2 3-2-1 RIA 2 RIA 1 RIA 2 2 1 3-2-2 RIA OMB CAO 3-2-3 OMB OIRA Office of Information and Regulatory Affairs RIA 12866 RIA OIRA's review of a draft regulation OMB 12866 Return Letters OMB Prompt Letters OIRA Return Letters OIRA OMB return Letter RIA RIA 12866-100 -
OMB/OIRA OIRA OIRA Prompt Letters OMB OIRA OMB OMB http://www.whitehouse.gov/omb/inforeg/regpol.html 3-2-4 OMB 1997 1 2000 Regulatory Right-to-Know Act 2 RIA 3 6 624 a 2002 OMB 31 1105 1 A B C 2 3 b OMB a 1 Report to Congress on the Costs and Benefits of Federal Regulations 2 2001 Treasury and General Government Appropriations Act 3 3-2-8-101 -
c OMB 1 2 d OMB OMB 2003, 2003 Report to Congress on the Costs and Benefits of Federal Regulations and Unfunded Mandates on State, Local, and Tribal Entities 195 3-2-5 RIA CAO RIU Regulatory Impact Unit 4 RIA RIA Scrutiny Team RIU RIU RIU RIU Promoting: Identifying: Supporting: Removing: Improving: Scrutiny Team RIA Transparency Accountability 4 BRTF Better Regulation Task Force 1997 5 Proportionality Accountability Consistency TransparencyTargeting - 102 -
Consistency Targeting Proportionality CAO/RIU http://www.cabinet-office.gov.uk/regulation/ 3-2-6 RIA PC Productivity Commission 1997 Regulation and its Review 1997 RIA 6 1997 More Time for Business RIA 2 ORR Office of Regulation Review ORR RIA 1997-98 1 Productivity Commission 1998, Regulation and its Review 1997-98 - 103 -
3-2-7 OMB/OIRA 500 10 5 Return Letters Letter to the Department of Transportation's National Highway Traffic Safety Administration on "Tire Pressure Monitoring Systems" February 12, 2002 http://www.whitehouse.gov/omb/inforeg/return/dot_revised_tire_rtnltr.pdf 4 DOT/NHTSA ABS Letter to the Environmental Protection Agency on "Federal Water Quality Standards for Indian County and Other Provisions Regarding Federal Water Quality Standards" October 2, 2001 http://www.whitehouse.gov/omb/inforeg/return/epa_water_quality_rtnltr.html OMB 300 Prompt Letters Letter to the Department of Agriculture and the Department of Health and Human Services regarding dietary guidelines May 27, 2003 http://www.whitehouse.gov/omb/inforeg/prompt_dietary_052703.pdf OMB OMB Letter to the Environmental Protection Agency regarding particulate matter December 4, 2001 http://www.whitehouse.gov/omb/inforeg/epa_pm_research_prompt120401.html PM PM - 104 -
3-2-8 RIA OMB Social Regulations 5 RIA 12866 Economically Significant Congressional Review Act major Unfunded Mandate Reform Act 1997 96.4.1-97.3.31 1998 97.4.1-98.3.31 2000 98.4.1-99.3.31 2001 99.4.1-00.3.31 2002 00.4.1-01.9.30 2003 01.10.1-02.9.30 2004 02.10.1-03.9.30 3-2- 1 OMB RIA OMB Social Regulation 4,100 273 41 21 4,720 230 33 22 4,752 255 44 22 4,679 190 31 12 435 87 34 4,153 330 31 6 4,312 349 37 12 OMB, Reports to Congress on the Costs and Benefits of Federal Regulations 1999 2002 18 5 Transfer Rules - 105 -
3-2- 2 RIA 1997 96.4.1-97.3.31 1998 97.4.1-98.3.31 2000 98.4.1-99.3.31 2001 99.4.1-00.3.31 2002 00.4.1-01.9.30 2003 01.10.1-02.9.30 21 8 6 7 22 13 3 6 22 12 4 6 12 8 0 4 34 17 3 14 6 5 0 1 3-2- 3 RIA 1997 96.4.1-97.3.31 1998 97.4.1-98.3.31 2000 98.4.1-99.3.31 2001 99.4.1-00.3.31 2002 00.4.1-01.9.30 2003 01.10.1-02.9.30 21 16 5 22 19 3 22 16 6 12 8 4 34 26 7 6 3 3 3-2- 4 RIA 1997 96.4.1-97.3.31 1998 97.4.1-98.3.31 2000 98.4.1-99.3.31 2001 99.4.1-00.3.31 2002 00.4.1-01.9.30 2003 01.10.1-02.9.30 21 7 5 22 13 6 4 22 10 8 12 6 3 2 34 12 9 2 6 3 2 1 1-106 -
3-2-9 RIA RIA RIA 12866 Independent Regulatory Agencies Small Business Regulatory Enforcement Fairness Act GAO OMB GAO RIA RIA RIA FCC SEC FCC RIA57 1 SEC RIA29 14 6 Federal Communication Commission FCC Securities and Exchange Commission SEC Federal Reserve Board FRB Nuclear Regulatory Commission NRC Federal Energy Regulatory Commission FERC National Credit Union Administration NCUA Federal Trade Commission FTC 3-2- 5 RIA 1998 96.4.1 98.3.31 2000 98.4.1 99.3.31 2001 99.4.1 00.3.31 2002 00.4.1 01.9.30 2003 01.10.1 02.9.30 25 15 5 4 8 10 7 3 3 6 2 1 2 2 1 1 3 2 1 1 1 41 25 10 8 19-107 -
3-2- 6 RIA 1998 96.4.1-98.3.31 2000 98.4.1-99.3.31 2001 99.4.1-00.3.31 2002 00.4.1-01.9.30 2003 01.10.1-02.9.30 41 12 4 1 25 7 4 2 10 7 0 1 8 3 3 1 19 8 6 3 1998 24 2002 18 3-2-10 CAO/RIU RIA RIA Partial Full 2 RIA RIU RIA RIA RIU RIA Compliance with the Regulatory Impact Assessment process Ministerial Statement 2002 2003 2 2002 12 1 92 2003 11 1 100-108 -
2 3-2-11 RIA GAO NAO 3-2-12 RIA GAO Congressional Review ActReports on Federal Agency Major Rules 801 6 GAO 15 4 1 12866 2 Regulatory Flexibility Act 3 Unfunded Mandates Reform Act 4 801 3-2-13 RIA NAO RIA 2002 12 Cabinet Secretary 2003 NAO RIA 6 Section 801-Congressional Review (a)(2)(a) of title 5-Government Organization and Employees - 109 -
NAO 2001 11 NAO RIA Better regulations Making Good Use of Regulatory Impact Assessments HC329 Session 2001-02 23 RIA RIA CAO NAO 2002 4 PAC Committee of Public Accounts NAO NAO RIA 2002 12 the Cabinet Secretary NAO RIA 2003 NAO 10 RIA NAO 2004, Evaluation of Regulatory Impact Assessments Compendium Report 2003-2004 NAO CAO/RIU RIA NAO 6 NAO RIA 1 RIA? clear? RIA?? a range of? alternatives to regulation? alternative regulatory tools? 2? RIA?? clearly? consult? small businesses? formulating? 3 RIA assess costs thoroughly? implementation costs policy costs??? likely costs? - 110 -
? 4 RIA assess benefits realistically??? robust?? 5 RIA realistically assess compliance? factored??? 6? RIA? NAO 2004, Evaluation of Regulatory Impact Assessments Compendium Report 2003-2004 - 111 -
3-2-14 RIA GAO RIA Reports on Federal Agency Major Rules 50 70 RIA 4 3-2-7 4 2 2 3-2-15 NAO RIA RIA Evaluation of Regulatory Impact Assessments Compendium Report 10 RIA RIA RIA Final RIA RIA NAO 7 RIA BRTF Better Regulation Task Force 8 NAO BRTF NAO 2 2003-2004 NAO 13 RIA BRTF 21 11 10 13 7 6 3-2-8 11 Recommendation 7 NAO 2004, Evaluation of Regulatory Impact Assessments Compendium Report 2003-2004 41 8 1997-112 -
3-2- 7 GAO Section 801-Congressional Review (a)(2)(a) of title 5 p1 p2 Section 801-Congressional Review (a)(2)(a) of title 5 p3 p4-113 -
3-2- 8 NAO RIA evolve RIA good policy making RIA RIA culture of thorough scrutiny RIA a range of RIA enforcement regime RIA consequence of not regulating RIA RIA 100 RIA NAO 2004, Evaluation of Regulatory Impact Assessments Compendium Report 2003-2004 - 114 -