2001 6 25 48
making things CHANGE
S M B C SMBC 1 SMBC 86 2001 3 SMBC 34%2,307 7301,236 708 ROE 19.7% RTGS 60% 135 2001 4 2.51,154 3 SMBC 50
51 2 R&I2000 12 4 M&A50% IPO 1 IPO IPO10 SMBC 7 IPO 1 SMBC 2 2000
52 S M B C M&A IPO 1 IPO2 IPO IPO 4 M&A 1998 2000 M&A 2000 10
SMBC M&A 53
S M B C SMBC SMBC 1999 4 60%40% SB SBCM2001 4 SBCM SMBC SMBC 2000 34% 70% 2.5 1,154 11% 293 SMBC 1999 2000708 ROE 19.7% SMBC 2000 25%29% 1 1999 41 3,500 2000 37,580 4 SMBC 54
VaR SMBC 2001 3260 SMBC ATRAS EUC PowerTrade II IT SMBC 55
S M B C SMBC No.1 3 VaR 2000 MTN 2000 17 2 IT 2001 2001 2000 SMBC 56
SMBC 2 2000 1997 1998 1999 2000 2001 1 RTGS 3 RTGS 2000 186 374 SMBC 2 1999 760 2000 974 1998 2000 2000 10 2001 15 SMBC 2SMBC UBS / IBM 1SMBC / SMBC NEC 11SMBC 57
S M B C % 82 1,528,833 20.5 SMBC 69 1,361,333 18.3 46 1,011,083 13.6 63 917,667 12.3 61 819,250 11.0 SMBC2000 RTGST+1 SMBC SMBC SMBC 2000 SMBC15,000 SMBC TBA 2000 TOL TBA SMBC 58
2000 6,079.3 12.5 4,759.9 14.1 SMBC 4,162.9 8.6 SMBC 3,113.1 9.2 3,041.8 6.3 2,300.3 6.8 2,893.2 6.0 2,014.8 6.0 2,835.0 5.8 1,976.7 5.9 SMBC % 1999 % 2001 2 250 SMBC 2001 yensai.com SMBC 200053 102 2000SMBC NEC JSAT SMBC IPO 2000 126 201 250 IPO 90% 59
S M B C SMBC IPO IPO 2000201125 50 SMBCIPO IPO 2000 IPOIT SMBC SBCM IPO 2000 4-2001 3 SMBC 53 464.0 51 520.5 33 112.1 20 30.1 16 35.6 201 1,243.1 IPO 2000 104 3.6 IT 2000 NTT6 NTT3 83 SMBC 770 10433 NEC 11 1,000 2000 SMBCSBCM SMBC 60
SMBC 2001 2000 2000 4-2001 3 36 555.8 SMBC 33 143.8 19 1,733.2 6 5.5 3 4.1 2 783.6 2 5.1 2 2.9 2 0.8 1 308.4 UBS 1 38.5 1 3.2 BNP 1 0.4 104* 3,585.3 SMBC 2001 4 RM 2001 4 SMBC 2001 4 1 289 SMBC140 353 SMBC68 SMBC M&A M&A 2000M&A 2000 M&A 9991,973 49% 1,5171,450 M&A SMBC * 1 61
S M B C M&A M&A SMBC M&A 60% M&A 1 SMBC 1999 11 50% 4 5 3 SMBC 2 54 SMBC 193 JAL 15 31 764 JAL SMBC 1BASF SMBC 445 M&A2001 2001 4 SMBC M&A 33 75M&A M&A M&A 62
2001 4 REIT SMBC 1996 ABS SMBC2000 2 2000 12 2000 2 91,800 2 SMBC SMBC ABS REIT 20002001 2001 CMBS RMBS CMBS 2000 63
S M B C ABS 2000 1999 % % 265.1 15.2 490.0 25.2 / 404.4 23.1 568.0 29.2 - - 10.0 0.5 49.9 2.9 19.1 1.0 RMBS 223.6 12.8 50.3 2.6 CMBS 478.6 27.4 324.5 16.7 CDO 128.0 7.3 476.9 24.6 200.2 11.4 3.2 0.2 1,749.8 100.0 1,942.0 100.0 SMBC 1999 RMBS 2000 RMBS 2001 3 RMBS 2001 ABS SMBC 1 1 7,000 CP 2 7,000 ABS 2001 SMBC SBCM REIT REIT2001 64
65 2003 REIT SMBC 2001 REIT5,000 105 REIT7 REIT REIT ABS REIT 2000 SMBC J-Cap 2000 7 25 SMBCGE3 25% 50% 25% J-Cap 200 J-Cap J-Cap MBO MBO
S M B C J-Cap SMBC 3 SMBC 66
VaR 2000 9 140% 2001 3 SMBC364% SMBC VaR 2000 2000 2000 2000 2001 3 6 9 12 3 6.4 1.8 3.5 2.5 2.7 0.3 1.2 0.6 0.6 0.9 0.1 0.1 0.1 0.2 0.1 6.6 3.0 4.1 3.1 3.6-0.2-0.8-0.5-0.6-0.5 6.4 2.1 3.6 2.5 3.1 VaR 2.3399 19.4 1 1.4 4.4 * VaR2 67
S M B C SMBC SMBC 68
12.4.1 11.4.1 13.3.31 12.3.31 % 230,735 172,069 58,665 134.1 73,643 92,471-18,828 79.6 128,934 70,679 58,255 182.4 2 340-337 0.7 28,155 8,578 19,577 328.2 107,251 99,488 7,763 107.8 94,993 93,816 1,176 101.3 34,743 37,518-2,775 92.6 24,963 22,834 2,128 109.3 9,917 9,832 85 100.9 14,282 16,364-2,082 87.3 5,768 4,115 1,653 140.2 2,833 1,913 919 148.1 2,485 1,237 1,247 200.8 12,258 5,671 6,586 216.1 123,484 72,581 50,902 170.1 677 579 98 117.0 521 150 371 346.8 123,640 73,010 50,629 169.3 - - - - 797 219,392-218,595 0.4-208,000-208,000 - - 4,359-4,359 - - 4,232-4,232 - - 2,056-2,056-797 744 52 107.1 0 0 0 13.4 122,843-146,382 269,225-36,661 17,358 19,302 211.2 15,379-78,659 94,039-70,802-85,080 155,883-517 8 509-70,284-85,088 155,373-70,284 260 70,545 56,652 5,141 * 51,200 210 101 13,892 * 116,000,000 69
13.3.31 12.3.31 5,490,024 5,545,267 41,894 118,356 1,586 785 1,929 5,942 806 199 289,539 31,835 8,703 4,863 2,490,598 2,592,120 2,174,429 2,470,177 42,341 12,343 273,827 109,599 137,648 85,418-315 137,648 85,103 217,451 24,099 777,872 1,004,175 1,501,176 1,659,021 8,335 9,547 6,062 4,387 7,362 4,583-944 -70 136,555 141,385 4,972 5,333 21,856 11,543 109,726 124,508 37,758 35,519 37 35 9,045 8,336 57,218 74,272 5,790 6,344-123 - 0 5,626,580 5,686,652 70
13.3.31 12.3.31 5,050,326 5,257,012 220,503 230,200 516,300 145,600 4,400-8,471 10,763 36,658 125,262 1,011 6,574 5,365 4,853 1,094,936 1,078,232 789,771 962,454 40,317 12,806 264,847 102,971 59,876 34,198-168 59,876 34,030 741,938 1,123,837 776,512 803,975 1,321,226 1,451,897 50,115 12,737 179,950 207,124 27,518 16,878 3,600 3,300 1,941 1,576 180,576 105,974 73,200-100,000 100,000 299 - - 1,029 1,865-4,232 4,232 979 712 1,541 744 1,541 744 0 0 5,232,444 5,363,731 205,600 205,600 117,321 202,410 117,321 202,410 70,802-85,088 517-70,284-85,088 (70,802 (-85,080) 412-394,136 322,921 5,626,580 5,686,652 71
12.4.1 11.4.1 % 13.3.31 12.3.31 13,714 33,722 40.7 * (13,531) (33,167) (40.8) (182) (549) (33.1) 37,296 33,979 109.8 * (29,381) (26,417) (111.2) (7,914) (7,562) (104.6) 3,384 3,713 91.1 (1,680) (2,496) (67.3) 19,247 21,055 91.4 (9,232) (12,167) (75.9) 73,643 92,471 79.6 12.4.1 11.4.1 % 13.3.31 12.3.31 115,403 33,213 347.5 13,531 37,466 36.1 (18,606 ) (37,425) (49.7) (-5,075 ) (41) (-) 128,934 70,679 182.4 12.4.1 11.4.1 % 13.3.31 12.3.31 * 44,296 59,974 73.9 10,483 11,281 92.9 10,914 14,669 74.4 7,949 6,546 121.4 73,643 92,471 79.6 * 12.4.1 11.4.1 % 13.3.31 12.3.31 73 92 79.7 648,552 662,799 97.9 3,097,155 3,055,531 101.4 1,822,300 1,192,600 152.8 * 133 98 134.9 672,230 665,745 101.0 3,129,498 3,136,207 99.8 4,667,340 5,024,142 92.9 1,822,300 1,162,600 156.7 * 72
12.4.1 11.4.1 13.3.31 12.3.31 39,514 60,131,859 36,854 60,773,098 107.2 98.9 a (20,817) (31,387,302 ) (17,483 ) (29,146,860) (119.1) (107.7 ) b (18,696 ) (28,744,556 ) (19,371 ) (31,626,237) ( 96.5) ( 90.9 ) (b) /(a+b) 47.3% 47.8% 52.6% 52.0% 6.7% 7.7% 6.2% 6.6% 13.3.31 12.3.31 * (A) 342,313 322,921 (B) 102,897 101,505 412 690 1,541 744 944 70 100,000 100,000 (C) 137,876 141,675 (A) + (B) - (C) (D) 307,335 282,751 (E) 84,265 55,720 49,056 28,667 16,399 9,384 18,809 17,668 (D) / (E) 100 (%) 364.7% 507.4% * 13 2313 3 31 73