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1 .988, R&D VC2004 R&D 86 Lux Research R&D 39% 1 1 R&D, 36% 39% 23%, 2% Lux Research The Nanotech Report 2004: Key Findings R&D R&D Lux Research The Nanotech Report 2004: Key Findings, avairable from rch_tnr2004_keyfindings_introduction.pdf 87

2 .988, R&D 2004 R&D R&D 17 46% 16 35% % 52% 48% 100% 14 36% 16 35% % 47% 53% 100% % 13 28% % 33% 67% 100% 0.4 1% % % 23% 77% 100% % % % Lux Research The Nanotech Report 2004: Key Findings 2 R&D Lux Research The Nanotech Report 2004: Key Findings R&D NSF , ,000 1, Lux Research Key Findings R&D 86 R&D 84 2 Key Findings R&D 3 John McHale Nanotechnology: the Revolution Has Begun: Nanotechnology, Heavily Resarched and Funded Across the Globe, Promises to Revolutionize Many Applications in Space Flight and Communications Military & Aerospace Electronics September 1,

3 .988, ,920 Nano-intermediates IT 2, % general manufactured goods 4IT 50% 16% 2 6,000 R&D 1,500 5 VC VC VC VC VC 1.6% VC 7 VC VCHarris & Harris 4 Charles Q. Choi Nano World: Nano-materials Over-hyped UPI October 29, Lux Research, The Nanotech Report Austin Weber Nanotech: Small Products, Big Potential; Nanomanufacturing Will Transform the Way Products are Designed and Assembled; Assembly Trends Assembly February 1, Lux Research, The Nanotech Report

4 .988, NASDAQ:TINY Law & Business VC URL ARCH Venture Partners Ardesta Draper Fisher Jurvetson Harris & Harris Group Lux Capital Morgenthaler Ventures Nanotech Partners NGEN Partners Polaris Ventures Sevin Rosen Funds VC 41 14%5% 10 1,500 R&D 8 1, , Research and Markets: Nanotechnology R&D and Marketing: Venture Capital Funding for Nanotechnology up 42% in 2003 Research & Markets Press Release July 22, Nano World Dot 10 Nanotech Venture Firms UPI October 15, Lux Research, The Nanotech Report Merrill Lynch 25 90

5 .988, M&A VC VC VC VC 15 VC VC 22 5 Catalytic SolutionsNanosysQuantum DotMolecular ImprintsFrontier Carbon % VC % 17 VC David Kathman Nanotechnology Cool but Risky; Fates of Earlier Hot Stocks Offer Sobering Lessons for Investors Skkeing to Cash in on Newest Science Saint Paul Pioneer Press October 10, 2004; Mike Angell Nanotechnology Stocks Saw Big Gains In `03, Some Without Earnings; Patents Likely To Hve Value; Tennis Rackets, Pants and Military Humvees among Products Using Nanotech Investors Business Daily January 6, 2004, 14 Lux Research, The Nanotech Report Nano World Dot 10 Nanotech Venture Firms UPI October 15, Lux Research, The Nanotech Report Research and Markets Research & Markets Press Release July 22, Anita Jain VCs Devoting Themselves to the Little Things; Nanotech Nears Marketplace, Draws Funding Crains New York Business March 8,

6 .988, VC Frontier Carbon 4 VC IT 115 VC Quantum Dot Corporation Molecular Imprints, Inc. 2 NISTNational Institute of Standards and Technology Advanced Technology Program (ATP) Catalytic Solutions, Inc Nanosys, Inc. Quantum Dot Corporation Molecular Imprints, Inc NIST NASA NIST Nano World Dot 10 Nanotech Venture Firms UPI October 15,

7 .988, Catalytic Solutions, Inc Fiske Place, Oxnard, California URL (2003) 20 - (2003) Cycad Group, Ngen, Cinergy Ventures, GE, JP Morgan Partners, 23 Ford MotorHonda Motor Catalytic Solutions Inc CSI CSI 25 CSI 2001 CSI CSI 27 CSI US Business Directory Josh Friedman Catalytic Solutions Cuts Cost in Slashing Exhaust; Carmakers Like Its Product, Which Makes Reducing Pollution Less Expensive. Investors Like the Way It Differs from Other Start-ups Los Angeles Times October 27, 2003; Joseph Chang Venture Capital Activity Heats up in Nanotechnology and Catalysis: Chemical Firms also Step up Venture Capital Investments; Financial Chemical Market Reporter June 6, Friedman Catalytic Solutions Cuts Cost Los Angeles Times October 27, Jan Sandred Clean Technology Newest Booming Industry Scripp Howard News June 3,

8 .988, Nanosys, Inc Hanover St., Palo Alto, CA URL 34 (2003) (2003) ARCH Venture Partners (15%)Venrock Associates (14%) 32 Matsushita Electric WorksSAIC 33 Nanosys 2001 conformal VC VC Venrock Associates 38 VC Intel Hoover s Nanosys website 32 Hoover s Nanosys website 35 Barnaby J. Feder Puzzles and Promise of the Nascent Nanotech Field International Herald Tribune March 16, Nanosys website 37 Palo Alto Nanosys Lands Big Deals in Technology of the Minuscule Associated Press January 5, Financial Deals 2003: nanosys, A Big Deal in World of Very Tiny Objects San Francisco Business Times February 27, Chuck Lenatti, Nanotech s First Block-Busters? Technology Review March 1, Feder Puzzles and Promise International Herald Tribune March 16, Lenatti, Nanotech s First Block-Busters? Technology Review March 1,

9 .988, VC VC Lux Capital 44 Quantum Dot Corporation Research Rd., Hayward, CA URL 45 (2002) (2002) Versant Ventures, Abingworth Management, Technogen Associates, Schroder Ventures, Frazier & Co, MPM Asset ManagementCMEA Ventures Quantum Dot CorporationQDC NASA (lateral flow assay LFA) rapid test 50 Science Magazine Nanotechnology NowForbs Wolfe Nanotch Report QDC 51 Genentech 42 Financial Deals 2003 San Francisco Business Times February 27, Feder Puzzles and Promise International Herald Tribune March 16, Financial Deals 2003 San Francisco Business Times February 27, Hoover s Qdot website QDC website 95

10 .988, QDC 53 QDC QDC NIST ATP 20 QDC clinical grade quantum dots 54 Molecular Imprints, Inc C W. Braker Ln., Ste. 100, Austin, TX URL 75 (2004) (2002) KLA-TencorTokyo Electron 58 Motorola, Hewlett-Packard, the Korea Institute of Science and Technology 59 Molecular Imprints, IncMII IC ATP 2001 ATP MII Step and Flash Imprint Lithography technology (S-FIL) VC MII MMI S-FIL 61 MII 52 Nanotechnology Startups Flourish in California s East Bay Area Knight Ridder Tribune February 1, David Whelan New Funding Could Boost Bay Nanotechnology Sector Contra Costa Times December 4, QDC website 55 MII Press Release 56 Austin Business Journal 57 Hoover s MII Press Release

11 .988, MII NEDO 17 ( ) NEDO 62 Clifford Carlson Nano Startup Raises $30M Daily Deal December 4, Nanotech Firms makes Imprint Austin Business Journal November 21,

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