P100 P101 P102 P103 P104 P111 99
91 57121 23422 2441 24 510 19930 191116 108 2471 1812 2310 24 4 34 6 12 39 4 12 43 4 45 2 12 47 6 48 6 50 8 Inc.Inc. DBSLtd. 56 3 57 8 5810 2 3 612 11 1 CorporationInc. B.V. 4 12 4 13 4 10 1710 2010 21 7 100% PI SMBCSMBC SMBCSMBC 9 SMBC 100
101 2471 22 1 2 PI 7 SMBC 23 5 24 1 B.V. Inc. 3 4 605
102 CEO COO CFO CRO 2471
24331 10 24331 STATE STREET BANK AND TRUST COMPANY 505223 124,357 7.25% 3.4% 65,527 3.82% 59,548 3.47% SSBT OD05 OMNIBUS ACCOUNT-TREATY CLIENTS 44,154 2.57% STATE STREET BANK AND TRUST COMPANY 42,382 2.47% 30,328 1.76% 39.6% 24.6% 27.6% STATE STREET BANK AND TRUST COMPANY 26,812 1.56% STATE STREET BANK AND TRUST CLIENT OMNIBUS ACCOUNT OM02 25,457 1.48% 4.8% 24,888 1.45% ESOP75404 23,681 1.38% 135,770,328 2 2433135,770 247,397 24331 234124331 379 385 233 327 10,409 234124331 420 180,000 360 150,000 300 120,000 240 90,000 180 60,000 120 30,000 0 23/4 23/5 23/6 23/7 23/8 23/9 23/10 23/11 23/12 24/1 24/2 24/3 24/4 / 0 103
24331 2441 1 91 100,000 24331 % % 100 100 91 255,700 99.97 100 10 5 15,174 100 100 156 3,898 100 100 156 1,000 0 100 21 2,000 43.96 43.96 32 100 100 100 21 100 99.4 100 91 18,767 0 100 145 3,000 0 100 91 500 100 100 91 100 0 60 PI 91 12,000 0 100 104
91 450 21 200 32 100 % % 100 100 100 100 100 100 59 890 2 14 OA 82.73 97.28 4,650 95.63 95.63 91 30,000 100 100 410 300 17.43 17.43 21 198,780 13.11 45.68 T&N DIR NIF 410 10,000 0 100 Patrogarni 91 0.25 0 100 91 100 100 100 105
Daiwa Capital Markets America Financial Square, 32 Old Slip, New Holdings Inc. York, NY10005, U.S.A. Daiwa Capital Markets America Inc. Financial Square, 32 Old Slip, New York, NY10005, U.S.A. Daiwa Finance Corp. Financial Square, 32 Old Slip, New York, NY10005, U.S.A. c/o M&C Corporate Services, PO Box 309GT, Ugland Daiwa Quantitative Strategies House, South Church Street, Cayman George Town, Grand Cayman, Cayman Daiwa America Strategic Advisors Financial Square, 32 Old Slip, Corporation New York, NY10005, U.S.A. Sagent Advisors Inc. 299 Park Avenue, New York, NY 10171, U.S.A. Daiwa Securities Trust and Banking 5 King William Street, London EC4N (Europe) PLC 7JB, United Kingdom Daiwa Securities Trust Company One Evertrust Plaza, Jersey City, New Jersey 07302, U.S.A. Daiwa Securities Investment One Evertrust Plaza, Jersey City, Company of New Jersey, Inc. New Jersey 07302, U.S.A. Daiwa Fund Asset Services Ltd 5 King William Street, London EC4N 7JB, United Kingdom Daiwa Securities Trust Europe Daiwa Europe Fund Managers Ireland Daiwa Europe Trustees Ireland Block 5, Harcourt Centre, Harcourt Road, Dublin 2, Ireland Block 5, Harcourt Centre, Harcourt Road, Dublin 2, Ireland Block 5, Harcourt Centre, Harcourt Road, Dublin 2, Ireland 596,500,000 100,000,000 1,000,000 50,000 25,000 75 24,999,999 15,000,000 1,000 200,000 15,000,000 400,000 120,002 % % 0 100 0 100 0 100 0 100 0 100 0 26.68 99.99 99.99 0 100 0 100 0 100 100 100 0 99.99 0 99.99 G.A.S. (Cayman) Caledonian House, 69 Dr. Roys Drive, P.O. Box 1043 GT, George Town, Grand Cayman, Cayman 480,000 0 100 EMP- Daiwa Capital Asia Grand Cayman, Cayman Daiwa Capital Markets Financial Products (Cayman) Ltd Daiwa Capital Markets Europe Empire Nominees Daiwa Corporate Advisory Holdings DC Advisory Partners (Guernsey) C/O BNP Paribas Private Bank & Trust Cayman, PO Box 10632 APO, Royal Bank House, Shedden Road, George Town, Grand Cayman, Cayman 5 King William Street, London EC4N 7AX, United Kingdom 5 King William Street, London EC4N 7AX, United Kingdom 60 Threadneedle Street London EC2R 8HP, United Kingdom PO Box 671, Level 1 Regency Court, Glategny Esplanade, St Peter Port, Guernsey, GY1 3ST 1,000 882,121,063 100 55,400,000 2 0 100 0 100 0 100 0 100 0 100 Daiwa Corporate Advisory 60 Threadneedle Street London EC2R 8HP, United Kingdom 33,000,000 0 100 106
% % Daiwa Corporate Advisory SAS 36 rue de Naples, 75008, Paris, France 1,320,246 0 100 Daiwa Corporate Advisory SLU Calle Montalban, 9, Madrid, 28014, Spain 453,010 0 100 Daiwa Corporate Advisory GmbH Neue Mainzer Str. 1, D-60311 Frankfurt/Main, Germany 226,042 0 100 Daiwa Capital Markets Asia Holding B. V. Teleport Boulevard 140, 1043 EJ Amsterdam, Kingdom of the Netherlands 880,856,767 0 100 Daiwa Capital Markets Hong Kong One Pacific Place, 88 Queensway, Hong Kong 100,000,000 536,734,230 0 100 Daiwa Institute of Research (Hong Kong) Daiwa Capital Markets Singapore 6 Shenton Way #26-08, DBS Building Tower Two, Singapore 068809, Republic of Singapore 102,000,000 0 100 Daiwa Capital Markets Investment Services Pte Ltd. 6 Shenton Way #26-08 DBS Building Tower Two Singapore 068809, Republic of Singapore 33,600,000 0 100 Daiwa Capital Markets Futures Pte Ltd. 6 Shenton Way #26-08 DBS Building Tower Two Singapore 068809, Republic of Singapore 3,000,000 0 100 Daiwa Capital Markets Australia Rialto North Tower, 525 Collins Street, Melbourne, Victoria 3000, Australia 15,000,000 0 100 Daiwa Capital Markets Stockbroking Rialto North Tower, 525 Collins Street, Melbourne, Victoria 3000, Australia 5,000,000 0 100 Daiwa Capital Markets Nominees Rialto North Tower, 525 Collins Street, Melbourne, Victoria 3000, Australia 5 0 100 Daiwa Capital Markets Fast Nominees Rialto North Tower, 525 Collins Street, Melbourne, Victoria 3000, Australia 5 0 100 200, Keelung Road, Sec. 1, Taipei, Taiwan, R.O.C. 3,000,000,000 0 90 DBP-Daiwa Capital Markets Philippines, Inc. Citibank Tower, 8741 Paseo de Roxas, Salcedo Village, Makati City, Republic of the Philippines 255,000,000 0 60 Daiwa Capital Markets India Private Ltd. 3, North Avenue Maker Maxity, Bandra-Kurla Complex Bandra East Mumbai - 400051 India 3,425,500,010 0 100 Hang Seng Bank Tower, 1000 Lujiazui Ring Road, Pudong Shanghai, P.R.C (200120) 500,000,001 0 33.33 Daiwa Securities Capital Markets Korea Co., Ltd. One IFC, 10 Gukjegeumyung-Ro, Yeongdeungpo-gu, Seoul, Korea 13,000,000,000 0 100 Daiwa Asset Management (America) Ltd. New York, NY 10005-3538, U.S.A. 107
NIF Management Singapore Pte. Ltd. Republic of Singapore 048424 Daiwa Asset Management (Europe) London, EC4N 7AX, Ltd United Kingdom Daiwa Asset Management (H.K.) Daiwa Asset Management (Singapore) Ltd. Republic of Singapore 048693 Daiwa Asset Management Services Grand Cayman, KY1-1104, Cayman Ltd. (Cayman) Daiwa Asset Management (India) Mumbai-400 013, Maharashtra Private State, India Daiwa Trustee Company (India) Mumbai-400 013, Maharashtra Private State, India Myanmar Securities Exchange Centre Co., Ltd Yangon, Union of Myanmar Daiwa SB Investments (USA) Ltd. New York, NY 10005, U.S.A. Daiwa SB Investments (UK) Ltd. London, EC4N 7JA, U.K. Daiwa SB Investments (HK) Ltd. Daiwa SB Investments (Singapore) Ltd. Republic of Singapore 189721 % % Daiwa Corporate Investment Asia Ltd. DS Capital International (NI) Ltd. Grand Cayman, KY1-1104, Cayman Daiwa Fund Consulting America Inc. New York, NY10005, U.S.A. DSCAP-SSIAM Vietnam Growth Investment Fund LLC Grand Cayman, KY1-1104, Cayman Daiwa Capital Markets Trading Hong Kong One Pacific Place, 88 Queensway, Hong Kong 5,000,000 0 100 Daiwa Corporate Investment China Fund L.P. Daiwa Corporate Investment Vietnam Fund L.P. Grand Cayman, KY1-1104 Cayman Grand Cayman, KY1-1104 Cayman Daiwa Capital Markets Investments Asia One Pacific Place, 88 Queensway, Hong Kong 230,000,000 0 100 Daiwa Capital Markets Investments Hong Kong One Pacific Place, 88 Queensway, Hong Kong 15,000,000 0 100 Daiwa Capital Markets Fixed Income Private North Avenue Maker Maxity, Bandra-Kurla Complex Bandra East Mumbai - 400051 India 345,543,830 0 100 108
SinoCom DIR Business Innovation Co., Ltd % % FitechForce, Inc. Foster City, CA 94404 USA liability Company FitechLabs Saint-Petersburg NIF 20002 Saint Petersburg, Russia NIF21-ONE1 NIF21-ONE2-A NIF21-ONE2-B 1 NIF-PAMAA NIF 2005TOKYO NIF 2005H-1 NIF 2005H-2 NIF 2005H-3 NIF 2005L-1 NIF 2005L-2 NIF 2005G-1 NIFSMBC-V2006S1 NIFSMBC-V2006S2 NIF-JIP NIFSMBC-B2007 109
NIFSMBC-B2007-B 1 DSMI DSMI DSMI DSMI % % DSMI DSMI DSMI DSMI 110
% % Daiwa Japan Private Equity Fund L.P. Daiwa Asia Private Equity Fund L.P. Daiwa Japan Realty Recovery Fund L.P. Daiwa Japan Recovery Fund L.P. Daiwa Quantum Capital Partners, L.P. Grand Cayman, KY1-1104, Cayman Grand Cayman, KY1-1104, Cayman Grand Cayman, KY1-1104, Cayman Grand Cayman, KY1-1104, Cayman Grand Cayman, KY1-1104, Cayman 1. 2441 2. 1. 1 P.64 2 32 3 4 234243 6 111
2. 1 ROE 2 3. ROE 4. 2341 24331 17 929 809 102 17 6 80 80 2341 24331 32 4,124 912 5 3,136 69 1. 2. 924 3. 20117 237143630 43531 5. 112