.83 59,298.24 497.39 1 75,642.93 51,494.17 56,657.41 9.94 12.39 11.31 10.56 11.47 ROE 33.15 13.07 13.23 PER 13.72 18.74 11.06 40,683 40,681 41,428 46,429 48,079 1. 125 2. 3. 185 8 4. 18 1 1 4 5. 1852251820 1752251062 6. 11620 20

16 17 18 19 20 258,866 55,482 376,479 111,637 134,772 251,735 46,432 366,680 89,693 117,051 253,448 48,264 364,477 89,063 102,309 252,228 73,408 363,535 82,975 103,468 1,352,651 1,420,877 1,420,877 1,420,877 1,420,877 6,273,792 7,424,172 7,733,653 7,733,653 789,080,477 1,057,188 950,101 120,101 120,101 103,401 3,319,615 3,935,426 2,997,898 2,968,749 2,977,547 3,795,110 4,166,332 3,959,444 4,021,217 4,057,313 1 257,487.78 330,206.27 342,382.75 339,454.71 3,389.38 1 3,000 3,000 7,000 12,000 90 10,500 10,500 28,500 28,500 13,700 13,700 1 135,000 135,000 135,000 135,000 135,000 2 135,000 135,000 135,000 135,000 135,000 3 135,000 135,000 135,000 135,000 135,000 4 135,000 135,000 135,000 135,000 135,000 5 135,000 135,000 135,000 135,000 6 135,000 135,000 135,000 135,000 7 135,000 135,000 135,000 135,000 8 135,000 135,000 135,000 135,000 9 135,000 135,000 135,000 135,000 135,000 10 135,000 135,000 135,000 135,000 135,000 11 135,000 135,000 135,000 135,000 135,000 12 135,000 135,000 135,000 135,000 135,000 13 67,500 1 728 88,500 88,500 88,500 88,500 1 38,302.88 6,836.35 46,326.41 9,134.13 118.43 1 25,178.44 6,737.46 41,973.46 9,133.76 87.47 94.46 75.72 73.83 73.39 ROE 15.47 2.38 13.71 2.67 3.52 PER 18.95 190.16 23.10 71.82 28.79 7.81 46.64 15.31 131.37 75.96 115 124 131 136 167 1. 2. 185 8 3. 18 1 1 4 21

16 17 18 19 20 2,691,357 2,750,274 2,925,665 3,411,052 2,989,608 99,752 862,062 716,697 734,958 59,285 278,995 563,584 401,795 351,820 317,306 2,633,912 3,598,294 5,412,458 5,080,747 4,518,647 97,478,308 104,418,597 98,570,638 108,637,791 115,849,385 2,186,739 1,219,383 1,047,566 1,073,471 1,561,824 1,239,882 1,006,223 860,799 848,031 1,011,845 678,527 1,337,192 1,852,971 754,456 59,758 1 23,977.62 41,444.83 67,823.69 60,442.81 41,492.54 1 1 5,300.46 9,864.54 7,072.09 6,132.91 5,740.34 1 9,827.19 7,012.46 6,132.75 10.60 10.77 12.95 12.19 13.54 ROE 30.15 12.95 9.56 32,868 32,918 31,718 36,085 37,345 1. 1 2. 3. 18 5 8 4. 18 1 1 4 5. 18 1421819 17 14 25 55 6. 11620 22

16 17 18 19 20 2,289,372 2,287,935 2,451,351 2,933,626 2,546,997 2,609 8,626 3,482 3,710 2,074 A 1,522,861 1,552,033 1,344,490 1,484,783 1,524,856 B 582,365 586,459 603,888 665,091 701,479 B/A100 38.2 37.8 44.9 44.8 46.0 1,291,972 810,593 782,330 819,691 747,647 940,495 965,573 740,601 819,691 823,377 71,680 720,933 573,313 510,739 36,055 136,854 519,520 315,740 205,742 301,116 2,752,735 3,634,776 3,992,884 3,493,249 2,546,493 91,129,776 97,443,428 91,537,228 100,033,020 107,478,218 62,788,328 65,070,784 66,235,002 66,417,260 69,499,997 50,067,586 51,857,559 53,756,440 56,957,813 60,241,266 23,676,696 25,202,541 20,060,873 22,758,241 28,000,515 1,735,863 914,173 721,064 770,587 1,137,058 1,824,622 960,095 738,667 803,939 1,194,170 989,121 816,437 677,573 620,004 791,885 651,385 1,316,206 1,832,891 755,749 42,701 777,177 1,305,915 1,174,396 1,175,711 1,262,993 9,780 7,870 5,350 223,740 222,030 81,840 238,205 267,110 273,504 392,812 664,986 664,986 664,986 664,986 664,986 55,212 55,212 56,355 56,355 56,355 900 900 70 70 70 1 26,129.71 42,105.57 67,124.90 58,204.22 41,404.62 1 683 5,714 763 1,487 1,638 10,500 10,500 28,500 28,500 13,700 13,700 1 485 88,500 88,500 88,500 88,500 1 2,718.23 9,066.46 5,533.69 3,540.84 5,453.06 1 9,050.63 5,487.21 63.02 13.89 41.99 11.32 11.35 13.45 12.67 13.85 ROE 26.57 10.13 5.64 16,338 16,050 16,407 17,886 21,816 1. 193194 2. 1 30 3. 4. 185 8 5. 181 1 4 6. 181421819 17 14 25 55 7. 1162019 23

20 20288167 121 79 5029 20 496 21,658 7,858453 20 3 21 3 268 288 20 74 79 5 19 20 2,116,248 2,165,880 49,632 1,210,383 1,338,453 128,070 3,752 2,122 1,630 611,993 557,178 54,815 469,571 211,738 257,833 179,453 56,386 235,839 978,896 1,063,419 84,523 249,922 769,484 519,562 141,750 302,353 160,603 172,570 297,400 124,830 99,350 104,145 203,495 34,952 65,585 30,633 7,063 183,677 176,614 41,760 94,876 53,116 7,444 9,111 1,667 831,160 45,311 785,849 97,795 15,815 113,610 5,161 7,363 2,202 1,355 1,708 353 103,133 103,133 928,955 29,495 899,460 103,900 72,238 31,662 282,538 262,405 20,133 80,980 68,308 12,672 461,536 373,456 834,992 248,566 767,775 519,209 10,229 7,287 2,942 1. 2. 24

8,3493,734 20 3 2 8,788 755,694 43,831 21 3 20 3 7,688 66 74,612 20 3 2 9,904 651,35351,80628 6,981 4 6,117 25,991 20 3 21 3 111,955,918 119,637,224 7,681,306 23,517,501 28,698,164 5,180,663 62,144,874 65,135,319 2,990,445 106,731,842 115,025,460 8,293,618 72,690,624 75,569,497 2,878,873 3,078,149 7,461,284 4,383,135 5,224,076 4,611,764 612,312 7,788334 203 213 20 3 16,755 18,379 1,623 26,741 9,986 28,155 1,414 745,420 1,042,530 297,109 33,176 778,596 356,834 390,011 936,228 999,414 63,186 7,062 929,166 287,380 280,317 132,892 18,645 151,537 2,826 130,066 21,534 24,360 57,915 24,469 82,385 37,412 20,503 47,920 85,332 29 29 262 233 262 762,146 1,060,909 298,763 6,697 768,843 384,990 391,688 936,228 999,414 63,186 7,062 929,166 287,380 280,317 115,944 37,025 152,969 24,419 140,363 49,690 25,270 58,137 24,469 82,607 38,180 19,957 47,920 86,100 1. 2. 1 3. 4. 25 117,75747,508 67,7412,508 25

21 3 20 3 0.91%11.47 6,1776 478 103,908527,265 203 213 Tier 1 4,381,464 4,335,085 46,379 Tier 2 3,021,872 2,420,968 600,904 737,792 708,241 29,551 6,665,543 6,047,812 617,731 63,117,349 52,726,507 10,390,842 10.56% 11.47% 0.91% Tier 1 6.94% 8.22% 1.28% LEAD THE VALUE 20 21 1 301 90 2 20 3 1,0318,303 203 213 933,481 830,370 103,111 Tier 1 21.3% 19.2% 2.1% 26

20 204001 5,248 363 7,014 368,233 4,746360 5,0683,011 400 1 5,248 3637,014 20 368,233 19 20 970,818 1,018,389 47,571 3,710 2,074 1,636 332,362 293,824 38,538 440,985 175,038 265,947 263,093 35,530 298,623 1,484,783 1,524,856 40,073 (1,514,841) (1,498,728) (16,113) 1,198,285 1,147,202 51,083 286,497 377,654 91,157 665,091 701,479 36,388 211,681 236,966 25,285 413,317 426,231 12,914 40,092 38,282 1,810 819,691 823,377 3,686 (849,750) (797,248) (52,502) 75,730 75,730 819,691 747,647 72,044 20 1,387 3,171 1,652 1,102 2,289 1,367 8,233 306 1,041 +96 +287 +1,011 10 +36 1 2123 27

4,0267,115 3,1934,743 4,743 4,0235,500 4,746360 4982 237 3,051 5,0683,011 19 20 819,691 823,377 3,686 75,730 75,730 155,011 474,358 319,347 26,718 7,066 19,652 2,311 4,348 2,037 165,409 223,147 57,738 141,002 220,429 79,427 12,937 16,803 3,866 308,952 711,591 402,639 510,739 36,055 474,684 5,849 2,139 3,710 4,700 6,138 1,438 7,238 7,238 7 8 1 3,284 8,269 4,985 16,031 23,748 7,717 285,680 305,154 19,474 205,742 301,116 506,858 +++ 147,765 550,079 402,314 96,900 75,730 172,630 121,801 231,412 109,611 91,603 182,346 90,743 33,209 60,182 26,973 1,941 417 2,358 7 8 1 28

20 3 7 4,451 1074,782 52,422 32,834 20 3 8 3,919104 9,317 2 5,464 2 5,322 6,649 1 3,6757,025 4,996 142 527 453216 20 3 21 3 100,033,020 107,478,218 7,445,198 22,758,241 28,000,515 5,242,274 56,957,813 60,241,266 3,283,453 96,539,771 104,931,725 8,391,954 66,417,260 69,499,997 3,082,737 2,965,574 7,405,710 4,440,136 3,493,249 2,546,493 946,756 29

21 3 20 3 7,924186 7,986429 203 213 20 3 17,075 18,373 1,298 27,851 10,776 28,155 304 1,054 14,885 13,831 3,536 4,590 3,536 755,749 1,030,778 275,029 42,701 798,450 337,535 380,237 936,324 992,665 56,341 16,545 952,869 273,058 289,604 129,508 15,579 145,087 1,241 128,267 16,910 18,152 51,067 22,533 73,600 24,914 26,153 47,566 72,480 29 29 262 233 262 773,849 1,064,037 290,188 18,649 792,498 365,691 384,341 937,378 1,007,551 70,172 20,082 957,460 273,058 293,140 112,432 33,952 146,385 26,609 139,041 45,066 18,456 51,096 22,533 73,630 25,176 25,920 47,566 72,743 1. 2. 1 3. 4. 25 113,20345,994 67,209 30

21 3 21 3 21 3 3 213 36620 46 42 203 20 20 20 3 3 3 3 46 3 46 49 49 6 6 6 6 3 52 3 52 55 55 1. 2. Cards CLO 213 203 20 20 20 3 3 3 41 84 41 84 4 2 125 125 6 BBB 51 188 51 188 11 19 239 239 30 50 170 50 170 11 13 220 220 24 AAA 1 18 1 18 6 19 19 6 CMBS 208 148 2 2 60 0 AAABBB 300 124 92 272 17 19 424 364 36 66 7 66 7 59 59 366 117 158 265 17 19 483 423 36 1. 2. 3. RMBSABCP 4. 1 2 1 213 203 20 20 20 3 3 3 2,752 554 2,752 554 31 47 2,198 2,198 16 AAA 1. 33 2. 3. 2031 31

2 21 3 2,600 213 203 203 2,508 53 2,455 71 8 15 79 15 2,579 45 15 2,534 15 CDS 21 3 1,300 2046 213 203 213 203 CDS 20 20 3 3 1,320 1,009 50 311 19 5,367 224 5,591 213 120 213 203 20 3 123 294 0 417 0 15 32

213 7,400 1,400 ABCP ABCP ABCP ABCP 213 203 20 20 3 3 3,060 194 342 232 28 3,254 110 1,799 524 292 113 134 2,323 179 137 1,790 164 700 112 41 1,954 812 13 788 108 39 41 23 896 80 5 7,437 990 1,373 192 226 8,427 1,181 155 1. 90 20 900200 2. 3. 21 3 7,100 213 203 20 20 3 3 6,599 1,687 2,123 200 8,286 1,923 1 654 654 197 204 197 204 401 401 284 33 284 33 251 251 6 15 6 15 21 21 7,086 2,527 2,610 14 9,613 2,596 1 ABCP 1,000 SIVStructured Investment Vehicle 33

34 1 2 3 1 2

1 VaR 2 35

2 VaR VaR BIS 19 3 21 3 1 1 2 3 2 CPM SMBC 36

3 1 37

PDLGD PD LGD 2 38 1 4 5 6 7 8 9 2 3 10

39 3 4

5 1 2 DCF DCF DCF DCF DCF 1 1 1 DCF 2 DCF 2 40

21 3 195 4 1 1 2 2 ALM ALM ALM 41

3 1 VaR BPV VaR 5 2.5 VaR 20 VaR VaR VaR 20 VaR 20 19 0 VaR 99.0 VaR 1. VaR 1 99.0 VaR 1 1 2. BPV 1 0.01 3. 4. VaR 206 209 2012 213 19 21 21 20 314 290 366 414 19 21 21 20 283 260 344 392 11 16 19 16 249 230 314 359 28 439 28 418 23 389 14 269 14 240 11 209 20 342 20 315 15 282 199.04 42

10 0-10 -20-30 -40 0 10 20 30 10 0-10 -20-30 -40 40 0 VaR 10 20 30 40 VaR 40 30 20 10 0-10 -20-30 -40 0 10 20 30 40 30 20 10 0-10 -20-30 -40 40 0 VaR 10 20 30 40 30 20 10 0-10 -20-30 -40 40 0 VaR 10 20 30 40 VaR 10-20 Tier 1Tier 2 20 2 21 3 Tier 1 Tier 2 8 20 Tier 1 50 2 40 30 20 0-10 -30-40 0 10 20 3 21 3 40 20 3 21 3 4,074 30 5,884 3,985 5,617 201,542 2,724 1,497 2,493 10 1,961 2,024 1,939 2,000 0 367-10 604 366 601 Tier 1 + Tier 2-20 5.4% 8.6% 5.8% 8.9% -30 1 5-40 20 30 99.0 40 0 10 20 30 40 VaR VaR (%) 25 20 15 10 5 40 30 20 10 0 21 3 TOPIX 0-10 -20-30 -40 0 10 20 30 40 VaR 43

1 1 7 2 2 44

3 3 20 3 4 4 99.9 1 4 8 4 20 4 1 5 4 2 3 6 45

1 1 7 2 8 6 3 4 3 1001 5 46

4 1 10 50 100 9 100 1 5 5 4 99.9 1 99.9 VaR 7 99.9 VaR 1 1 99.0 VaR 99.0 VaR 99.9 VaR 99.9 VaR 0.20 0.15 0.10 0.05 0 0 5 10 15 20 25 30 0.30 0.25 0.20 0.15 0.10 0.05 0 0 2 4 6 8 10 5 50,100,80,150,70 100 450 0.4 0.3 0.2 0.1 0 99.0 99.9 47

99.0 VaR 21 3 9 8 2 24 11 4 42 6 48

4 6 5 FISC IT 49

21 4 CSR Corporate Social Responsibility CSR CSR CSR CSR SMFG CSR CSR CSR 4 CSR SMFG CSR..... SMFGCSR CSR CSR CSR CSR 50

CS SMFG CS CS CS CS 18 4 CS CS CS DB DB DB CS CS C S DB C S 51

6 3 4 9 3 8 3 SMFG 3 6 3 16 3 21 6 70 11 52

21 4 1 IIA The Institute of Internal Auditors, Inc.IIA IIA 1941 CIA SMFG SMBC 53

CSR P.50 21 SMFG SMFG 100-6310 2-4-1 10 SMFG smfghotline@iwatagodo.com SMBC 54

2 60 21 55

SMFG 6 17 6 29 3 3 CSR PDCA ISO14001 CSR PDCA SMFG CSR SMFG CSR SMFG SMBC PLAN DO CHECK ACT 56

17 Eco-biz Topics 18 18 2008 2008 57

SAFE 8 CDP SMBC-ECO SMBC ECOBIZ eco japan cup SMBC Eco-Products International Fair Climate & Children Supporters WEB 0.5 NPO 20 20 10 eco up 800 470 21 3 8 185 21 3 () SMBC PICK UP 5 6 PICK UP CDM 21 6 20 10 19 8 PICK UP 20 6 100 0.5 NPO 20 12 100 20 4 9 1 1 DWS 3 58

SMBC in 2008 SMBC SMBC 2008 43 540 SMFG 2008 2008 3 2,000 2008 2008 20 12 11 13 1 6 750 1,700 173,917 164,903 Eco-Products International Fair 2009 21 4 ESCO 21 3 Eco-Products International Fair 2009 5 36 128 2 59

4 9 20 125 10 17 21 4 460 20 AED SMBC SMBC SMBC 19 60

100 1 1 21 5 40 21 4 7 830 20 3,000 14 21,000 2 14 15 20 10 20 YUI YUI 61

SMBC 19 SMBC TABLE FOR TWO 21 6 1 20 1 SMBC GLOBAL FOUNDATION 6 7 5,000 21 5 5 17 SMBC Day 2 7 8 VJA 4 2.8 20 WWF VISA VISA SMFG 20 117 SMBC 2 200 62

SMBC CCC 40 19 20 2,000 18 21 6 4 SMBC 20 50 20 63

4 1 2 3 4 20 800 OJT 3 50 SMBC 21 4 4 20 20 20 2,000 21 400 64

21 4 3 SMBC 20 12 20 21 3 1.95 1.8 5 / 3 2 20 4 600 SMBC 21 3 3 1 5 2 10 5 2 3 1 1 3 5 65

SMFG 20 SMBC 1 2 1 19 3 20 3 21 3 1 19,723 20,273 23,543 13,424 13,457 13,669 6,299 6,816 9,874 39 0 38 7 36 9 41 2 40 10 40 5 34 5 34 2 31 8 16 8 15 11 13 10 18 2 17 5 16 11 13 7 12 9 6 2 2.03% 2.05% 1.95% 1 2 3 1 17 18 19 20 21 4 4 4 4 4 3 208 252 380 518 388 38.1 36.3 40.0 41.3 40.3 3 16 17 18 19 20 4 193 235 280 354 456 70 89 126 163 222 6 22 27 88 181 156 500 136 4 25 21 1 Great Place to Work Institute Japan 2 25 Great Place to Work Institute, Inc. Fortune 100 2/3 66

...68...69...69...70...71...72...74...78...90...90 67

21 3 31 S M FG SMBC Sumitomo Mitsui Banking Corporation Europe Limited Manufacturers Bank Sumitomo Mitsui Banking Corporation of Canada Banco Sumitomo Mitsui Brasileiro S.A. PT Bank Sumitomo Mitsui Indonesia Vietnam Export Import Commercial Joint Stock Bank SMBC Leasing and Finance, Inc. SMBC SMBC SMBC SMM SMBC JSOL SMBC Capital Markets, Inc. SMBC Capital Markets Limited SMBC Securities, Inc. 21 4 1 68

21 6 30 3 2 15 3 2 16 IT S M FG 21 6 30 69

21 3 31 S M BC 482 20 SMBC Sumitomo Mitsui Banking Corporation Europe Limited Manufacturers Bank Sumitomo Mitsui Banking Corporation of Canada Banco Sumitomo Mitsui Brasileiro S.A. PT Bank Sumitomo Mitsui Indonesia Vietnam Export Import Commercial Joint Stock Bank SMBC SMBC SMM SMBC SMBC Leasing and Finance, Inc. SMBC Capital Markets, Inc. SMBC Capital Markets Limited SMBC Securities, Inc. SMFG & SMBC 21 4 1 70

21 6 30 1. 2. 3 2 15 3 2 16 William M. Ginn Nicholas Andrew Pitts-Tucker Chan Chi Keung, Chris S M BC 71

72 S M BC 21 6 30

73 S M BC

21 3 31 S M FG SM B C 1-1-2 8 6 6 664,986 100 4-5-15 42 12 26 34,000 0 (65.99) 3-9-4 38 2 4 15,000 60 16 14 11 1 100 10,000 SMBC 7-12 23 3 2 27,270 100 SMFG 1-1-2 20 10 1 100 100 1-8-12 58 2 23 7,438 0 (95.74) 85.14 (10.59) * 1 3-5-27 53 4 5 0 (56.53) 0 (12.82) 4,750 SMM * 2 4-1-2 5 9 17 7,700 0 (56.00) 41.00 2-1-1 12 9 19 37,250 0 (59.70) 59.70 SMBC 1-3-2 16 4 1 100,010 0 (100) 100 SMBC 1-3-2 10 4 1 10 0 (100) 0 (100) SMBC 6-1-21 51 7 14 187,720 0 (100) 0 (100) SMBC 1-1-2 16 4 1 10 0 (100) 100 SMBC 3-5-27 47 12 5 0 (100) 0 (100) 71,705 SMBC 2-11-1 16 7 1 10 0 (100) 0 (100) 1-8-3 12 9 29 0 (100) 0 (100) 160 SMBC 2-1-4 56 5 1 0 (100) 50 (25) 1,100 SMBC & 4-11-4 8 4 1 0 (100) 100 10 SMBC 3-16-9 11 3 11 1,000 0 (100) 100 21-1 44 3 29 2,054 0 (50.21) 27.53 (5.00) 2-1-1 24 9 6 27,484 0 (46.34) 45.10 (1.23) 1-2-4 11 7 1 47,039 0 (68.26) 56.42 (0.16) SMBC 1-4-15 57 7 15 90 0 (100) 100 SMBC 1-3-8 10 5 27 10 0 (100) 100 SMBC 1-3-2 14 4 15 10 0 (100) 100 SMBC 4-3-4 7 10 16 0 (100) 100 100 SMBC 4-3-4 8 1 31 0 (100) 100 30 SMBC 3-3-15 2 3 15 0 (100) 100 30 SMBC 13-6 58 9 28 0 (100) 100 20 SMBC 1-5-3 6 12 21 0 (100) 100 40 SMBC 1-21-2 51 9 24 70 0 (100) 100 74

15 2 3 SMBC 13-6 0 (100) 100 10 SMBC 2-8-20 15 2 3 10 0 (100) 100 SMBC 4-19-5 59 2 1 30 0 (100) 100 12 9 21 2-2-1 0 (69.72) 69.72 1,600 Sumitomo Mitsui Banking Corporation Europe Limited Manufacturers Bank Sumitomo Mitsui Banking Corporation of Canada Banco Sumitomo Mitsui Brasileiro S.A. PT Bank Sumitomo Mitsui Indonesia SMBC SMBC Leasing and Finance, Inc. SMBC SMBC Capital Markets, Inc. SMBC SMBC Securities, Inc. SMBC SMBC Financial Services, Inc. SMBC Cayman LC Limited Sumitomo Finance (Asia) Limited SBTC, Inc. SB Treasury Company L.L.C. SB Equity Securities (Cayman), Limited SFVI Limited Sakura Finance (Cayman) Limited Sakura Preferred Capital (Cayman) Limited SMBC SMBC International Finance N.V. SMBC Leasing Investment LLC SMBC Capital Partners LLC SMBC SMBC MVI SPC SMBC SMBC DIP Limited SMBC SMBC Capital Markets Limited SMBC SMBC Derivative Products Limited 99 Queen Victoria Street, London EC4V 4EH, U.K. 515 South Figueroa Street, Los Angeles, CA 90071, U.S.A. Ernst & Young Tower, Toronto Dominion Centre, Suite 1400, P.O. Box 172, 222 Bay Street, Toronto, Ontario M5K 1H6, Canada Av. Paulista 37, 11 e 12 andar São Paulo, -SP- CEP 01311-902 Brazil Summitmas II, 10th Floor, JI. Jend. Sudirman Kav. 61-62, Jakarta 12190, Indonesia 2711 Centerville Road, Suite 400, Wilmington, DE 19808, U.S.A. 277 Park Avenue, New York, NY10172 U.S.A. 32 Loockerman Square, Suite L 100, Dover, DE 19901, U.S.A. 32 Loockerman Square, Suite L 100, Dover, DE 19901, U.S.A. Walker House, Mary Street, PO Box 908, Grand Cayman, Cayman Islands P.O. Box 694, Edward Street, George Town, Grand Cayman, Cayman Islands 1013 Center Road, Wilmington, New Castle County, Delaware 19805, U.S.A. 1013 Center Road, Wilmington, New Castle County, DE 19805, U.S.A. PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands P.O. Box 961, 30 De Castro Street, Road Town, Tortola, British Virgin Islands PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands P.O. Box 3889 Berg Arrarat 1, Curacao, Netherlands Antilles c ocorporation Service Company, 2711 Centerville Road, Suite 400, Wilmington, DE 19808, U.S.A. c ocorporation Service Company, 2711 Centerville Road, Suite 400, Wilmington, DE 19808, U.S.A. c owalkers SPV Limited, Walker House, Mary Street, PO Box 908GT, George Town, Grand Cayman, Cayman Islands c owalkers SPV Limited, Walker House, Mary Street, PO Box 908GT, George Town, Grand Cayman, Cayman Islands 99 Queen Victoria Street, London EC4V 4EH, U.K. 99 Queen Victoria Street, London EC4V 4EH, U.K. 15 3 5 1,600 37 6 26 80,786 13 4 1 169 33 10 6 409,357 8 22 15,024 2 11 9 1,620 61 12 4 100 2 8 8 100 2 8 8 3 15 2 7 500 48 9 26 35 10 1 26 50 10 1 26 470 10 12 15 25,000 9 7 30 300 3 2 11 100 10 11 12 10 2 6 25 200 15 4 7 334,691 15 12 18 10 16 9 9 195 17 3 16 8 2 3 13 797 7 4 18 300 0 (100) 100 0 (100) 100 0 (100) 100 0 (100) 100 0 (99) 99 0 (100) 89.7 (7.7) 0 (100) 90 (10) 0 (100) 90 (10) 0 (100) 100 0 (100) 100 0 (100) 100 0 (100) 100 0 (100) 0 (100) 0 (100) 100 0 (100) 100 0 (100) 100 0 (100) 100 0 (100) 100 0 (100) 0 (100) 0 (100) 100 0 (100) 100 0 (100) 100 0 (100) 100 0 (100) 0 (100) S M FG SM B C 75

SMBC SMBC Capital India Private Limited Sumitomo Mitsui Finance Dublin Limited B-14/A, Qutab Institutional Area, Katwaria Saria, New Delhi-1100016,India La Touche House, International Financial Services Centre, Custom House Docks, Dublin 1, Ireland 20 4 3 400 9 19 18 0 (100) 99.99 (0.01) 0 (100) 100 Sakura Finance Asia Limited 7 & 8th Floor, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong 52 10 17 65.5 0 (100) 100 Sumitomo Mitsui Finance Australia Limited Level 35, The Chifley Tower, 2 Chifley Square, Sydney, NSW 2000, Australia 59 6 29 156.5 0 (100) 100 SMFG 1 SMFG Preferred Capital USD 1 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands 18 11 28 1,650,350 100 0 S M FG SMFG 1 SMFG Preferred Capital GBP 1 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands 18 11 28 500,100 100 0 SM SMFG 2 SMFG Preferred Capital USD 2 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands 19 10 25 1,800,000 100 0 B C SMFG 2 SMFG Preferred Capital GBP 2 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands 19 10 25 250,000 100 0 SMFG 1 SMFG Preferred Capital JPY 1 Limited SMFG 3 SMFG Preferred Capital USD 3 Limited SMFG 2 SMFG Preferred Capital JPY 2 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands 20 1 11 135,000 20 7 8 1,350,000 20 11 3 698,900 100 0 100 0 100 0 SMBC 1 SMBC Preferred Capital USD 1 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands 18 11 28 1,664,000 0 (100) 100 SMBC 1 SMBC Preferred Capital GBP 1 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands 18 11 28 505,000 0 (100) 100 SMBC 2 SMBC Preferred Capital USD 2 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands 19 10 25 1,811,000 0 (100) 100 SMBC 2 SMBC Preferred Capital GBP 2 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands 19 10 25 251,500 0 (100) 100 SMBC 1 SMBC Preferred Capital JPY 1 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands 20 1 11 137,000 0 (100) 100 SMBC 3 SMBC Preferred Capital USD 3 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands 20 7 8 1,358,000 0 (100) 100 SMBC 2 SMBC Preferred Capital JPY 2 Limited PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands 20 11 19 706,500 0 (100) 100 76

11 2 5 1-9-1 40 255,700 SMBC * 3 58 10 20 1-8-10 0 (40.18) 40.18 (0) 18,767 0 (100) 11 4 1 3-2-1 43.96 2,000 2-5-1 14 12 1 2,000 0 (27.50) 27.50 JSOL* 4 2-5-24 18 7 3 5,000 0 (50.00) * 5 3-4-10 47 11 29 600 0 (49.00) 49.00 Vietnam Export Import Commercial Joint Stock Bank 1-9-1 7 Le Thi Hong Gam Street, Nguyen Thai Binh Ward, District 1, Ho Chi Minh City, Vietnam 13 10 1 1,200 5 24 72,199.99 0 (15.079) 15.079 1-2-4 37 3 20 80,737 0 (22.02) 22.02 1-9-2 12 6 8 10,912 0 (100) 49.99 (50.00) 1-8 21 11 22 16,268 0 (100) 0 (100) 1-5-9 57 5 25 11,268 0 (47.02) 4.99 (42.02) * 1 3-20-27 35 1 28 0 (24.73) 23,254 * 1 25 9 11 2-16-4 0 (48.81) 51,343 56 2 21 3-20-2 39.99 6,950 * 1 21 4 1 3 * 2 20 4 1 SMM * 3 20 10 1 SMBC SMBC * 4 21 1 5 JSOL * 5 20 4 1 S M FG SM B C 77

21 6 30 486 38 163 1 23 861 1,534 922 99 5 39 181 S M BC 4-2-2 2-2-6 280 2-10-15 3-4-10 2566-1 3-4-1 1319 2-1-16 2-1-14 2-107 1-2-8 1-1-4 1-6-2 3-5-1 105 1-104 14-21 1-15-8 3-1 2-5-2 11-1 2-17-21 11-5 2-35-17 78 3499 1-2-12 1-26-1 1-12-1 1-5-1 1-2-38 2-12-1 1-1-3 2-7-1 21-10 2-2-15 2-110 2-2-2 1-500 2-18-1 1-1 1-21-15 1-1-7 1-1 1-1 1-7-1 7-6-1 1226 2-16-7 1-1-10 1-1-1 2003-26 1 2 23 1-6-5 3-2-5 1-1 2-2-1 6-6 2-21-1 1-3-2 1-7-12 1-1-2 3-4-1 1-2-1 2-5-1 2-1-1 2-12-6 6-10-15 2-11-24 2-7-9 2-1-1 1-13-12 5-7

3-8-38 3-3-5 4-1-3 2-16-1 1-8-3 2-4-1 1-1-1 1-15-1 1-3-12 5-28-1 6-1-21 Biz SL 1-18 3-24-1 3-14-5 1-7-1 1-7-2 1-27-7 3-34 NS 4-45-11 1-15-17 2-36-5 2-17-12 4-11-4 4-27-14 6-8-24 5-2-15 4-34-18 1-6-4 2-2-1 6-1-11 2-1-1 1-14-10 1-4-15 4-1-5 3-6-4 2-11-4 2-19-3 1-3-1 2-3-4 11-7 5-38-1 7-69-1 3-2-15 2-51-11 9-15 2-14-2 1 2 2 1-21-13 1-14-14 2-12-11 4-47-10 2-34-14 4-1-1 2-24-9 1-1-1 1-56-10 20-2 1-2-2 28-4 1-3-9 4-1-11 5-64-3 2-2-4 1-48-2 4-1-1 1-16-14 4-27-12 3-38-16 2-3-5 1-21-7 2-27-9 1-16-10 2-11-1 3-11-1 3-14-1 2-1-15 1-16-2 79 S M BC

S M BC 2-15-6 1-1-6 46-7 3-27-7 19-5 1-80-1 1-44-6 2-16-1 1-29-1 3-23-1 5-17-14 5-1-1 4-50-3 2-27-15 JCITY 3-3-10 2-26-14 2-55 1-15-14 2-30-16 3-26-1 1-48-18 7-26-7 5-34-8 80 7-23-10 6-13-7 1 2-2-18 1231-19 8-1 2-6-11 1-7-5 1-1-6 2-9-3 2-7-9 1-41 562-8 4-9-2 1-37-12 3-33-10 6-3-8 6-12-1 2200 5-12-4 1-10-7 1000-2 1-2-1 1-8-45 1006-7 5-97-1 1-12-16 1-1-6 1-43 1-4 4-27-13 3-27-15 ASTA 3-18-14 4-15-13 2-4-3 2-5 1-11-2 6213-2 3-52 384 1-15-1 3-3-1 1-1-3 3-7-3 3-25 5-1-1 1-7-16 8-26 50-5 232-4 1-13 516-8 2-2-17 2-50-1 2-1 5-6-2 2-20 1-3-23 1-12-7 1-3-10 4-1-2 7-8-6 5-38-7 1-8-1 1-1-1 4 1-9-1 2-12-1 1-403

1-20-2 2-6-16 4-42-7 2-3-5 1-2-34 1-24-16 2-8-41 2-7-2 1-9-33 1-24-20 2-13-4 1-4-4 1-1 5-7-7 6-31-9 9-1 438-1 2-2-17 JR 1-4-2 1-1-23 7 3-4-7 2-29-1 2-1-18 1-5-25 1167-2 7-9 7-4 325-6 1-1401 8-70 -1 2-88 2-9-1 3-46-24 2-18-1 1-1310 2-93 3-49 2-18-24 1-2-5 3-5-1 4-7-1 16 5-9 SMBC 3-25-20 1 8-47 1-1-3 6-4-20 1-6-20 2-1-29 2-4-19 1-14-16 1-9-1 4-1-20 1-9-2 1-1-1 1-2-17 16-10 2-2-10 2-17-19 3-12-18 3-3-32 2-5-13 2-12-31 4-22-12 3-2-5 4-17-12 1-1-43 2-14-1 1-17-11 5-23-23 1-2-7 1-1-5 1-6-27 4-1-6 5-11-8 1-14-16 2-14-27 2-7-9 2-2-33 1-8-13 2-1-61 4-6-5 3-10-19 1-5-12 2-13 5-1-60 4-1-1 S M BC 81

S M BC 3-5-19 4-307 20-5 2-4-1 1-15-10 2-90 15-10 2-21-2 1-5-3 1-9-5 3-3-1-101 4-1-12 1-2-3 3-3-15 1-5-1 3-10-3 10-2 1-5-13 8-7 5-4 1-2-D9-101 82 20-2 18-9 4-1 254 1-1-4 1-5 15-3 21-10 7-6 5-4 1-2-1 2-1-1 1-12-8 1 3-11-14 18-27 PL 31-18 16-15 16-14 4-6 4-766 1-7-1 5-1-2 1-7-24 5-13-51 4-6-1 41-1 1-15-8 6-23-6 28-3 1-1-29 3-2-1 IBU 1 10-1 8 68 1-354-1 2-1 JR 56 3-3-9 6-5-1 1-5-1 8-1-2 5-10-1 5-3-1-102 2-6-8 4-2-10 2-2-6 8-6-1 2-1-9 2-2-5 2-4-2 4-16 1-3-25 3-9-24

1-2-1 2-2-1 4-10-4 6-9 1-1-5 1-7-17 1-12-7 1-13 5-10-2 1437-17 127 54 4-1 335-1 3-5-2 3-91 1-23-1 2-1-5 9-48-1 1-5-17 1-12-21 2-2-14 2-1-1 JR 1-5-4 16-3 10-15 1-19 2-28-18 3-2-29 7-30-123 14-12 1-5-24 10-3 4-5-10 11-9 2-1-101 3-5-23 12-1 53-2 2-273-2 1 288-3 951 1-1-11 2-1-2 1-7-7 2-3-12 1-1-7 2241-2 2-3-5 1-7-9 2-3-1 4-1 1-1-1 910 60 1-2-2 1-13-1 1-1-1-100 35 1-3-4 2-6-11 529-2 10 3-6-101 1-8-3 1-3-2 1-25 1-15-20 10-4 1-7-33 4-5-4 1-2-1 1-5-16 15-52 2-7-21 1-1-1 24 2-3 2-1 1-3-22 4-4 S M BC 83

S M BC 1-79 1-20-1 9-3-3 3-49-3 1-3-1 52-7 1 4-2-2 2-2-6 3-2-10 2-107 4-1-8 2-24-4 14-21 2-35-17 9-16 1-2-38 2-2-2 4-45-23 11-5 2-6-9 1-18 2-27-8 5-15-14 1-16-14 5-34-8 7-69-1 1-8-1 4-27-14 3-18-14 28-4 2-11-4 1-20-2 1-7-1 6-5-29 2-6-11 4-2-11 1-37-12 4-1-5 5-29-4 5-15 2-24-9 6-3-8 1-4-3 2-3-5 1-6-1 2-20 2-10-27 1-1-1 1-1 1-7-16 7-10 6-4-15 516-8 438-1 1-9-1 2-2-17 1-4-1 1-4-2 325-6 2-9-1 2-18-19 2-18-19 1-7-1 2-27 1-1-4 7-12 1-2-3 1-1-29 20-5 3-11-14 3-6-6 4-22-12 4-1-6 1-5-3 4-1 13-18 1-2-57 1-12-5 5-23 4-766 1-61 8 1-354-1 1-5-4 510-51 7-18 3-9-24 4-41 1-1-2 5-10-2 1-12-21 1-5-24 14-5 111 3-8 1-1-1-100 2-6-1 10 1-2 1-3-2 1-5-16 1-1-1 4-4 1-20-2 1-15-2 2-18-24 2-10-27 1-1-4 4-2-2 2-2-6 3-4-10 2-10-15 2-1-16 1319 3-4-1 2-65-2 1-104 1-1-4 3-5-1 17-8 2-35-17 11-5 1-2-38 2-2-2 4-45-23 3-8-38 3-3-3 2-17-9 2-1-1 1-18 3-1-1 4-11-4 4-11-4 1-15-2 1-16-2 4-45-11 1-5-1 3-37-9 5-41-8 2-18-10 7 7 7 1-10-31 1-21-13 2-12-6 8-8-5 4-27-14 1-15-17 7-23-10 2-6-9 4-27-12 6-6 1-6-12 1-1-8 1-14-10 1-12-1 1-12-1 1-25-8 1-48-18 3-24-1 3-24-1 2-1-1 2-1-1 1-7-1 1-8-3 2-55 1-27-13 2-7-16 4-2-11 2-21-1 2-11-24 2-3-4 2-3-4 84

2-3-4 1-44-6 5-64-3 2-29-3 2-1-1 1-13-12 5-7 5-17-14 9-8 2-4-1 1-3-12 1-3-12 2-8-6 1-40 1-1-2 6-3-8 6-4-15 3-4-1 5-28-1 4-1-5 6-1-21 2-3-5 1-6-1 1-8-1 3-7-3 8-26 9-1 2-8-41 555 1-9-1 1-4-1 1-3-10 1-4-2 2-29-1 2-1-18 1-5-25 2-5-26 1167-2 7-9 1-1-2 3-8-23 325-6 2-9-1 3-46-24 2-18-1 2-93 3-49 2-18-19 2-18-19 2-18-19 4-6-23 1-1-23 7 3-4-7 20-2 4-1-20 7-6 2-17-19 8-47 8-47 4-7-19 1-8-13 1-9-2 4-307 41-1 15-10 2-14-27 20-5 1-6-27 4-22-12 4-1-6 3-10-19 1-5-12 1-1-5 13-18 1-7-31 6-3-16 1-6-20 1-6-20 1-9-1 2-10-70 2-10-70 1-14-16 1-11-22 21-10 3-6-1 4-17-12 1-15-8 3-5-19 2-1-29 1-61 8 8 8 1-5-4 2-3-12 3-90-1 1-1-1 53-2 951 56 56 56 56 4-1 60 4-5-10 12-1 14-12 4-10-4 54 288-3 910 4-2-10 35 10 3-6-101 1-3-2 1-25 1-8-3 1-15-20 10-4 1-14 1-5-16 4-5-4 1-7-33 15-52 1-2-1 1-3-3 2-3 3-5 2-1 1-3-22 4-4 4-2-2 2-2-6 15-20 2-10-15 3-3-3 2-1-15 1-21-7 5-23-14 1-5-1 1-1 1-10-31 8-8-5 1-8-1 6-6 1-14-10 1-12-1 1-25-8 3-36-6 1-7-1 2-55 2-3-4 2-3-5 2-27-9 2-20 4-6-23 2-8-6 1-4-1 2-20 4-6-23 2-3-1 8-70-1 2-1-29 8-47 8 210-1 2-4-19 1-1-2 4-1-6 1-10-4 1-4-14 1-1-2 1-14-16 1-5-17 1-5-1 111 4-1-1 1-1-4 S M BC 85

18 6 1 21 6 30 S M BC 865 226 18 7 10 620 142 19 3 12 017 656 18 9 11 555 648 18 9 11 066 19 12 25 218 21 2 16 658 21 2 16 556 21 2 16 927 797 18 7 10 623 20 12 15 255 21 2 16 360 21 2 16 915 547 18 7 10 546 21 2 16 553 259 20 7 14 843 21 2 16 579 21 2 16 603 21 1 19 041 040 19 3 12 142 21 2 16 86

21 6 30 15 5 14 34 * 11F, Shanghai World Financial Center, 100 Century Avenue, Pudong New Area, Shanghai 200120, The People s Republic of China 12F, The Exchange Tower 2, 189 Nanjing Road, Heping District, Tianjin 300051, The People s Republic of China 12F, International Finance Place, No.8 Huaxia Road, Tianhe District, Guangzhou 510623, The People s Republic of China 23F, Metropolitan Towers, No. 199 Shi Shan Road, Suzhou New District, Suzhou, Jiangsu 215011, The People s Republic of China 23F, Golden Plaza, No.118, Qing Chun Road, Xia Cheng District, Hangzhou, Zhejiang 310003, The People s Republic of China Unit1601,16F, North Tower, Beijing Kerry Centre, No.1, Guang Hua Road, Chao Yang District, Beijing 100020, The People s Republic of China 8F, E2B, Binhai Financial Street, No. 20, Guangchang East Road, TEDA, Tianjin 300457, The People s Republic of China 16F, International Building, No. 2, Suhua Road, Suzhou Industrial Park, Jiangsu Province 215021, The People s Republic of China 11F, Shanghai World Financial Center, 100 Century Avenue, Pudong New Area, Shanghai 200120, The People s Republic of China Senmao Building 9F, 147 Zhongshan Lu, Dalian 116011, The People s Republic of China 27F, Metropolitan Tower, 68 Zourong Road, Yuzhong District, Chongqing 400010,The People s Republic of China Room No. 606, Gloria Plaza Hotel Shenyang, No. 32 Yingbin Street, Shenhe District, Shenyang 110013, The People s Republic of China 7th & 8th Floor, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong Special Administrative Region, The People s Republic of China Aurora International Building 9F, No. 2, Hsin Yi Rd. Sec. 5, Taipei, Taiwan Young Poong Bldg. 7F, 33, Seorin-dong, Jongno-gu, Seoul, 110-752, Korea 3 Temasek Avenue #06-01, Centennial Tower, Singapore 039190, The Republic of Singapore Level 12 (B&C), Main Office Tower, Financial Park Labuan, Jalan Merdeka, 87000 Labuan, Federal Territory, Malaysia Letter Box No. 25, 29th Floor, UBN Tower, 10, Jalan P. Ramlee, 50250 Kuala Lumpur, Malaysia 9th Floor, The Landmark, 5B Ton Duc Thang Street, District 1, Ho Chi Minh City, Vietnam 1105, 11th Floor, Pacific Place Building, 83B Ly Thuong Kiet Street, Hanoi, Vietnam Vietnam Export Import Commercial Joint Stock Bank 7 Le Thi Hong Gam Street, Nguyen Thai Binh Ward, District 1, Ho Chi Minh City, Vietnam Room Number 717/718, 7th Floor, Traders Hotel, 223 Sule Pagoda Road, Pabedan Township, Yangon, Myanmar 8th-10th Floor, Q.House Lumpini Building, 1 South Sathorn Road, Tungmahamek, Sathorn, Bangkok 10120, Thailand 20th Floor, Rufino Pacific Tower, 6784 Ayala Avenue, Makati City, Metro Manila, The Philippines Level 35, The Chifley Tower, 2 Chifley Square, Sydney, NSW 2000, Australia Summitmas II, 10th Floor, JI. Jendral Sudirman Kav. 61-62, Jakarta 12190, Indonesia B-14/A, Qutab Institutional Area, Katwaria Sarai, New Delhi- 1100016, India SMBC SMBC SMBC 277 Park Avenue, New York, NY 10172, U.S.A. 601 South Figueroa Street, Suite 1800, Los Angeles, CA 90017, U.S.A. 555 California Street, Suite 3350, San Francisco, CA 94104, U.S.A. Two Allen Center, 1200 Smith Street, Suite 1140 Houston, Texas 77002, U.S.A. Torre Altiva Boulevard Manuel Avila Camacho 138 Piso 2, Loc. B Lomas de Chapultepec, 11000 Mexico, D.F. P.O. Box 694, Edward Street, George Town, Grand Cayman, Cayman Islands 515 South Figueroa Street, Los Angeles, CA 90071, U.S.A. Ernst & Young Tower, Suite 1400, P.O. Box 172, Toronto Dominion Centre, Toronto, Ontario M5K 1H6, Canada Avenida Paulista, 37-11 e 12 andar, Sao Paulo-SP-CEP 01311-902, Brazil 99 Queen Victoria Street, London EC4V 4EH, U.K. 20, Rue de la Ville l Evêque, 75008 Paris, France Via della Spiga 30/ Via Senato 25, 20121 Milan, Italy Prinzenallee 7,40549 Düsseldorf, Federal Republic of Germany Avenue des Arts, 58, Bte. 18, 1000 Brussels, Belgium Strawinskylaan 1733 Toren D-12, 1077XX Amsterdam, The Netherlands 1 Serrano 16, 28001 Madrid, Spain International Business Centre, Pobrezni 3,186 00 Prague 8, Czech Republic 2 123317, Russian Federation, Moscow, Krasnopresnenskaya naberezhnaya, 18 Room Number 305, Building 5, Ilyinka St. 3/8 Moscow, 109012 Russian Federation La Touche House, I.F.S.C., Custom House Docks, Dublin 1, Ireland Building One, 5th Floor, Gate Precinct, Dubai International Financial Centre, PO Box 506559 Dubai, United Arab Emirates Office 1901, 19th Floor, Qatar Financial Centre Tower, Diplomatic Area-West bay, Doha, Qatar, P.O. 23769 No. 406 & 407 (Entrance 3, 4th Floor) Manama Centre, Government Road, Manama, State of Bahrain 4th Floor, 80 Nezami Gangavi Street, Vali-e-Asr Avenue, Tehran 14348, Islamic Republic of Iran Flat No. 6 of the 14th Fl., 3 Ibn Kasir Street, Cornish El Nile, Giza, Arab Republic of Egypt Building Four, First Floor, Commerce Square, 39 Rivonia Road, Sandhurst, Sandton 2196, South Africa 1 21 7 Villanueva, 12-1. B, 28001 Madrid, Spain 2 21 87 S M BC

SMBC S M BC SMBC GLOBAL NETWORK Asia and Oceania SMBC Vietnam Export Import Commercial Joint Stock Bank SMBC SMBC 88

1551434 (21630) SMBC SMBC SMBC S M BC SMBC SMBC Vietnam Export Import Commercial Joint Stock Bank The Americas Europe, Middle East and Africa SMBC SMBC SMBC SMBC 21 89

1. 2. S M FG SM B C 1. 1 2 2. 1 2 3. 4. 5. 6. 7. 8. 9. 10. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 90

... 92... 92... 94... 95... 98... 100... 103... 111... 113... 113... 114... 118... 120... 120... 122... 123... 125... 125... 127... 130... 133... 138... 138... 140... 141... 143... 145... 148... 154... 156... 156... 157... 161... 163... 163... 166... 168... 170... 172... 174... 176... 177... 179... 182... 184... 188... 190... 196... 198... 199... 200... 201... 202... 206... 243... 266 91

19321 19 20 20331 21331 5,017,325 5,241,694 595,802 633,655 357,075 10,487 1,940,170 1,820,228 1,153,070 1,024,050 4,123,611 4,924,961 7,329 8,985 23,517,501 28,698,164 62,144,874 65,135,319 893,567 885,082 1,968,347 4,951,587 4,257,251 820,411 1,008,801 235,729 296,219 463,225 531,726 7,206 3,755 3,527 117,700 170,121 332,525 361,884 141,419 163,522 178,645 186,793 480 12,460 11,087 1,425,097 985,528 857,658 4,585,141 3,878,504 894,702 1,077,852 111,955,918 119,637,224 8 8 8 8 1, 2, 8, 15 3, 4, 5, 6, 7, 8, 9 7 8 8 8, 10, 11, 12 92

19 20 20331 21331 72,690,624 75,569,497 3,078,149 7,461,284 2,638,142 2,499,113 1,832,467 778,993 5,732,042 7,589,283 2,671,316 3,597,658 4,279,034 4,644,699 301,123 281,145 769,100 1,019,342 3,969,308 3,683,483 80,796 60,918 3,916,427 3,803,046 29,267 27,659 1,171 513 38,701 35,643 7,998 7,965 10,417 11,767 1,118 432 52,046 27,287 47,446 47,217 4,585,141 3,878,504 106,731,842 115,025,460 1,420,877 1,420,877 57,826 57,245 1,740,610 1,245,085 123,989 124,024 3,095,324 2,599,183 550,648 14,649 75,233 20,835 34,910 35,159 27,323 129,068 483,002 129,394 43 66 1,645,705 2,141,908 5,224,076 4,611,764 111,955,918 119,637,224 8 8 8 8 8 8, 13 14 8 10 8 10 93

19 20 194 1 204 1 20331 21331 4,623,545 3,552,843 2,145,451 2,087,348 1,557,823 1,550,081 333,255 299,616 26,014 14,686 7,044 1,750 7,032 4,506 101,120 42,738 77,772 113,160 96,195 3,752 2,122 704,283 672,752 469,571 211,738 1,212,635 529,599 501,481 46,446 344,563 201,219 366,590 281,933 87,850 49,281 3,792,384 3,507,532 935,067 748,894 495,690 326,447 51,103 47,911 23,529 22,524 7,404 7,298 45,499 59,962 47,862 62,750 4,105 6,678 90,945 82,577 168,926 132,743 92,289 115,574 1,392,089 473,212 438,856 26,473 310,644 164,452 642,588 282,286 978,896 1,063,419 394,041 1,106,431 71,278 402,807 322,763 703,623 831,160 45,311 115,495 3,692 10,988 1,297 1,355 1,708 18 686 103,133 17,700 19,507 12,538 12,144 5,161 7,363 0 928,955 29,495 103,900 72,238 282,538 262,405 334,644 80,980 68,308 461,536 373,456 1 2 3 4 94

19 194 1 20331 20 204 1 21331 1,420,877 1,420,877 1,420,877 1,420,877 57,773 57,826 53 580 53 580 57,826 57,245 1,386,436 1,740,610 3,132 110,215 118,833 461,536 373,456 268 19 7 8 100 14 3 1 2,681 114 354,173 492,392 1,740,610 1,245,085 123,454 123,989 901 943 367 907 534 35 123,989 124,024 2,741,632 3,095,324 3,132 110,215 118,833 461,536 373,456 901 943 420 326 268 19 7 8 100 14 3 1 2,681 114 353,692 493,008 3,095,324 2,599,183 95

19 194 1 20331 20 204 1 21331 1,262,135 550,648 711,486 565,298 711,486 565,298 550,648 14,649 87,729 75,233 12,495 54,397 12,495 54,397 75,233 20,835 37,605 34,910 2,694 248 2,694 248 34,910 35,159 30,656 27,323 3,333 101,744 3,333 101,744 27,323 129,068 1,181,353 483,002 698,351 612,396 698,351 612,396 483,002 129,394 14 43 29 22 29 22 43 66 1,408,279 1,645,705 237,426 496,202 237,426 496,202 1,645,705 2,141,908 96

19 194 1 20331 20 204 1 21331 5,331,279 5,224,076 3,132 110,215 118,833 461,536 373,456 901 943 420 326 268 19 7 8 100 14 3 1 2,681 114 460,895 116,171 107,203 609,180 5,224,076 4,611,764 97

19 20 194 1 204 1 20331 21331 928,955 29,495 123,025 83,346 403,775 5,161 7,363 10,520 8,388 41,760 94,876 106 26,197 191,190 1,289 102 1,146 630 2,178 2,273 295 58 10,417 1,350 2,145,451 2,087,348 935,067 748,894 29,146 155,831 227 134 355,913 184,195 1,550 10,847 2,436 864,864 912,601 747,776 1,028,101 3,372,601 3,439,852 776,786 3,031,427 497,697 4,384,033 333,136 475,829 241,409 764,080 34,765 409,341 336,724 119,941 2,044,633 1,186,720 4,215,699 1,857,241 14,713 2,261 22,916 19,280 46,904 42,500 244,242 220,801 283,810 15,733 19,878 2,146,724 2,132,561 924,191 765,686 326,054 137,137 5,840,942 7,475,320 58,353 107,266 5,782,588 7,368,053 98

19 20 194 1 204 1 20331 21331 50,073,494 53,213,459 35,014,774 34,674,690 10,504,800 12,176,246 5,378 2,135 796 0 71,301 175,632 16,592 12,081 64,918 74,489 252 58 457,070 51,141 21,925 198 363 20,000 355 2,951 8,675 13,264 5,086,559 6,639,254 40,000 5,000 76,000 92,500 214,000 380,600 47,000 316,874 110,099 118,758 141,500 1,046,529 460,564 60,239 90,162 901 943 853 326 102,112 352,652 8,465 17,315 789,676 1,064,136 1,927,024 2,736,752 1,183 18,870 0 3 2,736,752 3,800,890 1 99

20 41 21 331 1. 1 288 Sumitomo Mitsui Banking Corporation Europe Limited Manufacturers Bank SMBC SMBC SMBC Capital Markets, Inc. SMM52 16 15 2 SBCS Co., Ltd. 225 5 1 2 2. 1 4 SBCS Co., Ltd. Bangkok SMBC Consulting Co., Ltd. 2 75 SMBC Vietnam Export Import Commercial Joint Stock Bank3 4 1 2 3 225 1012 4 Daiwa SB Investments (USA) Ltd. 3. 1 5 1 6 6 7 2 9 5 10 2 11 4 12 125 1 15 2 7 3 121 25 7 9 11 1 3 6 12 3 10 1 3 21 1 2 12 3 4. 1 14 14 3,140,5273,140,894 2 204 1 21331 21331 1,851,401 26,092 824,149 2,133 394,533 5. 1 100

101 2 1 12 3 4 750 220 5 5 3 DCF 717,010 6 7 8 9 9 9 10 11 46548 3 12 13

14 24 24 15 24 15 12 6,921 5,688 25 25 24 25 19 15 6. 7. SMBC 20 8. 18 18 5 17 20 4 1 3,132 13 19 3 30 16 19 3 30 20 4 1 20 4 1 19 19 1,968,347 7,206 480 138,788 1,205,021 662,005 32,205 77,772 7,659 639 503,389 242,763 810 472,005206,456 178 2,430 2,423 102

99,183180,273 52,681 68,13159,460 0 5,622 25 201028 117,757 47,508 67,741 2,508 20 41 21 331 1. 463,939 6,025 14,756 2. 33,312 1,717,335 188,715 3. 292,088 1,019,352 40 97 96 13 4 4. 3 36,162 3 3 5. 238,713 3 6. 3 1,586,317 3.6. 7. 24 686,407 8. 9. 339,948 259,186 2,020 610,146 8,049,756 3,062,015 41,993 11,153 2,165 27,060 1,266,265 778,993 6,332,775 594,121 1,970,209 4,587 134,530 19,380 52,843 11,172,095 284,157 85,892 6,252 39,983,5261 34,012,566 103

10. 10 3 31 34 13 3 31 19 1033114331 1133114331 33 10 3 31 119 2 3 4 5 10 3 31 119 2 3 5 11. 616,324 12. 66,691 13. 436,000 14. 2,281,687 15.2 3 2,304,890 1. 15,242 2. 209 3. 302,353 191,117 62,549 94,876 4. 104 1 57 1 4,700 24 664 6 444 5 389 10 607 4 318 9 179 1. 7,733,653.77 781,346,823.23 789,080,477 1 4,175 4,175 2 4,175 4,175 3 4,175 4,175 4 4,175 4,175 5 2 4,175 4,175 6 2 4,175 4,175 7 2 4,175 4,175 8 2 4,175 4,175 9 4,175 4,175 10 4,175 4,175 11 4,175 4,175 12 4,175 4,175 1 70,001 70,001 7,853,754.77 781,346,823.23 16,700 789,183,878 3 168,997.41 16,887,475.04 28,006.45 17,028,466 5 2 4,175 4,175 6 2 4,175 4,175 7 2 4,175 4,175 8 2 4,175 4,175 168,997.41 16,904,175.04 44,706.45 17,028,466 1. 781,346,823.23 20 4 30 5 6 7 8157,151 21 1 4 781,189,672.23 2. 5 67 84,175204 30 56 7 8 4,175 4,175 20 5 16 3. 16,887,475.04 68,904.66 539 21 1 4 16,818,031.38 28,006.45 2. 66 66

3. 1 53,655 7,000 1 281 67,500 2 281 67,500 3 281 67,500 4 281 67,500 5 281 67,500 6 281 67,500 7 281 67,500 8 281 67,500 9 281 67,500 10 281 67,500 11 281 67,500 12 281 67,500 1 3,097 44,250 20 627 20331 20 627 54,753 7,000 1 281 67,500 2 281 67,500 3 281 67,500 4 281 67,500 9 281 67,500 10 281 67,500 11 281 67,500 12 281 67,500 1 3,097 44,250 201114 20930 20125 2 15,707 20 1 281 67,500 2 281 67,500 3 281 67,500 4 281 67,500 9 281 67,500 10 281 67,500 11 281 67,500 12 281 67,500 1 3,097 44,250 21626 21331 21626 1. 21331 5,241,694 1,440,804 3,800,890 1. 1 5. 4 2 1,444,731 111,273 247,788 1,308,216 1 244,758 445,841 12 179,297 324,231 23 129,660 232,671 34 79,425 155,177 45 49,624 91,276 5 56,683 195,533 739,450 1,444,731 20 4 1 19 58,833 2. 1 1 1 13,122 52,925 66,047 2 1 1 18,435 79,007 97,442 1,438 105

1. 2. 21331 A 918,081 B 742,917 CAB 175,164 D 382,151 E 26,420 FCDE 180,566 G 216,209 FG 35,643 3. 20 20,574 22,445 31,192 33,301 11,159 3,934 37,902 1. 2. 4. 1. 22 2. 1 14627 677 12 162,000 14830 16628 24627 1. 2. 21141 100 1 14627 2 108,100 108,100 1. 2. 21 1 4 14627 6,698 1 2 3 4 5 21331 1.42.5 04.1 9 9 106

2 13628 14627 15627 16629 17629 18629 18629 45 44 65 174 183 9 14 46 238,000 234,000 306,000 399,000 464,000 162,000 115,000 13731 14731 15731 16730 17729 18731 18731 15629 16628 17628 18630 19630 20630 20630 23628 24627 25627 26629 27629 28629 28629 19628 19628 20627 9 10 14 48 16 45 174,000 112,000 289,000 19731 19731 20731 21629 21629 22628 29628 29628 30627 13628 14627 15627 16629 17629 18629 18629 162,000 115,000 162,000 115,000 122,000 158,000 230,000 330,000 451,000 162,000 115,000 4,000 2,000 1,000 6,000 112,000 158,000 228,000 329,000 451,000 162,000 115,000 19628 19628 20627 174,000 112,000 289,000 174,000 112,000 289,000 13628 14627 15627 16629 17629 18629 18629 155 131 179 202 313 490 490 317 313 313 138 138 19628 19628 20627 461 461 302 96 96 37 107

20627 1 39.99 2 3 5 4 1.13 1. 5 15 6 20 6 5 2. 3. 203 4. 1. 21331 718,553 354,168 307,586 141,102 72,185 64,968 14,125 9,058 132,911 1,814,660 851,725 962,935 26,133 29,167 42,263 14,711 2,206 18,082 132,564 830,370 2. 40.69 1,033.93 130.88 34.92 6.24 29.80 1,134.54 1 1 2,790.27 1 497.39 1 1. 1 1 1 1 373,456 10,704 10,704 384,160 772,348 1 33 1 1,081 136 2. 1 4,611,764 2,457,530 310,203 5,352 66 2,141,908 2,154,233 1 772,052 1. CF OMC 21 4 1 1 OMC CF 108

CFOMC 21 4 1 21 41 OMC 2 7 39 42 48 3 4 44,596 8,454 3,206 5 2. 21 4 28 1 SB Equity Securities (Cayman), Limited 2 3 3,400 4 21630 5 3. 21 5 1 HDHD 1 2 203 213 222,810 164,135 217,878 158,942 50,945 19,685 51,182 22,158 23,890 3,626 420,600 393,392 1,523,908 1,466,956 3 21 10 1 4.. 5,450. 4 95 2133195285 5 4. 21 5 28 21 6 22 1 219,700,000 102,200,000 102,200,000 15,300,000 2 13,766 3 827,390 4 413,695 5 109

21 5 28 15,300,000 1 15,300,000 2 13,766 3 57,619 4 28,809 5 6 21724 7 21727 8 9 15,300,000 110

20 20 41 21 331 1. 2. 1 213 858,134 502 2 213 1,574,004 1,596,291 22,286 22,582 295 96,312 97,265 953 962 9 392,209 396,215 4,006 4,611 605 9,181 8,676 504 504 2,071,708 2,098,449 26,741 28,155 1,414 1. 2. 3 213 1,978,015 1,985,078 7,062 287,380 280,317 14,010,902 14,008,076 2,826 21,534 24,360 13,158,932 13,160,414 1,482 20,029 18,547 242,419 242,376 43 499 542 609,550 605,286 4,264 1,005 5,270 6,048,145 6,010,732 37,412 47,920 85,332 22,037,063 22,003,887 33,176 356,834 390,011 1. 1 2. 3. 156,721 30 50 4 5 20 34,610,449 158,285 75,997 6 213 9,996 332,450 2,901,693 800,543 564,348 7 8 213 1 15 5 10 10 3,416,761 11,895,495 1,987,483 1,659,495 2,802,254 9,376,045 1,133,529 1,422,588 32,001 232,744 73,889 52 582,504 2,286,704 780,064 236,853 1,077,576 4,272,647 788,691 609,101 4,494,337 16,168,143 2,776,174 2,268,597 111

19 19 41 20 331 4 1 203 1,114,812 313 5 19 35,013,724 169,352 33,521 2 203 614,281 625,028 10,747 12,035 1,287 97,311 98,903 1,591 1,591 390,070 394,679 4,608 4,752 143 9,178 8,985 192 192 1,110,841 1,127,597 16,755 18,379 1,623 1. 2. 3 203 1,954,723 2,890,952 936,228 999,414 63,186 9,864,246 9,731,353 132,892 18,645 151,537 8,858,202 8,725,687 132,515 16,924 149,439 342,677 341,916 760 308 1,069 663,366 663,750 383 1,412 1,028 5,295,371 5,237,455 57,915 24,469 82,385 17,114,341 17,859,762 745,420 1,042,530 297,109 1. 1 2. 3. 96,455 30 50 6 203 7 11,672 377,123 2,826,953 724,557 567,374 7 8 203 1 1 5 510 10 2,572,065 7,672,897 1,675,020 1,739,846 1,919,514 5,205,946 521,200 1,693,316 142,310 142,937 153,582 398 510,240 2,324,013 1,000,238 46,131 825,298 3,847,580 580,263 562,258 3,397,364 11,520,477 2,255,284 2,302,105 112

20 20 41 21 331 20 20 41 21 331 1 2 213 1,416 3 3 213 7,830 7,568 262 262 1. 2. 19 1941 1 2 20331 203 1,488 3 3 203 5,870 5,841 29 29 1. 2. 213 34,044 33,781 262 14,428 48,472 5,400 28,422 14,649 19 1941 20331 203 745,330 745,359 29 192,478 552,851 1,632 570 550,648 113

20 20 41 21 331 1. 1 2 ALMALM ALM 24 25 ALM 3 4 VaR VaR VaR 2. 1 213 1 17,636,094 1,254,229 41,578 41,578 19,571,966 1,557,621 51,493 51,493 15,742,690 97,966 114 114 395,948,961 283,809,494 207,729 207,729 186,295,438 135,517,151 4,508,393 4,508,393 186,981,391 132,487,292 4,300,450 4,300,450 22,579,384 15,712,303 4,399 4,399 2,690,323 1,789,900 65,983 65,983 2,802,501 2,143,328 65,627 65,627 27,834,072 12,451,630 5,342 5,342 13,867,378 6,122,525 3,263 3,263 3,351,169 1,816,123 21,272 21,272 5,116,400 2,810,008 8,036 8,036 1,177,521 575,022 32,707 32,707 3,454,028 2,000,040 100,656 100,656 270,036 270,036 1. 2. 114

2 213 1 22,343,204 14,918,715 138,309 107,046 863,862 863,862 13,907 13,907 964,627 955,373 30,040 30,040 44,250,845 4,431,723 108,517 108,517 4,448,659 2,475,706 269,220 269,220 4,356,557 2,411,169 303,847 303,847 20,967 52,231 1. 2. 3 21 3 1 14,239 632 632 14,533 636 636 2,218 17 17 144 3 3 219,238 145,209 63,785 63,785 219,238 145,209 63,785 63,785 9 9 1. 2. 4 213 1 976,285 9,158 9,158 964,958 8,638 8,638 15,000 1 1 44,076 44,059 561 561 450,000 450,000 1 1 44 44 1. 2. 5 213 1 156 25 25 295,434 246,531 37,408 37,408 243,608 194,760 27,707 27,707 14,335 11,786 779 779 39,276 33,637 2,015 2,015 66,376 66,376 1. 2. 3. 6 213 1 1,179,621 1,167,801 209,630 209,630 1,325,430 1,308,288 229,275 229,275 19,644 19,644 1. 2. 3. 115