APCをめぐる国際的動向三根慎二三重大学第1回SPARC Japanセミナー2014

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1 APCをめぐる国際的動向三根慎二三重大学第1回SPARC Japanセミナー2014

4 OA OA w/apc David Willetts/ BIS OA RCUK Wellcome Trust NIHR REF 2020 Open Access at UCL.

5 1. Accessibility, sustainability, excellence: how to expand access to research publications 2. Review of Progress in Implementing the Recommendations of the Finch Report OA Gold OA OA APC APC OA

6 Research Excellence Framework Output, Impact, Environment (w/issn) 2016/4/1 OA 1 12 /24 REF % Open access in the post-2014 Research Excellence Framework.

9 % % APC % % % Directory of Open Access Journals.

10 Solomon DJ, Björk B-C. A study of open access journals using article processing charges. Journal of the American Society for Information Science and Technology. 2012;63(8):

11 Laakso, M., & Björk, B.-C. (2012). Anatomy of open access publishing: a study of longitudinal development and internal structure. BMC Medicine, 10(1), 124.

12 FIGURE 3 Pace of Substitution of Direct Gold OA for Subscription Journals (normal scale) 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% Laakso et al. Estimates S-curve Extrapolation Based on S-curve Extrapolation Based on Lewis, D. W. (2012). The Inevitability of Open Access. College & Research Libraries, 73(5),

13 Springer, T&F, W&B MPI CDL Scopus 0.5% Sage Elsevier

14 APC APC $1, $2, $1, $2, $2, $2, $2, $2, $1, :

1.0 0.5 log10 (Article Influence) 0.0-0.5-1.0-1.5-2.0-2.

15 log10 (Article Influence) Price ($ US) West JD, Bergstrom TC, Bergstrom CT. Cost Effectiveness of Open Access Publications. Economic Inquiry. 2014, 52(4).

16 3 APC or 2 3 OA APC Double Dipping OA APC. (2014) , P

17 DOAJ OASPA COPE STM 17 Butler, D. (2013). Investigating journals: The dark side of publishing. Nature, 495(7442),

18 BMC APC 15% Hindawi Hidawi APC RSP APC 25% Springer APC 15% Fruin C, Rascoe F. Funding open access journal publishing: Article processing charges. College & Research Libraries News. 2014;75(5):

20 Solomon DJ. A survey of authors publishing in four megajournals. PeerJ. 2014;2:e365.

21 Wiley SPARC Japan 1 2 IF 3 IF 4 5 What authors want from open access publishing: Wiley author survey,

22 OA Gold OA IR OA APC

23 % Gold 25% Green OA RCUK APC OA 45% 53% 60% 67% 75%

24 OA /10- PMC 6 OA APC Open Access Awards 32

25 APC Jisc APC Jisc APC REF2020 OA OA

26 10,000, ,500, APC 5,000, ,500, APC APC 1,689 1,747 1,720 1,685 1,658 Lawson, Stuart (2014): Jisc Collections aggregated APC data figshare.

27 8,000,000 6,000,000 CUP T&F ACS Nature BMJ Springer OUP PLOS 4,000,000 Elsevier 2,000,000 Wiley Lawson, Stuart (2014): Jisc Collections aggregated APC data figshare.

28 3,000 2,250 1, ACS BMJ CUP Elsevier NPG OUP Springer T&F Wiley Lawson, Stuart (2014): Jisc Collections aggregated APC data figshare.

29 200 (60) 150 Full OA Hybrid count Kiley, Robert (2014): Wellcome Trust APC spend : data file. figshare. Cost

30 Elsevier APA 2905 Wiley-Blackwell NPG 2696 PLOS OUP NPG Springer BMC BMJ Group CUP The Company of Biologists Royal Society ACS T&F APA Portland Press Sage NAS Society for General Microbiology Elsevier T&F BMJ Springer Wiley OUP The Company of Biologists CUP Portland Press Sage Royal Society BMC ACS PLOS NAS 864 Frontiers , , ,000 1,100, ,500 2,250 3,000 Kiley, Robert (2014): Wellcome Trust APC spend : data file. figshare.

31 UCL 1,151,812 1,355,073 1,150,458 1,353,480 1,149,066 1,351,843 1,102,549 1,297, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,000 1,300,000 1,625,000 1,950,000 2,275,000 2,600,000

32 An author submits an article to a journal for Open Access publication Jisc APC workflow university administrators who manage the APC s on behalf of their authors Has the article been accepted for publication? Yes No Article is rejected and is not included in Jisc APC Publisher signed to Jisc APC Publisher supplies OAK with the article metadata, which is automatically loaded into the Jisc APC database A notification appears in the administrator s account dashboard that the publication is outstanding and they will be prompted to Pay the invoice which triggers the payment request process and confirmation of the funding source. 1 They can also edit the article to add any additional article metadata. The publisher raises an invoice, which is sent to Jisc APC via one of the following ways: Publisher sends the invoice direct to the author Publisher manually enters the article metadata into the Jisc APC database Publisher sends the invoice direct to university Institution /author forwards the invoices onto the Jisc APC Helpdesk The article data is created from the source publisher invoices in the Jisc APC database. Where possible OAK will liaise with the publisher to obtain additional article metadata. Publisher not signed to Jisc APC he funding sources that are available to the author will depend on what type of payment accounts that have been created for at institution. If deposit balances are less than the APC for that publication then that account will not be available to the author choose from as a funding source. dministrators can edit an article to change the funding source for that publication to resend the payment request before it has en approved. he financial reports provide a detailed breakdown of transactions; RFP s where VAT was charged / not charged; account alance movements, payments made to date and any outstanding APC s that are due for payment for Pay as you go accounts. The institution s account balance is automatically updated with the APC values as the payment approval occurs at the same time as the payment request has been generated.* Yes *If a Pay as you go or Consortia deposit account was chosen as the funding source when the payment request was generated, a Request for Payment is also generated in the RFP and Account details tabs in the administrator account. Has the administrator chosen to Pay the invoice? 2 No The in-built financial reports (deposits and summarised balances; institutional statement summary; transactional balance report; and the consolidated report of university balances) are also updated at the same time. 3 The publication is still outstanding and the payment approval is not complete until the Pay invoice procedure has been completed.

Wellcome Trust open access process open-access@ucl.ac.uk UCL author submits an article, book chapter or monograph¹ based on research funded in whole or in part by the Wellcome Trust Is it a peer-reviewed research output?

The RCUK process² will apply if the article is part-rcuk-funded.

membership scheme? See list⁵ No Yes Select prepaid / UCL pays / institutional payment option when ordering open access.⁶ UCL s Open Access Team will authorise payment.

: GB 524 3711 68, or ask the Open Access Team to do so for you When you receive the invoice, send it to the Open Access Team, who ll arrange payment.

33 Wellcome Trust open access process UCL author submits an article, book chapter or monograph¹ based on research funded in whole or in part by the Wellcome Trust Is it a peer-reviewed research output? Yes No The Wellcome Trust policy does not apply to editorials, reviews or conference proceedings. APCs can be paid for Wellcome-funded review articles, at the author s option. The RCUK process² will apply if the article is part-rcuk-funded. Otherwise, UCL can fund the article processing charge if the author would like Gold open access³; or submit the article to UCL Discovery⁴ if the publisher permits Has UCL joined the publisher s OA membership scheme? See list⁵ No Yes Select prepaid / UCL pays / institutional payment option when ordering open access.⁶ UCL s Open Access Team will authorise payment. They will also deposit the publisher PDF in UCL Discovery, in compliance with UCL s open access mandate Does the journal have a Wellcomecompliant Gold option?⁷ Check with open-access@ucl.ac.uk⁸ No Yes Order publisher s paid open access option, supplying UCL s VAT no.: GB , or ask the Open Access Team to do so for you When you receive the invoice, send it to the Open Access Team, who ll arrange payment.⁹ They will also deposit the publisher PDF in UCL Discovery, in compliance with UCL s open access mandate Does the publisher allow self-deposit (or does it deposit on behalf of authors) in Europe PMC¹⁰ 6 months after publication? Yes Deposit author s final version in Europe PMC¹⁰ (unless publisher does so) and UCL Discovery.⁴ The UCL Discovery team will make it available in UCL Discovery after any embargo period. This fulfils the requirements of UCL s open access mandate No Follow the instructions in the Wellcome Trust authors guide¹¹.

34 Compact for Open Access Publishing Equity OA APC OA Harvard Open-Access Publishing Equity DOAJ OASPA 3000 /

35 APC

Open access publishing Developing an Effective Market for Open Access Article Processing Charges Bo-Christer Björk and David Solomon March 2014 Improving

36 Open access publishing Developing an Effective Market for Open Access Article Processing Charges Bo-Christer Björk and David Solomon March 2014 Improving School Governance 3

37 OA APC S APC W OA APC OA O OA T APC

38 APC S OA OA W OA O OA T

39 Full OA Scopus Full OA Wellcome Trust APC APC , , ,195 1, , ,258 2,

40 APC S OA W OA OA O T

41 APC APC APC

42 APC JUSTICE?

45 APC Elsevier 1,033, % 2,449 Wiley-Blackwell 546, % 2,011 PLOS 349, % 1,141 Oxford University Press 310, % 1,848 Nature Publishing Group 215, % 2,696 Springer 190, % 2,024 BioMed Central 129, % 1,345 BMJ Group 121, % 2,066 American Society for Biochemistry and Molecular Biology 106, % 1,387 Cambridge University Press 57, % 1,734 American Society for Microbiology 55, % 1,668 The Company of Biologists 47, % 1,751 Royal Society 45, % 1,570 American Chemical Society 43, % 1,255 Taylor and Francis 41, % 2,210 American Psychological Association 40, % 2,905 Portland Press 39, % 1,713 Sage 33, % 1,574 National Academy of Sciences 32, % 864 Society for General Microbiology 31, % 1,980 Frontiers 28, % 857

46 University of Cambridge 1,151, ,355, Imperial College London 1,150, ,353, University College London 1,149, ,351, University of Oxford 1,102, ,297, University of Edinburgh 830, , The University of Manchester 824, , University of Bristol 581, , University of Nottingham 536, , University of Southampton 488, , University of Sheffield 487, , University of Leeds 443, , King's College London 414, , University of Birmingham 412, , University of Glasgow 407, , University of Liverpool 359, , University of Warwick 352, , Newcastle University 348, , Cardiff University 305, , Durham University 276, , Queen Mary, University of London 234, , University of Exeter 215, , University of St Andrews 203, , University of Strathclyde 200, , University of Aberdeen 179, , Loughborough University 175, , Queen's University of Belfast 174, , University of York 164, , University of Sussex 162, , University of East Anglia 161, , University of Leicester 159, ,

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オープンアクセスジャーナルとは DRF, 鹿児島大学附属図書館西薗由依第 5 回 SPARC Japan セミナー 2011 OA メガジャーナルの興隆 (2012/02/29) 1 全体に対する OA 論文の比率 * ハイブリッド型や一定期間後無料型のものは含まず出典 :Laakso M, Welling P, Bukvova H, Nyman L, Björk B-C, et al. (2011)

APCをめぐる国際的動向 三根慎二 三重大学 第1回SPARC Japanセミナー2014

APCをめぐる国際的動向三根慎二三重大学第1回SPARC Japanセミナー2014